J.P. MORGAN BROKING (HONG KONG) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 15 | 192 | 207 | 92.75% |
| 2024-12-31 | 15 | 183 | 198 | 92.42% |
| 2023-12-31 | 14 | 193 | 207 | 93.24% |
| 2022-12-31 | 10 | 213 | 223 | 95.52% |
| 2021-12-31 | 13 | 209 | 222 | 94.14% |
| 2020-12-31 | 17 | 218 | 235 | 92.77% |
| 2019-12-31 | 14 | 221 | 235 | 94.04% |
| 2018-12-31 | 18 | 207 | 225 | 92.00% |
| 2017-12-31 | 21 | 194 | 215 | 90.23% |
| 2016-12-31 | 13 | 180 | 193 | 93.26% |
| 2015-12-31 | 13 | 156 | 169 | 92.31% |
| 2014-12-31 | 16 | 136 | 152 | 89.47% |
| 2013-12-31 | 12 | 126 | 138 | 91.30% |
| 2012-12-31 | 13 | 111 | 124 | 89.52% |
| 2011-12-31 | 10 | 84 | 94 | 89.36% |
| 2010-12-31 | 7 | 69 | 76 | 90.79% |
| 2009-12-31 | 7 | 77 | 84 | 91.67% |
| 2008-12-31 | 6 | 84 | 90 | 93.33% |
| 2007-12-31 | 3 | 75 | 78 | 96.15% |
| 2006-12-31 | 3 | 36 | 39 | 92.31% |
| 2005-12-31 | 3 | 26 | 29 | 89.66% |
| 2004-12-31 | 4 | 21 | 25 | 84.00% |
| 2003-12-31 | 3 | 17 | 20 | 85.00% |
| 2003-03-31 | 0 | 0 | 0 | 0.00% |
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