Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司

SFC fines Morgan Stanley Asia Ltd HK$224m for sponsor failures
SFC, 14-Mar-2019
The firm jointly sponsored Tianhe Chemicals (1619) in 2014, with UBS and Merrill Lynch. Notably this announcement doesn't mention any human at MS as being responsible - perhaps that will follow later.
SFC recovers HK$23m for investors from restoration orders against insider dealer Du Jun
SFC, 18-Aug-2015
AP investigation on Tianhe Chemicals (1619)
Associated Press, 14-Nov-2014
Note: the IPO actually had 3 sponsors: Morgan Stanley, UBS and BofA Merrill Lynch.
SFC bans Christopher Ma Chun Leung & Wong Man Chung, ex-Morgan Stanley
SFC, 9-Jun-2014
Restoration order against former banker Du Jun finalised
SFC, 14-Jan-2014
SFC orders Du Jun to pay HK$23.9m to some investors
SFC, 12-Dec-2013
This is the first restoration order for insider dealing. We question the fairness of the allocation though. 297 sellers whose orders just happened to be matched with his, during an 11-week period in which he bought 26.7m shares, will get about $0.90 per share - even though some of them may have been net buyers during the period. The whole market was unaware of the good news, and anyone who sold shares during that period, when volume was 1844m shares, but not to Mr Du, gets nothing. That turns the payout into a lottery with about a 1 in 69 chance of success.
SFC bans Calvin Ho Kei Him for 14 months
SFC, 12-Mar-2013
SFC bans Du Jun forever
SFC, 4-Mar-2013
Former Morgan Stanley banker throws in his criminal towel
SFC, 2-Jan-2013
Court varies interim injunction in SFC’s action against Du Jun
SFC, 5-Oct-2012
Court of Appeal upholds Du Jun’s insider dealing convictions
SFC, 20-Sep-2012
HKSAR v Du Jun
HK Court of Appeal, 20-Sep-2012
SFC fines three UBS employees HK$1.8m
SFC, 2-Jun-2010
Ex-Morgan Stanley banker jailed for 7 years for insider dealing
SFC, 18-Sep-2009
Former Morgan Stanley investment banker guilty of insider dealing
SFC, 10-Sep-2009
SFC suspends Ms Lillian Liu Yaying for 6 months
SFC, 17-Aug-2009
The other bank was UBS AG.
Former investment banker Mr Du Jun arrested and charged with insider dealing
SFC, 11-Jul-2008
SFC bans Ms Wang Pei Ying for 2 years for unauthorised trading and false client statements
SFC, 21-Dec-2007
Former Vice President of Morgan Stanley Dean Witter Asia Ltd charged for allegedly soliciting $2m bribe
ICAC, 20-Feb-2003
SFC reprimands Morgan Stanley Asia Ltd
SFC, 2-Jun-1998

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