Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-21 | 3 | 34 | 37 | 91.89% |
| 2024-12-31 | 5 | 42 | 47 | 89.36% |
| 2023-12-31 | 6 | 43 | 49 | 87.76% |
| 2022-12-31 | 4 | 44 | 48 | 91.67% |
| 2021-12-31 | 3 | 45 | 48 | 93.75% |
| 2020-12-31 | 3 | 47 | 50 | 94.00% |
| 2019-12-31 | 3 | 46 | 49 | 93.88% |
| 2018-12-31 | 4 | 45 | 49 | 91.84% |
| 2017-12-31 | 3 | 47 | 50 | 94.00% |
| 2016-12-31 | 2 | 45 | 47 | 95.74% |
| 2015-12-31 | 2 | 47 | 49 | 95.92% |
| 2014-12-31 | 2 | 8 | 10 | 80.00% |
| 2013-12-31 | 2 | 5 | 7 | 71.43% |
| 2012-12-31 | 4 | 8 | 12 | 66.67% |
| 2011-12-31 | 2 | 4 | 6 | 66.67% |
| 2010-12-31 | 0 | 0 | 0 | 0.00% |
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