SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 申萬宏源融資(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 7 | 24 | 31 | 77.42% |
| 2024-12-31 | 7 | 24 | 31 | 77.42% |
| 2023-12-31 | 8 | 24 | 32 | 75.00% |
| 2022-12-31 | 8 | 25 | 33 | 75.76% |
| 2021-12-31 | 9 | 20 | 29 | 68.97% |
| 2020-12-31 | 11 | 16 | 27 | 59.26% |
| 2019-12-31 | 10 | 23 | 33 | 69.70% |
| 2018-12-31 | 5 | 18 | 23 | 78.26% |
| 2017-12-31 | 5 | 13 | 18 | 72.22% |
| 2016-12-31 | 4 | 21 | 25 | 84.00% |
| 2015-12-31 | 5 | 15 | 20 | 75.00% |
| 2014-12-31 | 4 | 17 | 21 | 80.95% |
| 2013-12-31 | 6 | 10 | 16 | 62.50% |
| 2012-12-31 | 6 | 12 | 18 | 66.67% |
| 2011-12-31 | 7 | 14 | 21 | 66.67% |
| 2010-12-31 | 6 | 5 | 11 | 45.45% |
| 2009-12-31 | 6 | 3 | 9 | 33.33% |
| 2008-12-31 | 5 | 4 | 9 | 44.44% |
| 2007-12-31 | 5 | 2 | 7 | 28.57% |
| 2006-12-31 | 4 | 2 | 6 | 33.33% |
| 2005-12-31 | 3 | 3 | 6 | 50.00% |
| 2004-12-31 | 3 | 2 | 5 | 40.00% |
| 2003-12-31 | 3 | 5 | 8 | 62.50% |
| 2003-03-31 | 3 | 10 | 13 | 76.92% |
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