GOLDMAN SACHS (ASIA) L.L.C. 高盛(亞洲)有限責任公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-12 | 3 | 142 | 145 | 97.93% |
| 2024-12-31 | 4 | 126 | 130 | 96.92% |
| 2023-12-31 | 3 | 106 | 109 | 97.25% |
| 2022-12-31 | 3 | 112 | 115 | 97.39% |
| 2021-12-31 | 3 | 113 | 116 | 97.41% |
| 2020-12-31 | 3 | 102 | 105 | 97.14% |
| 2019-12-31 | 3 | 92 | 95 | 96.84% |
| 2018-12-31 | 3 | 90 | 93 | 96.77% |
| 2017-12-31 | 3 | 87 | 90 | 96.67% |
| 2016-12-31 | 7 | 115 | 122 | 94.26% |
| 2015-12-31 | 7 | 129 | 136 | 94.85% |
| 2014-12-31 | 7 | 116 | 123 | 94.31% |
| 2013-12-31 | 7 | 108 | 115 | 93.91% |
| 2012-12-31 | 8 | 104 | 112 | 92.86% |
| 2011-12-31 | 8 | 103 | 111 | 92.79% |
| 2010-12-31 | 7 | 39 | 46 | 84.78% |
| 2009-12-31 | 6 | 25 | 31 | 80.65% |
| 2008-12-31 | 6 | 20 | 26 | 76.92% |
| 2007-12-31 | 5 | 8 | 13 | 61.54% |
| 2006-12-31 | 3 | 8 | 11 | 72.73% |
| 2005-12-31 | 3 | 7 | 10 | 70.00% |
| 2004-12-31 | 8 | 7 | 15 | 46.67% |
| 2003-12-31 | 11 | 318 | 329 | 96.66% |
| 2003-03-31 | 16 | 396 | 412 | 96.12% |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy