CMB International Securities Limited 招銀國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-24 | 10 | 151 | 161 | 93.79% |
| 2024-12-31 | 8 | 134 | 142 | 94.37% |
| 2023-12-31 | 10 | 126 | 136 | 92.65% |
| 2022-12-31 | 7 | 101 | 108 | 93.52% |
| 2021-12-31 | 9 | 122 | 131 | 93.13% |
| 2020-12-31 | 6 | 101 | 107 | 94.39% |
| 2019-12-31 | 5 | 86 | 91 | 94.51% |
| 2018-12-31 | 5 | 74 | 79 | 93.67% |
| 2017-12-31 | 3 | 54 | 57 | 94.74% |
| 2016-12-31 | 2 | 10 | 12 | 83.33% |
| 2015-12-31 | 0 | 0 | 0 | 0.00% |
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