Merrill Lynch Far East Limited

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-21 0 0 0 0.00%
2024-12-31 3 0 3 0.00%
2023-12-31 18 181 199 90.95%
2022-12-31 23 232 255 90.98%
2021-12-31 27 188 215 87.44%
2020-12-31 27 153 180 85.00%
2019-12-31 22 153 175 87.43%
2018-12-31 21 136 157 86.62%
2017-12-31 17 147 164 89.63%
2016-12-31 16 161 177 90.96%
2015-12-31 22 159 181 87.85%
2014-12-31 23 151 174 86.78%
2013-12-31 19 134 153 87.58%
2012-12-31 10 138 148 93.24%
2011-12-31 9 173 182 95.05%
2010-12-31 5 177 182 97.25%
2009-12-31 5 132 137 96.35%
2008-12-31 6 183 189 96.83%
2007-12-31 7 153 160 95.63%
2006-12-31 5 104 109 95.41%
2005-12-31 5 83 88 94.32%
2004-12-31 6 82 88 93.18%
2003-12-31 5 91 96 94.79%
2003-03-31 8 121 129 93.80%

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