HSBC Global Asset Management (Hong Kong) Limited
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-12 | 19 | 180 | 199 | 90.45% |
| 2024-12-31 | 18 | 170 | 188 | 90.43% |
| 2023-12-31 | 13 | 161 | 174 | 92.53% |
| 2022-12-31 | 12 | 147 | 159 | 92.45% |
| 2021-12-31 | 10 | 145 | 155 | 93.55% |
| 2020-12-31 | 7 | 124 | 131 | 94.66% |
| 2019-12-31 | 5 | 129 | 134 | 96.27% |
| 2018-12-31 | 7 | 116 | 123 | 94.31% |
| 2017-12-31 | 8 | 119 | 127 | 93.70% |
| 2016-12-31 | 7 | 114 | 121 | 94.21% |
| 2015-12-31 | 5 | 111 | 116 | 95.69% |
| 2014-12-31 | 8 | 98 | 106 | 92.45% |
| 2013-12-31 | 10 | 96 | 106 | 90.57% |
| 2012-12-31 | 11 | 102 | 113 | 90.27% |
| 2011-12-31 | 12 | 90 | 102 | 88.24% |
| 2010-12-31 | 13 | 91 | 104 | 87.50% |
| 2009-12-31 | 8 | 67 | 75 | 89.33% |
| 2008-12-31 | 8 | 71 | 79 | 89.87% |
| 2007-12-31 | 7 | 72 | 79 | 91.14% |
| 2006-12-31 | 9 | 68 | 77 | 88.31% |
| 2005-12-31 | 5 | 58 | 63 | 92.06% |
| 2004-12-31 | 7 | 61 | 68 | 89.71% |
| 2003-12-31 | 5 | 58 | 63 | 92.06% |
| 2003-03-31 | 5 | 58 | 63 | 92.06% |
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