Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-09-27 11 54 65 83.08%
2024-08-31 11 52 63 82.54%
2024-07-31 11 54 65 83.08%
2024-06-30 11 51 62 82.26%
2024-05-31 11 50 61 81.97%
2024-04-30 11 50 61 81.97%
2024-03-31 12 49 61 80.33%
2024-02-29 11 49 60 81.67%
2024-01-31 12 49 61 80.33%
2023-12-31 12 48 60 80.00%
2023-11-30 12 48 60 80.00%
2023-10-31 11 49 60 81.67%
2023-09-30 11 49 60 81.67%
2023-08-31 11 48 59 81.36%
2023-07-31 11 47 58 81.03%
2023-06-30 11 48 59 81.36%
2023-05-31 11 47 58 81.03%
2023-04-30 11 47 58 81.03%
2023-03-31 11 47 58 81.03%
2023-02-28 11 47 58 81.03%
2023-01-31 11 47 58 81.03%
2022-12-31 11 45 56 80.36%
2022-11-30 11 46 57 80.70%
2022-10-31 11 45 56 80.36%
2022-09-30 11 46 57 80.70%
2022-08-31 11 46 57 80.70%
2022-07-31 11 47 58 81.03%
2022-06-30 9 46 55 83.64%
2022-05-31 9 46 55 83.64%
2022-04-30 9 48 57 84.21%
2022-03-31 9 47 56 83.93%
2022-02-28 10 46 56 82.14%
2022-01-31 10 49 59 83.05%
2021-12-31 10 49 59 83.05%
2021-11-30 10 49 59 83.05%
2021-10-31 10 48 58 82.76%
2021-09-30 10 47 57 82.46%
2021-08-31 10 47 57 82.46%
2021-07-31 10 46 56 82.14%
2021-06-30 10 45 55 81.82%
2021-05-31 10 46 56 82.14%
2021-04-30 10 46 56 82.14%
2021-03-31 10 48 58 82.76%
2021-02-28 9 49 58 84.48%
2021-01-31 9 50 59 84.75%
2020-12-31 9 51 60 85.00%
2020-11-30 8 52 60 86.67%
2020-10-31 8 53 61 86.89%
2020-09-30 8 53 61 86.89%
2020-08-31 8 55 63 87.30%
2020-07-31 8 54 62 87.10%
2020-06-30 8 52 60 86.67%
2020-05-31 8 51 59 86.44%
2020-04-30 8 51 59 86.44%
2020-03-31 8 50 58 86.21%
2020-02-29 8 52 60 86.67%
2020-01-31 8 54 62 87.10%
2019-12-31 8 52 60 86.67%
2019-11-30 8 53 61 86.89%
2019-10-31 8 55 63 87.30%
2019-09-30 8 52 60 86.67%
2019-08-31 8 51 59 86.44%
2019-07-31 8 53 61 86.89%
2019-06-30 8 51 59 86.44%
2019-05-31 8 53 61 86.89%
2019-04-30 8 53 61 86.89%
2019-03-31 8 48 56 85.71%
2019-02-28 8 46 54 85.19%
2019-01-31 6 48 54 88.89%
2018-12-31 6 47 53 88.68%
2018-11-30 6 48 54 88.89%
2018-10-31 6 49 55 89.09%
2018-09-30 7 47 54 87.04%
2018-08-31 8 46 54 85.19%
2018-07-31 8 43 51 84.31%
2018-06-30 8 41 49 83.67%
2018-05-31 8 40 48 83.33%
2018-04-30 8 42 50 84.00%
2018-03-31 8 42 50 84.00%
2018-02-28 9 47 56 83.93%
2018-01-31 9 48 57 84.21%
2017-12-31 9 47 56 83.93%
2017-11-30 9 47 56 83.93%
2017-10-31 10 48 58 82.76%
2017-09-30 10 47 57 82.46%
2017-08-31 10 44 54 81.48%
2017-07-31 10 45 55 81.82%
2017-06-30 10 45 55 81.82%
2017-05-31 10 47 57 82.46%
2017-04-30 10 47 57 82.46%
2017-03-31 10 47 57 82.46%
2017-02-28 10 46 56 82.14%
2017-01-31 10 45 55 81.82%
2016-12-31 10 45 55 81.82%
2016-11-30 10 45 55 81.82%
2016-10-31 8 46 54 85.19%
2016-09-30 8 46 54 85.19%
2016-08-31 8 48 56 85.71%
2016-07-31 6 45 51 88.24%
2016-06-30 7 48 55 87.27%
2016-05-31 7 45 52 86.54%
2016-04-30 7 46 53 86.79%
2016-03-31 7 46 53 86.79%
2016-02-29 7 49 56 87.50%
2016-01-31 7 47 54 87.04%
2015-12-31 7 46 53 86.79%
2015-11-30 7 47 54 87.04%
2015-10-31 7 47 54 87.04%
2015-09-30 7 48 55 87.27%
2015-08-31 7 51 58 87.93%
2015-07-31 7 46 53 86.79%
2015-06-30 7 48 55 87.27%
2015-05-31 7 47 54 87.04%
2015-04-30 7 45 52 86.54%
2015-03-31 7 44 51 86.27%
2015-02-28 7 44 51 86.27%
2015-01-31 7 46 53 86.79%
2014-12-31 7 45 52 86.54%
2014-11-30 7 44 51 86.27%
2014-10-31 7 40 47 85.11%
2014-09-30 7 40 47 85.11%
2014-08-31 7 40 47 85.11%
2014-07-31 7 39 46 84.78%
2014-06-30 7 39 46 84.78%
2014-05-31 7 40 47 85.11%
2014-04-30 7 40 47 85.11%
2014-03-31 7 40 47 85.11%
2014-02-28 7 40 47 85.11%
2014-01-31 7 40 47 85.11%
2013-12-31 7 41 48 85.42%
2013-11-30 7 41 48 85.42%
2013-10-31 7 44 51 86.27%
2013-09-30 6 42 48 87.50%
2013-08-31 6 43 49 87.76%
2013-07-31 6 46 52 88.46%
2013-06-30 6 42 48 87.50%
2013-05-31 6 43 49 87.76%
2013-04-30 6 37 43 86.05%
2013-03-31 6 35 41 85.37%
2013-02-28 6 34 40 85.00%
2013-01-31 6 33 39 84.62%
2012-12-31 6 33 39 84.62%
2012-11-30 6 34 40 85.00%
2012-10-31 6 35 41 85.37%
2012-09-30 5 35 40 87.50%
2012-08-31 5 33 38 86.84%
2012-07-31 5 33 38 86.84%
2012-06-30 5 31 36 86.11%
2012-05-31 5 29 34 85.29%
2012-04-30 5 30 35 85.71%
2012-03-31 5 27 32 84.38%
2012-02-29 5 28 33 84.85%
2012-01-31 5 27 32 84.38%
2011-12-31 5 26 31 83.87%
2011-11-30 5 27 32 84.38%
2011-10-31 5 27 32 84.38%
2011-09-30 5 0 5 0.00%
2011-08-31 0 0 0 0.00%

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