Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-14 | 15 | 190 | 205 | 92.68% |
| 2023-12-31 | 10 | 219 | 229 | 95.63% |
| 2022-12-31 | 13 | 265 | 278 | 95.32% |
| 2021-12-31 | 10 | 262 | 272 | 96.32% |
| 2020-12-31 | 11 | 236 | 247 | 95.55% |
| 2019-12-31 | 10 | 222 | 232 | 95.69% |
| 2018-12-31 | 11 | 204 | 215 | 94.88% |
| 2017-12-31 | 8 | 197 | 205 | 96.10% |
| 2016-12-31 | 9 | 179 | 188 | 95.21% |
| 2015-12-31 | 9 | 212 | 221 | 95.93% |
| 2014-12-31 | 8 | 210 | 218 | 96.33% |
| 2013-12-31 | 9 | 216 | 225 | 96.00% |
| 2012-12-31 | 9 | 223 | 232 | 96.12% |
| 2011-12-31 | 10 | 246 | 256 | 96.09% |
| 2010-12-31 | 9 | 199 | 208 | 95.67% |
| 2009-12-31 | 9 | 151 | 160 | 94.38% |
| 2008-12-31 | 7 | 133 | 140 | 95.00% |
| 2007-12-31 | 7 | 167 | 174 | 95.98% |
| 2006-12-31 | 4 | 139 | 143 | 97.20% |
| 2005-12-31 | 5 | 112 | 117 | 95.73% |
| 2004-12-31 | 3 | 159 | 162 | 98.15% |
| 2003-12-31 | 3 | 139 | 142 | 97.89% |
| 2003-03-31 | 7 | 283 | 290 | 97.59% |
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