BNP PARIBAS SECURITIES (ASIA) LIMITED 法國巴黎證券(亞洲)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-09-07 | 8 | 80 | 88 | 90.91% |
| 2023-12-31 | 9 | 85 | 94 | 90.43% |
| 2022-12-31 | 9 | 82 | 91 | 90.11% |
| 2021-12-31 | 9 | 65 | 74 | 87.84% |
| 2020-12-31 | 6 | 71 | 77 | 92.21% |
| 2019-12-31 | 6 | 80 | 86 | 93.02% |
| 2018-12-31 | 7 | 80 | 87 | 91.95% |
| 2017-12-31 | 5 | 63 | 68 | 92.65% |
| 2016-12-31 | 5 | 68 | 73 | 93.15% |
| 2015-12-31 | 5 | 62 | 67 | 92.54% |
| 2014-12-31 | 6 | 56 | 62 | 90.32% |
| 2013-12-31 | 5 | 48 | 53 | 90.57% |
| 2012-12-31 | 0 | 0 | 0 | 0.00% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
| 2010-12-31 | 0 | 0 | 0 | 0.00% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
| 2008-12-31 | 0 | 0 | 0 | 0.00% |
| 2007-12-31 | 0 | 0 | 0 | 0.00% |
| 2006-12-31 | 0 | 0 | 0 | 0.00% |
| 2005-12-31 | 0 | 0 | 0 | 0.00% |
| 2004-12-31 | 0 | 0 | 0 | 0.00% |
| 2003-12-31 | 3 | 65 | 68 | 95.59% |
| 2003-03-31 | 5 | 81 | 86 | 94.19% |
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