Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-27 | 11 | 54 | 65 | 83.08% |
2024-08-31 | 11 | 52 | 63 | 82.54% |
2024-07-31 | 11 | 54 | 65 | 83.08% |
2024-06-30 | 11 | 51 | 62 | 82.26% |
2024-05-31 | 11 | 50 | 61 | 81.97% |
2024-04-30 | 11 | 50 | 61 | 81.97% |
2024-03-31 | 12 | 49 | 61 | 80.33% |
2024-02-29 | 11 | 49 | 60 | 81.67% |
2024-01-31 | 12 | 49 | 61 | 80.33% |
2023-12-31 | 12 | 48 | 60 | 80.00% |
2023-11-30 | 12 | 48 | 60 | 80.00% |
2023-10-31 | 11 | 49 | 60 | 81.67% |
2023-09-30 | 11 | 49 | 60 | 81.67% |
2023-08-31 | 11 | 48 | 59 | 81.36% |
2023-07-31 | 11 | 47 | 58 | 81.03% |
2023-06-30 | 11 | 48 | 59 | 81.36% |
2023-05-31 | 11 | 47 | 58 | 81.03% |
2023-04-30 | 11 | 47 | 58 | 81.03% |
2023-03-31 | 11 | 47 | 58 | 81.03% |
2023-02-28 | 11 | 47 | 58 | 81.03% |
2023-01-31 | 11 | 47 | 58 | 81.03% |
2022-12-31 | 11 | 45 | 56 | 80.36% |
2022-11-30 | 11 | 46 | 57 | 80.70% |
2022-10-31 | 11 | 45 | 56 | 80.36% |
2022-09-30 | 11 | 46 | 57 | 80.70% |
2022-08-31 | 11 | 46 | 57 | 80.70% |
2022-07-31 | 11 | 47 | 58 | 81.03% |
2022-06-30 | 9 | 46 | 55 | 83.64% |
2022-05-31 | 9 | 46 | 55 | 83.64% |
2022-04-30 | 9 | 48 | 57 | 84.21% |
2022-03-31 | 9 | 47 | 56 | 83.93% |
2022-02-28 | 10 | 46 | 56 | 82.14% |
2022-01-31 | 10 | 49 | 59 | 83.05% |
2021-12-31 | 10 | 49 | 59 | 83.05% |
2021-11-30 | 10 | 49 | 59 | 83.05% |
2021-10-31 | 10 | 48 | 58 | 82.76% |
2021-09-30 | 10 | 47 | 57 | 82.46% |
2021-08-31 | 10 | 47 | 57 | 82.46% |
2021-07-31 | 10 | 46 | 56 | 82.14% |
2021-06-30 | 10 | 45 | 55 | 81.82% |
2021-05-31 | 10 | 46 | 56 | 82.14% |
2021-04-30 | 10 | 46 | 56 | 82.14% |
2021-03-31 | 10 | 48 | 58 | 82.76% |
2021-02-28 | 9 | 49 | 58 | 84.48% |
2021-01-31 | 9 | 50 | 59 | 84.75% |
2020-12-31 | 9 | 51 | 60 | 85.00% |
2020-11-30 | 8 | 52 | 60 | 86.67% |
2020-10-31 | 8 | 53 | 61 | 86.89% |
2020-09-30 | 8 | 53 | 61 | 86.89% |
2020-08-31 | 8 | 55 | 63 | 87.30% |
2020-07-31 | 8 | 54 | 62 | 87.10% |
2020-06-30 | 8 | 52 | 60 | 86.67% |
2020-05-31 | 8 | 51 | 59 | 86.44% |
2020-04-30 | 8 | 51 | 59 | 86.44% |
2020-03-31 | 8 | 50 | 58 | 86.21% |
2020-02-29 | 8 | 52 | 60 | 86.67% |
2020-01-31 | 8 | 54 | 62 | 87.10% |
2019-12-31 | 8 | 52 | 60 | 86.67% |
2019-11-30 | 8 | 53 | 61 | 86.89% |
2019-10-31 | 8 | 55 | 63 | 87.30% |
2019-09-30 | 8 | 52 | 60 | 86.67% |
2019-08-31 | 8 | 51 | 59 | 86.44% |
2019-07-31 | 8 | 53 | 61 | 86.89% |
2019-06-30 | 8 | 51 | 59 | 86.44% |
2019-05-31 | 8 | 53 | 61 | 86.89% |
2019-04-30 | 8 | 53 | 61 | 86.89% |
2019-03-31 | 8 | 48 | 56 | 85.71% |
2019-02-28 | 8 | 46 | 54 | 85.19% |
2019-01-31 | 6 | 48 | 54 | 88.89% |
2018-12-31 | 6 | 47 | 53 | 88.68% |
2018-11-30 | 6 | 48 | 54 | 88.89% |
2018-10-31 | 6 | 49 | 55 | 89.09% |
2018-09-30 | 7 | 47 | 54 | 87.04% |
2018-08-31 | 8 | 46 | 54 | 85.19% |
2018-07-31 | 8 | 43 | 51 | 84.31% |
2018-06-30 | 8 | 41 | 49 | 83.67% |
2018-05-31 | 8 | 40 | 48 | 83.33% |
2018-04-30 | 8 | 42 | 50 | 84.00% |
2018-03-31 | 8 | 42 | 50 | 84.00% |
2018-02-28 | 9 | 47 | 56 | 83.93% |
2018-01-31 | 9 | 48 | 57 | 84.21% |
2017-12-31 | 9 | 47 | 56 | 83.93% |
2017-11-30 | 9 | 47 | 56 | 83.93% |
2017-10-31 | 10 | 48 | 58 | 82.76% |
2017-09-30 | 10 | 47 | 57 | 82.46% |
2017-08-31 | 10 | 44 | 54 | 81.48% |
2017-07-31 | 10 | 45 | 55 | 81.82% |
2017-06-30 | 10 | 45 | 55 | 81.82% |
2017-05-31 | 10 | 47 | 57 | 82.46% |
2017-04-30 | 10 | 47 | 57 | 82.46% |
2017-03-31 | 10 | 47 | 57 | 82.46% |
2017-02-28 | 10 | 46 | 56 | 82.14% |
2017-01-31 | 10 | 45 | 55 | 81.82% |
2016-12-31 | 10 | 45 | 55 | 81.82% |
2016-11-30 | 10 | 45 | 55 | 81.82% |
2016-10-31 | 8 | 46 | 54 | 85.19% |
2016-09-30 | 8 | 46 | 54 | 85.19% |
2016-08-31 | 8 | 48 | 56 | 85.71% |
2016-07-31 | 6 | 45 | 51 | 88.24% |
2016-06-30 | 7 | 48 | 55 | 87.27% |
2016-05-31 | 7 | 45 | 52 | 86.54% |
2016-04-30 | 7 | 46 | 53 | 86.79% |
2016-03-31 | 7 | 46 | 53 | 86.79% |
2016-02-29 | 7 | 49 | 56 | 87.50% |
2016-01-31 | 7 | 47 | 54 | 87.04% |
2015-12-31 | 7 | 46 | 53 | 86.79% |
2015-11-30 | 7 | 47 | 54 | 87.04% |
2015-10-31 | 7 | 47 | 54 | 87.04% |
2015-09-30 | 7 | 48 | 55 | 87.27% |
2015-08-31 | 7 | 51 | 58 | 87.93% |
2015-07-31 | 7 | 46 | 53 | 86.79% |
2015-06-30 | 7 | 48 | 55 | 87.27% |
2015-05-31 | 7 | 47 | 54 | 87.04% |
2015-04-30 | 7 | 45 | 52 | 86.54% |
2015-03-31 | 7 | 44 | 51 | 86.27% |
2015-02-28 | 7 | 44 | 51 | 86.27% |
2015-01-31 | 7 | 46 | 53 | 86.79% |
2014-12-31 | 7 | 45 | 52 | 86.54% |
2014-11-30 | 7 | 44 | 51 | 86.27% |
2014-10-31 | 7 | 40 | 47 | 85.11% |
2014-09-30 | 7 | 40 | 47 | 85.11% |
2014-08-31 | 7 | 40 | 47 | 85.11% |
2014-07-31 | 7 | 39 | 46 | 84.78% |
2014-06-30 | 7 | 39 | 46 | 84.78% |
2014-05-31 | 7 | 40 | 47 | 85.11% |
2014-04-30 | 7 | 40 | 47 | 85.11% |
2014-03-31 | 7 | 40 | 47 | 85.11% |
2014-02-28 | 7 | 40 | 47 | 85.11% |
2014-01-31 | 7 | 40 | 47 | 85.11% |
2013-12-31 | 7 | 41 | 48 | 85.42% |
2013-11-30 | 7 | 41 | 48 | 85.42% |
2013-10-31 | 7 | 44 | 51 | 86.27% |
2013-09-30 | 6 | 42 | 48 | 87.50% |
2013-08-31 | 6 | 43 | 49 | 87.76% |
2013-07-31 | 6 | 46 | 52 | 88.46% |
2013-06-30 | 6 | 42 | 48 | 87.50% |
2013-05-31 | 6 | 43 | 49 | 87.76% |
2013-04-30 | 6 | 37 | 43 | 86.05% |
2013-03-31 | 6 | 35 | 41 | 85.37% |
2013-02-28 | 6 | 34 | 40 | 85.00% |
2013-01-31 | 6 | 33 | 39 | 84.62% |
2012-12-31 | 6 | 33 | 39 | 84.62% |
2012-11-30 | 6 | 34 | 40 | 85.00% |
2012-10-31 | 6 | 35 | 41 | 85.37% |
2012-09-30 | 5 | 35 | 40 | 87.50% |
2012-08-31 | 5 | 33 | 38 | 86.84% |
2012-07-31 | 5 | 33 | 38 | 86.84% |
2012-06-30 | 5 | 31 | 36 | 86.11% |
2012-05-31 | 5 | 29 | 34 | 85.29% |
2012-04-30 | 5 | 30 | 35 | 85.71% |
2012-03-31 | 5 | 27 | 32 | 84.38% |
2012-02-29 | 5 | 28 | 33 | 84.85% |
2012-01-31 | 5 | 27 | 32 | 84.38% |
2011-12-31 | 5 | 26 | 31 | 83.87% |
2011-11-30 | 5 | 27 | 32 | 84.38% |
2011-10-31 | 5 | 27 | 32 | 84.38% |
2011-09-30 | 5 | 0 | 5 | 0.00% |
2011-08-31 | 0 | 0 | 0 | 0.00% |
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