Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-08-01 | 25 | 263 | 288 | 91.32% |
| 2023-12-31 | 28 | 325 | 353 | 92.07% |
| 2022-12-31 | 35 | 320 | 355 | 90.14% |
| 2021-12-31 | 30 | 296 | 326 | 90.80% |
| 2020-12-31 | 23 | 253 | 276 | 91.67% |
| 2019-12-31 | 20 | 252 | 272 | 92.65% |
| 2018-12-31 | 22 | 262 | 284 | 92.25% |
| 2017-12-31 | 15 | 256 | 271 | 94.46% |
| 2016-12-31 | 14 | 236 | 250 | 94.40% |
| 2015-12-31 | 14 | 249 | 263 | 94.68% |
| 2014-12-31 | 16 | 228 | 244 | 93.44% |
| 2013-12-31 | 14 | 209 | 223 | 93.72% |
| 2012-12-31 | 15 | 240 | 255 | 94.12% |
| 2011-12-31 | 14 | 260 | 274 | 94.89% |
| 2010-12-31 | 7 | 224 | 231 | 96.97% |
| 2009-12-31 | 8 | 196 | 204 | 96.08% |
| 2008-12-31 | 8 | 231 | 239 | 96.65% |
| 2007-12-31 | 7 | 221 | 228 | 96.93% |
| 2006-12-31 | 6 | 157 | 163 | 96.32% |
| 2005-12-31 | 4 | 118 | 122 | 96.72% |
| 2004-12-31 | 3 | 98 | 101 | 97.03% |
| 2003-12-31 | 5 | 306 | 311 | 98.39% |
| 2003-03-31 | 5 | 370 | 375 | 98.67% |
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