CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 建銀國際資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 6 | 10 | 16 | 62.50% |
| 2024-12-31 | 6 | 9 | 15 | 60.00% |
| 2023-12-31 | 4 | 8 | 12 | 66.67% |
| 2022-12-31 | 4 | 10 | 14 | 71.43% |
| 2021-12-31 | 5 | 11 | 16 | 68.75% |
| 2020-12-31 | 13 | 53 | 66 | 80.30% |
| 2019-12-31 | 13 | 67 | 80 | 83.75% |
| 2018-12-31 | 13 | 71 | 84 | 84.52% |
| 2017-12-31 | 12 | 68 | 80 | 85.00% |
| 2016-12-31 | 12 | 63 | 75 | 84.00% |
| 2015-12-31 | 12 | 59 | 71 | 83.10% |
| 2014-12-31 | 13 | 54 | 67 | 80.60% |
| 2013-12-31 | 10 | 47 | 57 | 82.46% |
| 2012-12-31 | 10 | 42 | 52 | 80.77% |
| 2011-12-31 | 10 | 41 | 51 | 80.39% |
| 2010-12-31 | 3 | 11 | 14 | 78.57% |
| 2009-12-31 | 2 | 6 | 8 | 75.00% |
| 2008-12-31 | 0 | 0 | 0 | 0.00% |
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