SFC licensee history: all firms: Advising on futures contracts

Activity type:

This page shows the historic number of people who are SFC licensees for all firms. Licensees are either Responsible Officers (ROs) or Representatives (Reps). We treat a person who holds both roles (in different categories of license, possible at different firms) as an RO. Each person is counted only once, even if she works for more than one firm. To see each firm separately, select the league table above and then click the firm's history link. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-30 473 927 1400 66.21%
2025-08-31 466 920 1386 66.38%
2025-07-31 468 919 1387 66.26%
2025-06-30 466 907 1373 66.06%
2025-05-31 461 924 1385 66.71%
2025-04-30 470 941 1411 66.69%
2025-03-31 464 943 1407 67.02%
2025-02-28 470 941 1411 66.69%
2025-01-31 464 934 1398 66.81%
2024-12-31 460 942 1402 67.19%
2024-11-30 466 945 1411 66.97%
2024-10-31 465 940 1405 66.90%
2024-09-30 464 941 1405 66.98%
2024-08-31 459 942 1401 67.24%
2024-07-31 450 949 1399 67.83%
2024-06-30 441 951 1392 68.32%
2024-05-31 446 948 1394 68.01%
2024-04-30 443 953 1396 68.27%
2024-03-31 450 942 1392 67.67%
2024-02-29 451 935 1386 67.46%
2024-01-31 450 942 1392 67.67%
2023-12-31 453 939 1392 67.46%
2023-11-30 461 951 1412 67.35%
2023-10-31 458 941 1399 67.26%
2023-09-30 460 942 1402 67.19%
2023-08-31 461 957 1418 67.49%
2023-07-31 463 955 1418 67.35%
2023-06-30 466 950 1416 67.09%
2023-05-31 469 948 1417 66.90%
2023-04-30 466 958 1424 67.28%
2023-03-31 463 967 1430 67.62%
2023-02-28 467 976 1443 67.64%
2023-01-31 470 981 1451 67.61%
2022-12-31 472 982 1454 67.54%
2022-11-30 485 980 1465 66.89%
2022-10-31 479 977 1456 67.10%
2022-09-30 485 971 1456 66.69%
2022-08-31 487 970 1457 66.58%
2022-07-31 486 981 1467 66.87%
2022-06-30 485 986 1471 67.03%
2022-05-31 489 991 1480 66.96%
2022-04-30 494 997 1491 66.87%
2022-03-31 500 998 1498 66.62%
2022-02-28 493 1006 1499 67.11%
2022-01-31 491 1016 1507 67.42%
2021-12-31 494 1024 1518 67.46%
2021-11-30 496 1014 1510 67.15%
2021-10-31 490 1008 1498 67.29%
2021-09-30 488 1005 1493 67.31%
2021-08-31 490 1000 1490 67.11%
2021-07-31 494 1014 1508 67.24%
2021-06-30 498 1014 1512 67.06%
2021-05-31 502 1025 1527 67.13%
2021-04-30 505 1021 1526 66.91%
2021-03-31 501 1008 1509 66.80%
2021-02-28 496 1005 1501 66.96%
2021-01-31 501 1001 1502 66.64%
2020-12-31 503 1013 1516 66.82%
2020-11-30 500 1015 1515 67.00%
2020-10-31 500 1001 1501 66.69%
2020-09-30 498 988 1486 66.49%
2020-08-31 495 999 1494 66.87%
2020-07-31 494 987 1481 66.64%
2020-06-30 495 981 1476 66.46%
2020-05-31 497 985 1482 66.46%
2020-04-30 493 989 1482 66.73%
2020-03-31 491 985 1476 66.73%
2020-02-29 491 978 1469 66.58%
2020-01-31 487 977 1464 66.73%
2019-12-31 475 978 1453 67.31%
2019-11-30 467 985 1452 67.84%
2019-10-31 462 983 1445 68.03%
2019-09-30 464 971 1435 67.67%
2019-08-31 464 969 1433 67.62%
2019-07-31 458 953 1411 67.54%
2019-06-30 459 954 1413 67.52%
2019-05-31 456 951 1407 67.59%
2019-04-30 458 961 1419 67.72%
2019-03-31 455 970 1425 68.07%
2019-02-28 454 976 1430 68.25%
2019-01-31 459 976 1435 68.01%
2018-12-31 444 971 1415 68.62%
2018-11-30 450 965 1415 68.20%
2018-10-31 446 955 1401 68.17%
2018-09-30 446 930 1376 67.59%
2018-08-31 443 916 1359 67.40%
2018-07-31 433 903 1336 67.59%
2018-06-30 432 903 1335 67.64%
2018-05-31 429 917 1346 68.13%
2018-04-30 419 909 1328 68.45%
2018-03-31 411 895 1306 68.53%
2018-02-28 398 897 1295 69.27%
2018-01-31 390 898 1288 69.72%
2017-12-31 391 872 1263 69.04%
2017-11-30 387 864 1251 69.06%
2017-10-31 379 862 1241 69.46%
2017-09-30 361 860 1221 70.43%
2017-08-31 352 858 1210 70.91%
2017-07-31 347 836 1183 70.67%
2017-06-30 346 829 1175 70.55%
2017-05-31 347 825 1172 70.39%
2017-04-30 347 812 1159 70.06%
2017-03-31 345 807 1152 70.05%
2017-02-28 342 812 1154 70.36%
2017-01-31 334 807 1141 70.73%
2016-12-31 332 799 1131 70.65%
2016-11-30 326 795 1121 70.92%
2016-10-31 320 787 1107 71.09%
2016-09-30 311 780 1091 71.49%
2016-08-31 310 769 1079 71.27%
2016-07-31 305 783 1088 71.97%
2016-06-30 306 776 1082 71.72%
2016-05-31 309 766 1075 71.26%
2016-04-30 311 757 1068 70.88%
2016-03-31 315 770 1085 70.97%
2016-02-29 313 765 1078 70.96%
2016-01-31 314 762 1076 70.82%
2015-12-31 309 766 1075 71.26%
2015-11-30 307 755 1062 71.09%
2015-10-31 307 733 1040 70.48%
2015-09-30 308 739 1047 70.58%
2015-08-31 308 732 1040 70.38%
2015-07-31 312 735 1047 70.20%
2015-06-30 320 733 1053 69.61%
2015-05-31 313 728 1041 69.93%
2015-04-30 320 728 1048 69.47%
2015-03-31 321 731 1052 69.49%
2015-02-28 321 731 1052 69.49%
2015-01-31 322 732 1054 69.45%
2014-12-31 322 723 1045 69.19%
2014-11-30 327 720 1047 68.77%
2014-10-31 331 714 1045 68.33%
2014-09-30 331 707 1038 68.11%
2014-08-31 330 711 1041 68.30%
2014-07-31 329 701 1030 68.06%
2014-06-30 327 696 1023 68.04%
2014-05-31 326 698 1024 68.16%
2014-04-30 328 686 1014 67.65%
2014-03-31 333 676 1009 67.00%
2014-02-28 332 673 1005 66.97%
2014-01-31 329 669 998 67.03%
2013-12-31 324 667 991 67.31%
2013-11-30 326 686 1012 67.79%
2013-10-31 333 694 1027 67.58%
2013-09-30 329 682 1011 67.46%
2013-08-31 333 671 1004 66.83%
2013-07-31 330 671 1001 67.03%
2013-06-30 328 659 987 66.77%
2013-05-31 329 650 979 66.39%
2013-04-30 327 645 972 66.36%
2013-03-31 325 649 974 66.63%
2013-02-28 328 643 971 66.22%
2013-01-31 332 633 965 65.60%
2012-12-31 330 637 967 65.87%
2012-11-30 329 636 965 65.91%
2012-10-31 327 635 962 66.01%
2012-09-30 326 629 955 65.86%
2012-08-31 321 628 949 66.17%
2012-07-31 317 625 942 66.35%
2012-06-30 317 616 933 66.02%
2012-05-31 321 605 926 65.33%
2012-04-30 322 594 916 64.85%
2012-03-31 319 597 916 65.17%
2012-02-29 320 606 926 65.44%
2012-01-31 318 611 929 65.77%
2011-12-31 318 617 935 65.99%
2011-11-30 318 621 939 66.13%
2011-10-31 323 615 938 65.57%
2011-09-30 312 614 926 66.31%
2011-08-31 314 600 914 65.65%
2011-07-31 309 600 909 66.01%
2011-06-30 309 595 904 65.82%
2011-05-31 304 593 897 66.11%
2011-04-30 306 584 890 65.62%
2011-03-31 306 582 888 65.54%
2011-02-28 293 572 865 66.13%
2011-01-31 299 586 885 66.21%
2010-12-31 300 587 887 66.18%
2010-11-30 306 587 893 65.73%
2010-10-31 301 563 864 65.16%
2010-09-30 302 604 906 66.67%
2010-08-31 303 613 916 66.92%
2010-07-31 302 625 927 67.42%
2010-06-30 304 618 922 67.03%
2010-05-31 309 623 932 66.85%
2010-04-30 305 629 934 67.34%
2010-03-31 306 635 941 67.48%
2010-02-28 304 638 942 67.73%
2010-01-31 310 641 951 67.40%
2009-12-31 315 640 955 67.02%
2009-11-30 320 639 959 66.63%
2009-10-31 321 628 949 66.17%
2009-09-30 320 625 945 66.14%
2009-08-31 320 626 946 66.17%
2009-07-31 318 627 945 66.35%
2009-06-30 317 624 941 66.31%
2009-05-31 316 628 944 66.53%
2009-04-30 316 638 954 66.88%
2009-03-31 322 646 968 66.74%
2009-02-28 322 640 962 66.53%
2009-01-31 323 652 975 66.87%
2008-12-31 327 655 982 66.70%
2008-11-30 328 665 993 66.97%
2008-10-31 322 670 992 67.54%
2008-09-30 323 678 1001 67.73%
2008-08-31 318 675 993 67.98%
2008-07-31 316 651 967 67.32%
2008-06-30 312 632 944 66.95%
2008-05-31 311 604 915 66.01%
2008-04-30 306 595 901 66.04%
2008-03-31 309 593 902 65.74%
2008-02-29 303 600 903 66.45%
2008-01-31 301 598 899 66.52%
2007-12-31 300 591 891 66.33%
2007-11-30 297 588 885 66.44%
2007-10-31 292 579 871 66.48%
2007-09-30 291 552 843 65.48%
2007-08-31 290 551 841 65.52%
2007-07-31 288 523 811 64.49%
2007-06-30 286 513 799 64.21%
2007-05-31 284 508 792 64.14%
2007-04-30 283 491 774 63.44%
2007-03-31 281 488 769 63.46%
2007-02-28 275 487 762 63.91%
2007-01-31 277 487 764 63.74%
2006-12-31 277 480 757 63.41%
2006-11-30 277 465 742 62.67%
2006-10-31 278 460 738 62.33%
2006-09-30 279 447 726 61.57%
2006-08-31 279 427 706 60.48%
2006-07-31 283 416 699 59.51%
2006-06-30 281 395 676 58.43%
2006-05-31 277 385 662 58.16%
2006-04-30 274 385 659 58.42%
2006-03-31 273 379 652 58.13%
2006-02-28 273 379 652 58.13%
2006-01-31 265 373 638 58.46%
2005-12-31 269 361 630 57.30%
2005-11-30 267 362 629 57.55%
2005-10-31 264 356 620 57.42%
2005-09-30 262 355 617 57.54%
2005-08-31 257 305 562 54.27%
2005-07-31 249 300 549 54.64%
2005-06-30 249 301 550 54.73%
2005-05-31 250 300 550 54.55%
2005-04-30 240 305 545 55.96%
2005-03-31 236 321 557 57.63%
2005-02-28 234 403 637 63.27%
2005-01-31 254 494 748 66.04%
2004-12-31 269 627 896 69.98%
2004-11-30 278 652 930 70.11%
2004-10-31 285 715 1000 71.50%
2004-09-30 297 800 1097 72.93%
2004-08-31 300 840 1140 73.68%
2004-07-31 295 929 1224 75.90%
2004-06-30 302 995 1297 76.72%
2004-05-31 302 1247 1549 80.50%
2004-04-30 303 1379 1682 81.99%
2004-03-31 304 1438 1742 82.55%
2004-02-29 304 1565 1869 83.73%
2004-01-31 307 1726 2033 84.90%
2003-12-31 313 2017 2330 86.57%
2003-11-30 322 2161 2483 87.03%
2003-10-31 329 2241 2570 87.20%
2003-09-30 339 2496 2835 88.04%
2003-08-31 354 2609 2963 88.05%
2003-07-31 356 2833 3189 88.84%
2003-06-30 367 2962 3329 88.98%
2003-05-31 375 3069 3444 89.11%
2003-04-30 381 3153 3534 89.22%
2003-03-31 382 3218 3600 89.39%

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top