GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 11 | 243 | 254 | 95.67% |
| 2024-12-31 | 12 | 213 | 225 | 94.67% |
| 2023-12-31 | 10 | 210 | 220 | 95.45% |
| 2022-12-31 | 11 | 217 | 228 | 95.18% |
| 2021-12-31 | 15 | 200 | 215 | 93.02% |
| 2020-12-31 | 12 | 193 | 205 | 94.15% |
| 2019-12-31 | 11 | 153 | 164 | 93.29% |
| 2018-12-31 | 12 | 133 | 145 | 91.72% |
| 2017-12-31 | 11 | 123 | 134 | 91.79% |
| 2016-12-31 | 8 | 112 | 120 | 93.33% |
| 2015-12-31 | 7 | 115 | 122 | 94.26% |
| 2014-12-31 | 7 | 118 | 125 | 94.40% |
| 2013-12-31 | 10 | 117 | 127 | 92.13% |
| 2012-12-31 | 10 | 120 | 130 | 92.31% |
| 2011-12-31 | 8 | 123 | 131 | 93.89% |
| 2010-12-31 | 12 | 119 | 131 | 90.84% |
| 2009-12-31 | 14 | 104 | 118 | 88.14% |
| 2008-12-31 | 14 | 105 | 119 | 88.24% |
| 2007-12-31 | 9 | 83 | 92 | 90.22% |
| 2006-12-31 | 10 | 60 | 70 | 85.71% |
| 2005-12-31 | 9 | 55 | 64 | 85.94% |
| 2004-12-31 | 14 | 42 | 56 | 75.00% |
| 2003-12-31 | 11 | 324 | 335 | 96.72% |
| 2003-03-31 | 17 | 396 | 413 | 95.88% |
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