STATE STREET GLOBAL ADVISORS ASIA LIMITED 道富環球投資管理亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-13 | 4 | 11 | 15 | 73.33% |
| 2023-12-31 | 4 | 10 | 14 | 71.43% |
| 2022-12-31 | 4 | 8 | 12 | 66.67% |
| 2021-12-31 | 3 | 10 | 13 | 76.92% |
| 2020-12-31 | 4 | 11 | 15 | 73.33% |
| 2019-12-31 | 3 | 12 | 15 | 80.00% |
| 2018-12-31 | 3 | 16 | 19 | 84.21% |
| 2017-12-31 | 3 | 16 | 19 | 84.21% |
| 2016-12-31 | 4 | 19 | 23 | 82.61% |
| 2015-12-31 | 3 | 25 | 28 | 89.29% |
| 2014-12-31 | 4 | 22 | 26 | 84.62% |
| 2013-12-31 | 6 | 22 | 28 | 78.57% |
| 2012-12-31 | 5 | 18 | 23 | 78.26% |
| 2011-12-31 | 4 | 16 | 20 | 80.00% |
| 2010-12-31 | 4 | 15 | 19 | 78.95% |
| 2009-12-31 | 5 | 15 | 20 | 75.00% |
| 2008-12-31 | 4 | 18 | 22 | 81.82% |
| 2007-12-31 | 5 | 13 | 18 | 72.22% |
| 2006-12-31 | 3 | 17 | 20 | 85.00% |
| 2005-12-31 | 3 | 14 | 17 | 82.35% |
| 2004-12-31 | 2 | 17 | 19 | 89.47% |
| 2003-12-31 | 2 | 15 | 17 | 88.24% |
| 2003-03-31 | 1 | 13 | 14 | 92.86% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy