HSBC BROKING SECURITIES (ASIA) LIMITED 滙豐金融證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 3 | 47 | 50 | 94.00% |
| 2024-12-31 | 3 | 56 | 59 | 94.92% |
| 2023-12-31 | 3 | 58 | 61 | 95.08% |
| 2022-12-31 | 4 | 60 | 64 | 93.75% |
| 2021-12-31 | 3 | 57 | 60 | 95.00% |
| 2020-12-31 | 3 | 69 | 72 | 95.83% |
| 2019-12-31 | 3 | 70 | 73 | 95.89% |
| 2018-12-31 | 2 | 71 | 73 | 97.26% |
| 2017-12-31 | 3 | 70 | 73 | 95.89% |
| 2016-12-31 | 4 | 73 | 77 | 94.81% |
| 2015-12-31 | 4 | 81 | 85 | 95.29% |
| 2014-12-31 | 0 | 0 | 0 | 0.00% |
| 2013-12-31 | 0 | 0 | 0 | 0.00% |
| 2012-12-31 | 0 | 0 | 0 | 0.00% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
| 2010-12-31 | 0 | 0 | 0 | 0.00% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
| 2008-12-31 | 0 | 0 | 0 | 0.00% |
| 2007-12-31 | 0 | 0 | 0 | 0.00% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
| 2005-12-31 | 0 | 0 | 0 | 0.00% |
| 2004-12-31 | 0 | 0 | 0 | 0.00% |
| 2003-12-31 | 7 | 99 | 106 | 93.40% |
| 2003-03-31 | 11 | 103 | 114 | 90.35% |
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