LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-07-05 | 0 | 0 | 0 | 0.00% |
| 2025-06-30 | 0 | 0 | 0 | 0.00% |
| 2025-05-31 | 0 | 0 | 0 | 0.00% |
| 2025-04-30 | 0 | 0 | 0 | 0.00% |
| 2025-03-31 | 0 | 0 | 0 | 0.00% |
| 2025-02-28 | 0 | 0 | 0 | 0.00% |
| 2025-01-31 | 0 | 0 | 0 | 0.00% |
| 2024-12-31 | 0 | 0 | 0 | 0.00% |
| 2024-11-30 | 0 | 0 | 0 | 0.00% |
| 2024-10-31 | 0 | 0 | 0 | 0.00% |
| 2024-09-30 | 0 | 0 | 0 | 0.00% |
| 2024-08-31 | 0 | 0 | 0 | 0.00% |
| 2024-07-31 | 0 | 0 | 0 | 0.00% |
| 2024-06-30 | 0 | 0 | 0 | 0.00% |
| 2024-05-31 | 0 | 0 | 0 | 0.00% |
| 2024-04-30 | 0 | 0 | 0 | 0.00% |
| 2024-03-31 | 0 | 0 | 0 | 0.00% |
| 2024-02-29 | 0 | 0 | 0 | 0.00% |
| 2024-01-31 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2023-11-30 | 0 | 0 | 0 | 0.00% |
| 2023-10-31 | 0 | 0 | 0 | 0.00% |
| 2023-09-30 | 0 | 0 | 0 | 0.00% |
| 2023-08-31 | 0 | 0 | 0 | 0.00% |
| 2023-07-31 | 0 | 0 | 0 | 0.00% |
| 2023-06-30 | 0 | 0 | 0 | 0.00% |
| 2023-05-31 | 0 | 0 | 0 | 0.00% |
| 2023-04-30 | 0 | 0 | 0 | 0.00% |
| 2023-03-31 | 0 | 0 | 0 | 0.00% |
| 2023-02-28 | 0 | 0 | 0 | 0.00% |
| 2023-01-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-11-30 | 0 | 0 | 0 | 0.00% |
| 2022-10-31 | 0 | 0 | 0 | 0.00% |
| 2022-09-30 | 0 | 0 | 0 | 0.00% |
| 2022-08-31 | 0 | 0 | 0 | 0.00% |
| 2022-07-31 | 0 | 0 | 0 | 0.00% |
| 2022-06-30 | 0 | 0 | 0 | 0.00% |
| 2022-05-31 | 0 | 0 | 0 | 0.00% |
| 2022-04-30 | 0 | 0 | 0 | 0.00% |
| 2022-03-31 | 0 | 0 | 0 | 0.00% |
| 2022-02-28 | 0 | 0 | 0 | 0.00% |
| 2022-01-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-11-30 | 0 | 0 | 0 | 0.00% |
| 2021-10-31 | 0 | 0 | 0 | 0.00% |
| 2021-09-30 | 0 | 0 | 0 | 0.00% |
| 2021-08-31 | 0 | 0 | 0 | 0.00% |
| 2021-07-31 | 0 | 0 | 0 | 0.00% |
| 2021-06-30 | 0 | 0 | 0 | 0.00% |
| 2021-05-31 | 0 | 0 | 0 | 0.00% |
| 2021-04-30 | 0 | 0 | 0 | 0.00% |
| 2021-03-31 | 0 | 0 | 0 | 0.00% |
| 2021-02-28 | 0 | 0 | 0 | 0.00% |
| 2021-01-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-11-30 | 0 | 0 | 0 | 0.00% |
| 2020-10-31 | 0 | 0 | 0 | 0.00% |
| 2020-09-30 | 0 | 0 | 0 | 0.00% |
| 2020-08-31 | 0 | 0 | 0 | 0.00% |
| 2020-07-31 | 0 | 0 | 0 | 0.00% |
| 2020-06-30 | 0 | 0 | 0 | 0.00% |
| 2020-05-31 | 0 | 0 | 0 | 0.00% |
| 2020-04-30 | 0 | 0 | 0 | 0.00% |
| 2020-03-31 | 0 | 0 | 0 | 0.00% |
| 2020-02-29 | 0 | 0 | 0 | 0.00% |
| 2020-01-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-11-30 | 0 | 0 | 0 | 0.00% |
| 2019-10-31 | 0 | 0 | 0 | 0.00% |
| 2019-09-30 | 0 | 0 | 0 | 0.00% |
| 2019-08-31 | 0 | 0 | 0 | 0.00% |
| 2019-07-31 | 0 | 0 | 0 | 0.00% |
| 2019-06-30 | 0 | 0 | 0 | 0.00% |
| 2019-05-31 | 0 | 0 | 0 | 0.00% |
| 2019-04-30 | 0 | 0 | 0 | 0.00% |
| 2019-03-31 | 0 | 0 | 0 | 0.00% |
| 2019-02-28 | 0 | 0 | 0 | 0.00% |
| 2019-01-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-11-30 | 0 | 0 | 0 | 0.00% |
| 2018-10-31 | 0 | 0 | 0 | 0.00% |
| 2018-09-30 | 0 | 0 | 0 | 0.00% |
| 2018-08-31 | 0 | 0 | 0 | 0.00% |
| 2018-07-31 | 0 | 0 | 0 | 0.00% |
| 2018-06-30 | 0 | 0 | 0 | 0.00% |
| 2018-05-31 | 0 | 0 | 0 | 0.00% |
| 2018-04-30 | 0 | 0 | 0 | 0.00% |
| 2018-03-31 | 0 | 0 | 0 | 0.00% |
| 2018-02-28 | 0 | 0 | 0 | 0.00% |
| 2018-01-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-11-30 | 0 | 0 | 0 | 0.00% |
| 2017-10-31 | 0 | 0 | 0 | 0.00% |
| 2017-09-30 | 0 | 0 | 0 | 0.00% |
| 2017-08-31 | 0 | 0 | 0 | 0.00% |
| 2017-07-31 | 0 | 0 | 0 | 0.00% |
| 2017-06-30 | 0 | 0 | 0 | 0.00% |
| 2017-05-31 | 0 | 0 | 0 | 0.00% |
| 2017-04-30 | 0 | 0 | 0 | 0.00% |
| 2017-03-31 | 0 | 0 | 0 | 0.00% |
| 2017-02-28 | 0 | 0 | 0 | 0.00% |
| 2017-01-31 | 0 | 0 | 0 | 0.00% |
| 2016-12-31 | 0 | 0 | 0 | 0.00% |
| 2016-11-30 | 0 | 0 | 0 | 0.00% |
| 2016-10-31 | 0 | 0 | 0 | 0.00% |
| 2016-09-30 | 0 | 0 | 0 | 0.00% |
| 2016-08-31 | 0 | 0 | 0 | 0.00% |
| 2016-07-31 | 0 | 0 | 0 | 0.00% |
| 2016-06-30 | 0 | 0 | 0 | 0.00% |
| 2016-05-31 | 0 | 0 | 0 | 0.00% |
| 2016-04-30 | 0 | 0 | 0 | 0.00% |
| 2016-03-31 | 0 | 0 | 0 | 0.00% |
| 2016-02-29 | 0 | 0 | 0 | 0.00% |
| 2016-01-31 | 0 | 0 | 0 | 0.00% |
| 2015-12-31 | 0 | 0 | 0 | 0.00% |
| 2015-11-30 | 0 | 0 | 0 | 0.00% |
| 2015-10-31 | 0 | 0 | 0 | 0.00% |
| 2015-09-30 | 0 | 0 | 0 | 0.00% |
| 2015-08-31 | 0 | 0 | 0 | 0.00% |
| 2015-07-31 | 0 | 0 | 0 | 0.00% |
| 2015-06-30 | 0 | 0 | 0 | 0.00% |
| 2015-05-31 | 0 | 0 | 0 | 0.00% |
| 2015-04-30 | 0 | 0 | 0 | 0.00% |
| 2015-03-31 | 0 | 0 | 0 | 0.00% |
| 2015-02-28 | 0 | 0 | 0 | 0.00% |
| 2015-01-31 | 0 | 0 | 0 | 0.00% |
| 2014-12-31 | 0 | 0 | 0 | 0.00% |
| 2014-11-30 | 0 | 0 | 0 | 0.00% |
| 2014-10-31 | 0 | 0 | 0 | 0.00% |
| 2014-09-30 | 0 | 0 | 0 | 0.00% |
| 2014-08-31 | 0 | 0 | 0 | 0.00% |
| 2014-07-31 | 0 | 0 | 0 | 0.00% |
| 2014-06-30 | 0 | 0 | 0 | 0.00% |
| 2014-05-31 | 0 | 0 | 0 | 0.00% |
| 2014-04-30 | 0 | 0 | 0 | 0.00% |
| 2014-03-31 | 0 | 0 | 0 | 0.00% |
| 2014-02-28 | 0 | 0 | 0 | 0.00% |
| 2014-01-31 | 0 | 0 | 0 | 0.00% |
| 2013-12-31 | 0 | 0 | 0 | 0.00% |
| 2013-11-30 | 0 | 0 | 0 | 0.00% |
| 2013-10-31 | 0 | 0 | 0 | 0.00% |
| 2013-09-30 | 0 | 0 | 0 | 0.00% |
| 2013-08-31 | 0 | 0 | 0 | 0.00% |
| 2013-07-31 | 0 | 0 | 0 | 0.00% |
| 2013-06-30 | 0 | 0 | 0 | 0.00% |
| 2013-05-31 | 0 | 0 | 0 | 0.00% |
| 2013-04-30 | 0 | 0 | 0 | 0.00% |
| 2013-03-31 | 0 | 0 | 0 | 0.00% |
| 2013-02-28 | 0 | 0 | 0 | 0.00% |
| 2013-01-31 | 0 | 0 | 0 | 0.00% |
| 2012-12-31 | 0 | 0 | 0 | 0.00% |
| 2012-11-30 | 0 | 0 | 0 | 0.00% |
| 2012-10-31 | 0 | 0 | 0 | 0.00% |
| 2012-09-30 | 0 | 0 | 0 | 0.00% |
| 2012-08-31 | 0 | 0 | 0 | 0.00% |
| 2012-07-31 | 0 | 0 | 0 | 0.00% |
| 2012-06-30 | 0 | 0 | 0 | 0.00% |
| 2012-05-31 | 0 | 0 | 0 | 0.00% |
| 2012-04-30 | 0 | 0 | 0 | 0.00% |
| 2012-03-31 | 0 | 0 | 0 | 0.00% |
| 2012-02-29 | 0 | 0 | 0 | 0.00% |
| 2012-01-31 | 0 | 0 | 0 | 0.00% |
| 2011-12-31 | 0 | 0 | 0 | 0.00% |
| 2011-11-30 | 0 | 0 | 0 | 0.00% |
| 2011-10-31 | 0 | 0 | 0 | 0.00% |
| 2011-09-30 | 0 | 0 | 0 | 0.00% |
| 2011-08-31 | 0 | 0 | 0 | 0.00% |
| 2011-07-31 | 0 | 0 | 0 | 0.00% |
| 2011-06-30 | 0 | 0 | 0 | 0.00% |
| 2011-05-31 | 0 | 0 | 0 | 0.00% |
| 2011-04-30 | 0 | 0 | 0 | 0.00% |
| 2011-03-31 | 0 | 0 | 0 | 0.00% |
| 2011-02-28 | 0 | 0 | 0 | 0.00% |
| 2011-01-31 | 0 | 0 | 0 | 0.00% |
| 2010-12-31 | 0 | 0 | 0 | 0.00% |
| 2010-11-30 | 0 | 0 | 0 | 0.00% |
| 2010-10-31 | 0 | 0 | 0 | 0.00% |
| 2010-09-30 | 0 | 0 | 0 | 0.00% |
| 2010-08-31 | 0 | 0 | 0 | 0.00% |
| 2010-07-31 | 0 | 0 | 0 | 0.00% |
| 2010-06-30 | 0 | 0 | 0 | 0.00% |
| 2010-05-31 | 0 | 0 | 0 | 0.00% |
| 2010-04-30 | 0 | 0 | 0 | 0.00% |
| 2010-03-31 | 0 | 0 | 0 | 0.00% |
| 2010-02-28 | 0 | 0 | 0 | 0.00% |
| 2010-01-31 | 0 | 0 | 0 | 0.00% |
| 2009-12-31 | 0 | 0 | 0 | 0.00% |
| 2009-11-30 | 0 | 0 | 0 | 0.00% |
| 2009-10-31 | 0 | 0 | 0 | 0.00% |
| 2009-09-30 | 0 | 0 | 0 | 0.00% |
| 2009-08-31 | 0 | 0 | 0 | 0.00% |
| 2009-07-31 | 0 | 0 | 0 | 0.00% |
| 2009-06-30 | 0 | 3 | 3 | 100.00% |
| 2009-05-31 | 0 | 3 | 3 | 100.00% |
| 2009-04-30 | 0 | 3 | 3 | 100.00% |
| 2009-03-31 | 0 | 3 | 3 | 100.00% |
| 2009-02-28 | 0 | 8 | 8 | 100.00% |
| 2009-01-31 | 0 | 11 | 11 | 100.00% |
| 2008-12-31 | 0 | 11 | 11 | 100.00% |
| 2008-11-30 | 0 | 11 | 11 | 100.00% |
| 2008-10-31 | 0 | 16 | 16 | 100.00% |
| 2008-09-30 | 0 | 23 | 23 | 100.00% |
| 2008-08-31 | 15 | 547 | 562 | 97.33% |
| 2008-07-31 | 16 | 517 | 533 | 97.00% |
| 2008-06-30 | 17 | 498 | 515 | 96.70% |
| 2008-05-31 | 17 | 503 | 520 | 96.73% |
| 2008-04-30 | 18 | 496 | 514 | 96.50% |
| 2008-03-31 | 18 | 482 | 500 | 96.40% |
| 2008-02-29 | 17 | 510 | 527 | 96.77% |
| 2008-01-31 | 18 | 496 | 514 | 96.50% |
| 2007-12-31 | 18 | 473 | 491 | 96.33% |
| 2007-11-30 | 18 | 472 | 490 | 96.33% |
| 2007-10-31 | 18 | 472 | 490 | 96.33% |
| 2007-09-30 | 15 | 466 | 481 | 96.88% |
| 2007-08-31 | 15 | 441 | 456 | 96.71% |
| 2007-07-31 | 15 | 382 | 397 | 96.22% |
| 2007-06-30 | 15 | 359 | 374 | 95.99% |
| 2007-05-31 | 15 | 344 | 359 | 95.82% |
| 2007-04-30 | 16 | 330 | 346 | 95.38% |
| 2007-03-31 | 15 | 304 | 319 | 95.30% |
| 2007-02-28 | 14 | 303 | 317 | 95.58% |
| 2007-01-31 | 13 | 302 | 315 | 95.87% |
| 2006-12-31 | 13 | 299 | 312 | 95.83% |
| 2006-11-30 | 13 | 289 | 302 | 95.70% |
| 2006-10-31 | 13 | 282 | 295 | 95.59% |
| 2006-09-30 | 13 | 271 | 284 | 95.42% |
| 2006-08-31 | 13 | 251 | 264 | 95.08% |
| 2006-07-31 | 12 | 213 | 225 | 94.67% |
| 2006-06-30 | 13 | 200 | 213 | 93.90% |
| 2006-05-31 | 14 | 188 | 202 | 93.07% |
| 2006-04-30 | 14 | 172 | 186 | 92.47% |
| 2006-03-31 | 12 | 172 | 184 | 93.48% |
| 2006-02-28 | 11 | 167 | 178 | 93.82% |
| 2006-01-31 | 13 | 173 | 186 | 93.01% |
| 2005-12-31 | 12 | 171 | 183 | 93.44% |
| 2005-11-30 | 12 | 168 | 180 | 93.33% |
| 2005-10-31 | 12 | 163 | 175 | 93.14% |
| 2005-09-30 | 11 | 160 | 171 | 93.57% |
| 2005-08-31 | 11 | 146 | 157 | 92.99% |
| 2005-07-31 | 12 | 135 | 147 | 91.84% |
| 2005-06-30 | 11 | 127 | 138 | 92.03% |
| 2005-05-31 | 12 | 127 | 139 | 91.37% |
| 2005-04-30 | 14 | 124 | 138 | 89.86% |
| 2005-03-31 | 13 | 119 | 132 | 90.15% |
| 2005-02-28 | 13 | 116 | 129 | 89.92% |
| 2005-01-31 | 13 | 113 | 126 | 89.68% |
| 2004-12-31 | 11 | 108 | 119 | 90.76% |
| 2004-11-30 | 9 | 111 | 120 | 92.50% |
| 2004-10-31 | 9 | 107 | 116 | 92.24% |
| 2004-09-30 | 8 | 102 | 110 | 92.73% |
| 2004-08-31 | 8 | 99 | 107 | 92.52% |
| 2004-07-31 | 8 | 95 | 103 | 92.23% |
| 2004-06-30 | 8 | 97 | 105 | 92.38% |
| 2004-05-31 | 8 | 92 | 100 | 92.00% |
| 2004-04-30 | 7 | 89 | 96 | 92.71% |
| 2004-03-31 | 7 | 91 | 98 | 92.86% |
| 2004-02-29 | 6 | 90 | 96 | 93.75% |
| 2004-01-31 | 6 | 90 | 96 | 93.75% |
| 2003-12-31 | 6 | 89 | 95 | 93.68% |
| 2003-11-30 | 6 | 83 | 89 | 93.26% |
| 2003-10-31 | 6 | 79 | 85 | 92.94% |
| 2003-09-30 | 6 | 77 | 83 | 92.77% |
| 2003-08-31 | 7 | 75 | 82 | 91.46% |
| 2003-07-31 | 7 | 72 | 79 | 91.14% |
| 2003-06-30 | 7 | 74 | 81 | 91.36% |
| 2003-05-31 | 6 | 75 | 81 | 92.59% |
| 2003-04-30 | 6 | 77 | 83 | 92.77% |
| 2003-03-31 | 6 | 73 | 79 | 92.41% |
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