BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 14 | 188 | 202 | 93.07% |
| 2024-12-31 | 16 | 195 | 211 | 92.42% |
| 2023-12-31 | 16 | 175 | 191 | 91.62% |
| 2022-12-31 | 10 | 193 | 203 | 95.07% |
| 2021-12-31 | 12 | 201 | 213 | 94.37% |
| 2020-12-31 | 10 | 194 | 204 | 95.10% |
| 2019-12-31 | 13 | 194 | 207 | 93.72% |
| 2018-12-31 | 15 | 188 | 203 | 92.61% |
| 2017-12-31 | 8 | 181 | 189 | 95.77% |
| 2016-12-31 | 7 | 163 | 170 | 95.88% |
| 2015-12-31 | 6 | 161 | 167 | 96.41% |
| 2014-12-31 | 6 | 156 | 162 | 96.30% |
| 2013-12-31 | 6 | 136 | 142 | 95.77% |
| 2012-12-31 | 6 | 106 | 112 | 94.64% |
| 2011-12-31 | 5 | 30 | 35 | 85.71% |
| 2010-12-31 | 4 | 39 | 43 | 90.70% |
| 2009-12-31 | 2 | 32 | 34 | 94.12% |
| 2008-12-31 | 3 | 22 | 25 | 88.00% |
| 2007-12-31 | 2 | 9 | 11 | 81.82% |
| 2006-12-31 | 2 | 4 | 6 | 66.67% |
| 2005-12-31 | 2 | 3 | 5 | 60.00% |
| 2004-12-31 | 2 | 3 | 5 | 60.00% |
| 2003-12-31 | 2 | 3 | 5 | 60.00% |
| 2003-03-31 | 1 | 4 | 5 | 80.00% |
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