MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 12 | 266 | 278 | 95.68% |
| 2024-12-31 | 15 | 264 | 279 | 94.62% |
| 2023-12-31 | 11 | 239 | 250 | 95.60% |
| 2022-12-31 | 11 | 187 | 198 | 94.44% |
| 2021-12-31 | 11 | 162 | 173 | 93.64% |
| 2020-12-31 | 12 | 167 | 179 | 93.30% |
| 2019-12-31 | 10 | 171 | 181 | 94.48% |
| 2018-12-31 | 13 | 174 | 187 | 93.05% |
| 2017-12-31 | 11 | 162 | 173 | 93.64% |
| 2016-12-31 | 8 | 142 | 150 | 94.67% |
| 2015-12-31 | 9 | 125 | 134 | 93.28% |
| 2014-12-31 | 14 | 112 | 126 | 88.89% |
| 2013-12-31 | 11 | 103 | 114 | 90.35% |
| 2012-12-31 | 13 | 70 | 83 | 84.34% |
| 2011-12-31 | 10 | 83 | 93 | 89.25% |
| 2010-12-31 | 11 | 54 | 65 | 83.08% |
| 2009-12-31 | 6 | 34 | 40 | 85.00% |
| 2008-12-31 | 3 | 22 | 25 | 88.00% |
| 2007-12-31 | 3 | 18 | 21 | 85.71% |
| 2006-12-31 | 3 | 13 | 16 | 81.25% |
| 2005-12-31 | 3 | 7 | 10 | 70.00% |
| 2004-12-31 | 2 | 8 | 10 | 80.00% |
| 2003-12-31 | 2 | 10 | 12 | 83.33% |
| 2003-03-31 | 2 | 13 | 15 | 86.67% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy