PHILLIP SECURITIES (HONG KONG) LIMITED 輝立証券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 3 | 73 | 76 | 96.05% |
| 2024-12-31 | 3 | 83 | 86 | 96.51% |
| 2023-12-31 | 4 | 85 | 89 | 95.51% |
| 2022-12-31 | 4 | 90 | 94 | 95.74% |
| 2021-12-31 | 4 | 91 | 95 | 95.79% |
| 2020-12-31 | 4 | 101 | 105 | 96.19% |
| 2019-12-31 | 4 | 102 | 106 | 96.23% |
| 2018-12-31 | 4 | 102 | 106 | 96.23% |
| 2017-12-31 | 4 | 102 | 106 | 96.23% |
| 2016-12-31 | 4 | 122 | 126 | 96.83% |
| 2015-12-31 | 4 | 129 | 133 | 96.99% |
| 2014-12-31 | 4 | 136 | 140 | 97.14% |
| 2013-12-31 | 4 | 136 | 140 | 97.14% |
| 2012-12-31 | 4 | 128 | 132 | 96.97% |
| 2011-12-31 | 4 | 131 | 135 | 97.04% |
| 2010-12-31 | 4 | 114 | 118 | 96.61% |
| 2009-12-31 | 4 | 127 | 131 | 96.95% |
| 2008-12-31 | 4 | 87 | 91 | 95.60% |
| 2007-12-31 | 5 | 52 | 57 | 91.23% |
| 2006-12-31 | 4 | 38 | 42 | 90.48% |
| 2005-12-31 | 5 | 23 | 28 | 82.14% |
| 2004-12-31 | 4 | 160 | 164 | 97.56% |
| 2003-12-31 | 4 | 181 | 185 | 97.84% |
| 2003-03-31 | 5 | 217 | 222 | 97.75% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy