Huarong International Securities Limited 華融國際證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-10-16 | 4 | 6 | 10 | 60.00% |
2024-09-30 | 4 | 6 | 10 | 60.00% |
2024-08-31 | 4 | 6 | 10 | 60.00% |
2024-07-31 | 5 | 6 | 11 | 54.55% |
2024-06-30 | 6 | 6 | 12 | 50.00% |
2024-05-31 | 6 | 5 | 11 | 45.45% |
2024-04-30 | 6 | 6 | 12 | 50.00% |
2024-03-31 | 7 | 7 | 14 | 50.00% |
2024-02-29 | 8 | 7 | 15 | 46.67% |
2024-01-31 | 8 | 9 | 17 | 52.94% |
2023-12-31 | 8 | 10 | 18 | 55.56% |
2023-11-30 | 9 | 10 | 19 | 52.63% |
2023-10-31 | 8 | 10 | 18 | 55.56% |
2023-09-30 | 8 | 10 | 18 | 55.56% |
2023-08-31 | 7 | 12 | 19 | 63.16% |
2023-07-31 | 7 | 12 | 19 | 63.16% |
2023-06-30 | 8 | 10 | 18 | 55.56% |
2023-05-31 | 9 | 10 | 19 | 52.63% |
2023-04-30 | 9 | 10 | 19 | 52.63% |
2023-03-31 | 9 | 10 | 19 | 52.63% |
2023-02-28 | 10 | 12 | 22 | 54.55% |
2023-01-31 | 9 | 12 | 21 | 57.14% |
2022-12-31 | 8 | 13 | 21 | 61.90% |
2022-11-30 | 7 | 14 | 21 | 66.67% |
2022-10-31 | 6 | 14 | 20 | 70.00% |
2022-09-30 | 6 | 13 | 19 | 68.42% |
2022-08-31 | 8 | 14 | 22 | 63.64% |
2022-07-31 | 9 | 16 | 25 | 64.00% |
2022-06-30 | 10 | 37 | 47 | 78.72% |
2022-05-31 | 12 | 45 | 57 | 78.95% |
2022-04-30 | 12 | 45 | 57 | 78.95% |
2022-03-31 | 13 | 45 | 58 | 77.59% |
2022-02-28 | 13 | 43 | 56 | 76.79% |
2022-01-31 | 12 | 44 | 56 | 78.57% |
2021-12-31 | 12 | 44 | 56 | 78.57% |
2021-11-30 | 11 | 41 | 52 | 78.85% |
2021-10-31 | 11 | 40 | 51 | 78.43% |
2021-09-30 | 11 | 39 | 50 | 78.00% |
2021-08-31 | 11 | 40 | 51 | 78.43% |
2021-07-31 | 10 | 39 | 49 | 79.59% |
2021-06-30 | 9 | 40 | 49 | 81.63% |
2021-05-31 | 9 | 44 | 53 | 83.02% |
2021-04-30 | 9 | 43 | 52 | 82.69% |
2021-03-31 | 9 | 41 | 50 | 82.00% |
2021-02-28 | 8 | 41 | 49 | 83.67% |
2021-01-31 | 10 | 41 | 51 | 80.39% |
2020-12-31 | 9 | 41 | 50 | 82.00% |
2020-11-30 | 10 | 41 | 51 | 80.39% |
2020-10-31 | 9 | 42 | 51 | 82.35% |
2020-09-30 | 9 | 38 | 47 | 80.85% |
2020-08-31 | 8 | 39 | 47 | 82.98% |
2020-07-31 | 8 | 37 | 45 | 82.22% |
2020-06-30 | 8 | 37 | 45 | 82.22% |
2020-05-31 | 8 | 37 | 45 | 82.22% |
2020-04-30 | 8 | 36 | 44 | 81.82% |
2020-03-31 | 8 | 36 | 44 | 81.82% |
2020-02-29 | 8 | 35 | 43 | 81.40% |
2020-01-31 | 8 | 35 | 43 | 81.40% |
2019-12-31 | 8 | 36 | 44 | 81.82% |
2019-11-30 | 9 | 36 | 45 | 80.00% |
2019-10-31 | 9 | 36 | 45 | 80.00% |
2019-09-30 | 10 | 36 | 46 | 78.26% |
2019-08-31 | 11 | 36 | 47 | 76.60% |
2019-07-31 | 9 | 37 | 46 | 80.43% |
2019-06-30 | 8 | 38 | 46 | 82.61% |
2019-05-31 | 8 | 38 | 46 | 82.61% |
2019-04-30 | 8 | 38 | 46 | 82.61% |
2019-03-31 | 8 | 38 | 46 | 82.61% |
2019-02-28 | 8 | 38 | 46 | 82.61% |
2019-01-31 | 8 | 38 | 46 | 82.61% |
2018-12-31 | 8 | 39 | 47 | 82.98% |
2018-11-30 | 9 | 40 | 49 | 81.63% |
2018-10-31 | 8 | 41 | 49 | 83.67% |
2018-09-30 | 11 | 41 | 52 | 78.85% |
2018-08-31 | 11 | 45 | 56 | 80.36% |
2018-07-31 | 8 | 51 | 59 | 86.44% |
2018-06-30 | 9 | 54 | 63 | 85.71% |
2018-05-31 | 10 | 54 | 64 | 84.38% |
2018-04-30 | 11 | 54 | 65 | 83.08% |
2018-03-31 | 12 | 56 | 68 | 82.35% |
2018-02-28 | 11 | 57 | 68 | 83.82% |
2018-01-31 | 12 | 55 | 67 | 82.09% |
2017-12-31 | 12 | 55 | 67 | 82.09% |
2017-11-30 | 13 | 55 | 68 | 80.88% |
2017-10-31 | 13 | 55 | 68 | 80.88% |
2017-09-30 | 10 | 57 | 67 | 85.07% |
2017-08-31 | 8 | 58 | 66 | 87.88% |
2017-07-31 | 7 | 60 | 67 | 89.55% |
2017-06-30 | 7 | 57 | 64 | 89.06% |
2017-05-31 | 7 | 54 | 61 | 88.52% |
2017-04-30 | 5 | 52 | 57 | 91.23% |
2017-03-31 | 6 | 54 | 60 | 90.00% |
2017-02-28 | 7 | 54 | 61 | 88.52% |
2017-01-31 | 7 | 55 | 62 | 88.71% |
2016-12-31 | 6 | 55 | 61 | 90.16% |
2016-11-30 | 7 | 54 | 61 | 88.52% |
2016-10-31 | 6 | 53 | 59 | 89.83% |
2016-09-30 | 6 | 53 | 59 | 89.83% |
2016-08-31 | 7 | 51 | 58 | 87.93% |
2016-07-31 | 7 | 52 | 59 | 88.14% |
2016-06-30 | 7 | 52 | 59 | 88.14% |
2016-05-31 | 7 | 51 | 58 | 87.93% |
2016-04-30 | 9 | 52 | 61 | 85.25% |
2016-03-31 | 9 | 52 | 61 | 85.25% |
2016-02-29 | 10 | 47 | 57 | 82.46% |
2016-01-31 | 10 | 42 | 52 | 80.77% |
2015-12-31 | 9 | 41 | 50 | 82.00% |
2015-11-30 | 9 | 41 | 50 | 82.00% |
2015-10-31 | 8 | 39 | 47 | 82.98% |
2015-09-30 | 8 | 36 | 44 | 81.82% |
2015-08-31 | 8 | 35 | 43 | 81.40% |
2015-07-31 | 8 | 36 | 44 | 81.82% |
2015-06-30 | 8 | 37 | 45 | 82.22% |
2015-05-31 | 8 | 37 | 45 | 82.22% |
2015-04-30 | 8 | 39 | 47 | 82.98% |
2015-03-31 | 8 | 39 | 47 | 82.98% |
2015-02-28 | 8 | 39 | 47 | 82.98% |
2015-01-31 | 8 | 40 | 48 | 83.33% |
2014-12-31 | 8 | 42 | 50 | 84.00% |
2014-11-30 | 8 | 43 | 51 | 84.31% |
2014-10-31 | 8 | 42 | 50 | 84.00% |
2014-09-30 | 8 | 42 | 50 | 84.00% |
2014-08-31 | 7 | 43 | 50 | 86.00% |
2014-07-31 | 7 | 40 | 47 | 85.11% |
2014-06-30 | 8 | 38 | 46 | 82.61% |
2014-05-31 | 7 | 37 | 44 | 84.09% |
2014-04-30 | 6 | 37 | 43 | 86.05% |
2014-03-31 | 7 | 38 | 45 | 84.44% |
2014-02-28 | 7 | 39 | 46 | 84.78% |
2014-01-31 | 7 | 41 | 48 | 85.42% |
2013-12-31 | 9 | 41 | 50 | 82.00% |
2013-11-30 | 9 | 45 | 54 | 83.33% |
2013-10-31 | 10 | 49 | 59 | 83.05% |
2013-09-30 | 10 | 51 | 61 | 83.61% |
2013-08-31 | 10 | 53 | 63 | 84.13% |
2013-07-31 | 10 | 53 | 63 | 84.13% |
2013-06-30 | 10 | 50 | 60 | 83.33% |
2013-05-31 | 10 | 48 | 58 | 82.76% |
2013-04-30 | 9 | 46 | 55 | 83.64% |
2013-03-31 | 9 | 45 | 54 | 83.33% |
2013-02-28 | 9 | 44 | 53 | 83.02% |
2013-01-31 | 9 | 44 | 53 | 83.02% |
2012-12-31 | 7 | 42 | 49 | 85.71% |
2012-11-30 | 8 | 40 | 48 | 83.33% |
2012-10-31 | 8 | 44 | 52 | 84.62% |
2012-09-30 | 8 | 47 | 55 | 85.45% |
2012-08-31 | 10 | 60 | 70 | 85.71% |
2012-07-31 | 10 | 60 | 70 | 85.71% |
2012-06-30 | 9 | 62 | 71 | 87.32% |
2012-05-31 | 9 | 69 | 78 | 88.46% |
2012-04-30 | 9 | 75 | 84 | 89.29% |
2012-03-31 | 9 | 79 | 88 | 89.77% |
2012-02-29 | 8 | 81 | 89 | 91.01% |
2012-01-31 | 9 | 77 | 86 | 89.53% |
2011-12-31 | 9 | 76 | 85 | 89.41% |
2011-11-30 | 10 | 75 | 85 | 88.24% |
2011-10-31 | 9 | 79 | 88 | 89.77% |
2011-09-30 | 9 | 83 | 92 | 90.22% |
2011-08-31 | 9 | 90 | 99 | 90.91% |
2011-07-31 | 9 | 91 | 100 | 91.00% |
2011-06-30 | 9 | 91 | 100 | 91.00% |
2011-05-31 | 9 | 90 | 99 | 90.91% |
2011-04-30 | 9 | 96 | 105 | 91.43% |
2011-03-31 | 8 | 97 | 105 | 92.38% |
2011-02-28 | 8 | 96 | 104 | 92.31% |
2011-01-31 | 7 | 97 | 104 | 93.27% |
2010-12-31 | 7 | 97 | 104 | 93.27% |
2010-11-30 | 7 | 95 | 102 | 93.14% |
2010-10-31 | 9 | 98 | 107 | 91.59% |
2010-09-30 | 9 | 103 | 112 | 91.96% |
2010-08-31 | 10 | 103 | 113 | 91.15% |
2010-07-31 | 11 | 103 | 114 | 90.35% |
2010-06-30 | 10 | 107 | 117 | 91.45% |
2010-05-31 | 10 | 109 | 119 | 91.60% |
2010-04-30 | 11 | 108 | 119 | 90.76% |
2010-03-31 | 11 | 98 | 109 | 89.91% |
2010-02-28 | 11 | 94 | 105 | 89.52% |
2010-01-31 | 10 | 90 | 100 | 90.00% |
2009-12-31 | 7 | 83 | 90 | 92.22% |
2009-11-30 | 6 | 73 | 79 | 92.41% |
2009-10-31 | 5 | 68 | 73 | 93.15% |
2009-09-30 | 5 | 68 | 73 | 93.15% |
2009-08-31 | 5 | 68 | 73 | 93.15% |
2009-07-31 | 5 | 68 | 73 | 93.15% |
2009-06-30 | 6 | 66 | 72 | 91.67% |
2009-05-31 | 6 | 67 | 73 | 91.78% |
2009-04-30 | 6 | 66 | 72 | 91.67% |
2009-03-31 | 6 | 66 | 72 | 91.67% |
2009-02-28 | 6 | 64 | 70 | 91.43% |
2009-01-31 | 6 | 64 | 70 | 91.43% |
2008-12-31 | 5 | 63 | 68 | 92.65% |
2008-11-30 | 4 | 61 | 65 | 93.85% |
2008-10-31 | 4 | 59 | 63 | 93.65% |
2008-09-30 | 5 | 42 | 47 | 89.36% |
2008-08-31 | 5 | 42 | 47 | 89.36% |
2008-07-31 | 5 | 42 | 47 | 89.36% |
2008-06-30 | 5 | 43 | 48 | 89.58% |
2008-05-31 | 5 | 43 | 48 | 89.58% |
2008-04-30 | 5 | 44 | 49 | 89.80% |
2008-03-31 | 5 | 44 | 49 | 89.80% |
2008-02-29 | 5 | 43 | 48 | 89.58% |
2008-01-31 | 5 | 42 | 47 | 89.36% |
2007-12-31 | 5 | 41 | 46 | 89.13% |
2007-11-30 | 5 | 42 | 47 | 89.36% |
2007-10-31 | 5 | 42 | 47 | 89.36% |
2007-09-30 | 5 | 43 | 48 | 89.58% |
2007-08-31 | 5 | 43 | 48 | 89.58% |
2007-07-31 | 5 | 43 | 48 | 89.58% |
2007-06-30 | 5 | 42 | 47 | 89.36% |
2007-05-31 | 5 | 40 | 45 | 88.89% |
2007-04-30 | 5 | 39 | 44 | 88.64% |
2007-03-31 | 5 | 40 | 45 | 88.89% |
2007-02-28 | 5 | 39 | 44 | 88.64% |
2007-01-31 | 5 | 39 | 44 | 88.64% |
2006-12-31 | 5 | 39 | 44 | 88.64% |
2006-11-30 | 5 | 39 | 44 | 88.64% |
2006-10-31 | 5 | 39 | 44 | 88.64% |
2006-09-30 | 5 | 40 | 45 | 88.89% |
2006-08-31 | 5 | 39 | 44 | 88.64% |
2006-07-31 | 5 | 39 | 44 | 88.64% |
2006-06-30 | 5 | 41 | 46 | 89.13% |
2006-05-31 | 5 | 38 | 43 | 88.37% |
2006-04-30 | 5 | 37 | 42 | 88.10% |
2006-03-31 | 5 | 36 | 41 | 87.80% |
2006-02-28 | 5 | 36 | 41 | 87.80% |
2006-01-31 | 5 | 36 | 41 | 87.80% |
2005-12-31 | 5 | 36 | 41 | 87.80% |
2005-11-30 | 5 | 36 | 41 | 87.80% |
2005-10-31 | 5 | 36 | 41 | 87.80% |
2005-09-30 | 6 | 36 | 42 | 85.71% |
2005-08-31 | 6 | 37 | 43 | 86.05% |
2005-07-31 | 6 | 37 | 43 | 86.05% |
2005-06-30 | 6 | 37 | 43 | 86.05% |
2005-05-31 | 6 | 38 | 44 | 86.36% |
2005-04-30 | 5 | 38 | 43 | 88.37% |
2005-03-31 | 5 | 37 | 42 | 88.10% |
2005-02-28 | 4 | 39 | 43 | 90.70% |
2005-01-31 | 4 | 38 | 42 | 90.48% |
2004-12-31 | 4 | 36 | 40 | 90.00% |
2004-11-30 | 4 | 36 | 40 | 90.00% |
2004-10-31 | 4 | 36 | 40 | 90.00% |
2004-09-30 | 2 | 37 | 39 | 94.87% |
2004-08-31 | 2 | 37 | 39 | 94.87% |
2004-07-31 | 2 | 37 | 39 | 94.87% |
2004-06-30 | 2 | 37 | 39 | 94.87% |
2004-05-31 | 2 | 38 | 40 | 95.00% |
2004-04-30 | 2 | 38 | 40 | 95.00% |
2004-03-31 | 2 | 38 | 40 | 95.00% |
2004-02-29 | 2 | 36 | 38 | 94.74% |
2004-01-31 | 2 | 36 | 38 | 94.74% |
2003-12-31 | 2 | 35 | 37 | 94.59% |
2003-11-30 | 2 | 35 | 37 | 94.59% |
2003-10-31 | 2 | 36 | 38 | 94.74% |
2003-09-30 | 2 | 37 | 39 | 94.87% |
2003-08-31 | 2 | 37 | 39 | 94.87% |
2003-07-31 | 2 | 37 | 39 | 94.87% |
2003-06-30 | 2 | 39 | 41 | 95.12% |
2003-05-31 | 2 | 38 | 40 | 95.00% |
2003-04-30 | 2 | 40 | 42 | 95.24% |
2003-03-31 | 2 | 40 | 42 | 95.24% |
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