EMPEROR SECURITIES LIMITED (HK) 英皇證券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-06-26 9 106 115 92.17%
2024-05-31 9 107 116 92.24%
2024-04-30 9 105 114 92.11%
2024-03-31 10 108 118 91.53%
2024-02-29 10 116 126 92.06%
2024-01-31 11 113 124 91.13%
2023-12-31 11 111 122 90.98%
2023-11-30 11 109 120 90.83%
2023-10-31 11 107 118 90.68%
2023-09-30 10 105 115 91.30%
2023-08-31 9 105 114 92.11%
2023-07-31 9 106 115 92.17%
2023-06-30 10 100 110 90.91%
2023-05-31 10 98 108 90.74%
2023-04-30 10 97 107 90.65%
2023-03-31 10 99 109 90.83%
2023-02-28 10 100 110 90.91%
2023-01-31 9 102 111 91.89%
2022-12-31 8 103 111 92.79%
2022-11-30 8 105 113 92.92%
2022-10-31 8 105 113 92.92%
2022-09-30 8 106 114 92.98%
2022-08-31 8 108 116 93.10%
2022-07-31 8 107 115 93.04%
2022-06-30 7 109 116 93.97%
2022-05-31 7 107 114 93.86%
2022-04-30 7 110 117 94.02%
2022-03-31 6 111 117 94.87%
2022-02-28 6 112 118 94.92%
2022-01-31 5 111 116 95.69%
2021-12-31 6 113 119 94.96%
2021-11-30 6 110 116 94.83%
2021-10-31 6 106 112 94.64%
2021-09-30 6 105 111 94.59%
2021-08-31 6 104 110 94.55%
2021-07-31 7 103 110 93.64%
2021-06-30 7 104 111 93.69%
2021-05-31 7 104 111 93.69%
2021-04-30 7 104 111 93.69%
2021-03-31 7 103 110 93.64%
2021-02-28 7 104 111 93.69%
2021-01-31 7 104 111 93.69%
2020-12-31 7 104 111 93.69%
2020-11-30 7 104 111 93.69%
2020-10-31 7 104 111 93.69%
2020-09-30 7 103 110 93.64%
2020-08-31 7 104 111 93.69%
2020-07-31 7 103 110 93.64%
2020-06-30 7 104 111 93.69%
2020-05-31 7 104 111 93.69%
2020-04-30 7 105 112 93.75%
2020-03-31 7 104 111 93.69%
2020-02-29 7 106 113 93.81%
2020-01-31 7 108 115 93.91%
2019-12-31 7 111 118 94.07%
2019-11-30 7 112 119 94.12%
2019-10-31 7 113 120 94.17%
2019-09-30 7 114 121 94.21%
2019-08-31 7 115 122 94.26%
2019-07-31 7 115 122 94.26%
2019-06-30 7 115 122 94.26%
2019-05-31 7 115 122 94.26%
2019-04-30 7 116 123 94.31%
2019-03-31 7 119 126 94.44%
2019-02-28 7 130 137 94.89%
2019-01-31 7 132 139 94.96%
2018-12-31 7 134 141 95.04%
2018-11-30 7 134 141 95.04%
2018-10-31 7 134 141 95.04%
2018-09-30 7 138 145 95.17%
2018-08-31 7 138 145 95.17%
2018-07-31 7 138 145 95.17%
2018-06-30 7 139 146 95.21%
2018-05-31 7 140 147 95.24%
2018-04-30 7 141 148 95.27%
2018-03-31 7 148 155 95.48%
2018-02-28 7 151 158 95.57%
2018-01-31 7 153 160 95.63%
2017-12-31 7 153 160 95.63%
2017-11-30 7 153 160 95.63%
2017-10-31 7 156 163 95.71%
2017-09-30 7 157 164 95.73%
2017-08-31 7 156 163 95.71%
2017-07-31 8 158 166 95.18%
2017-06-30 8 155 163 95.09%
2017-05-31 8 154 162 95.06%
2017-04-30 8 153 161 95.03%
2017-03-31 8 156 164 95.12%
2017-02-28 8 160 168 95.24%
2017-01-31 9 162 171 94.74%
2016-12-31 9 164 173 94.80%
2016-11-30 9 163 172 94.77%
2016-10-31 9 163 172 94.77%
2016-09-30 9 163 172 94.77%
2016-08-31 9 161 170 94.71%
2016-07-31 9 160 169 94.67%
2016-06-30 9 160 169 94.67%
2016-05-31 9 158 167 94.61%
2016-04-30 9 162 171 94.74%
2016-03-31 9 162 171 94.74%
2016-02-29 9 159 168 94.64%
2016-01-31 9 160 169 94.67%
2015-12-31 9 161 170 94.71%
2015-11-30 9 161 170 94.71%
2015-10-31 9 160 169 94.67%
2015-09-30 9 161 170 94.71%
2015-08-31 9 160 169 94.67%
2015-07-31 9 160 169 94.67%
2015-06-30 9 162 171 94.74%
2015-05-31 9 160 169 94.67%
2015-04-30 9 159 168 94.64%
2015-03-31 9 163 172 94.77%
2015-02-28 9 165 174 94.83%
2015-01-31 9 164 173 94.80%
2014-12-31 9 163 172 94.77%
2014-11-30 9 168 177 94.92%
2014-10-31 9 167 176 94.89%
2014-09-30 9 168 177 94.92%
2014-08-31 9 165 174 94.83%
2014-07-31 9 163 172 94.77%
2014-06-30 9 164 173 94.80%
2014-05-31 9 162 171 94.74%
2014-04-30 9 161 170 94.71%
2014-03-31 9 164 173 94.80%
2014-02-28 9 166 175 94.86%
2014-01-31 9 168 177 94.92%
2013-12-31 10 167 177 94.35%
2013-11-30 10 170 180 94.44%
2013-10-31 9 169 178 94.94%
2013-09-30 8 167 175 95.43%
2013-08-31 8 169 177 95.48%
2013-07-31 8 166 174 95.40%
2013-06-30 8 165 173 95.38%
2013-05-31 9 166 175 94.86%
2013-04-30 9 166 175 94.86%
2013-03-31 8 168 176 95.45%
2013-02-28 8 167 175 95.43%
2013-01-31 8 166 174 95.40%
2012-12-31 8 165 173 95.38%
2012-11-30 8 167 175 95.43%
2012-10-31 8 167 175 95.43%
2012-09-30 8 169 177 95.48%
2012-08-31 7 171 178 96.07%
2012-07-31 7 171 178 96.07%
2012-06-30 7 171 178 96.07%
2012-05-31 7 169 176 96.02%
2012-04-30 7 166 173 95.95%
2012-03-31 7 163 170 95.88%
2012-02-29 7 164 171 95.91%
2012-01-31 7 164 171 95.91%
2011-12-31 7 161 168 95.83%
2011-11-30 7 167 174 95.98%
2011-10-31 7 169 176 96.02%
2011-09-30 7 167 174 95.98%
2011-08-31 7 168 175 96.00%
2011-07-31 7 166 173 95.95%
2011-06-30 7 163 170 95.88%
2011-05-31 7 162 169 95.86%
2011-04-30 6 161 167 96.41%
2011-03-31 6 159 165 96.36%
2011-02-28 6 168 174 96.55%
2011-01-31 6 168 174 96.55%
2010-12-31 6 166 172 96.51%
2010-11-30 6 168 174 96.55%
2010-10-31 6 200 206 97.09%
2010-09-30 6 199 205 97.07%
2010-08-31 6 198 204 97.06%
2010-07-31 6 199 205 97.07%
2010-06-30 6 204 210 97.14%
2010-05-31 7 205 212 96.70%
2010-04-30 7 215 222 96.85%
2010-03-31 7 219 226 96.90%
2010-02-28 7 214 221 96.83%
2010-01-31 7 214 221 96.83%
2009-12-31 7 212 219 96.80%
2009-11-30 7 207 214 96.73%
2009-10-31 7 202 209 96.65%
2009-09-30 7 196 203 96.55%
2009-08-31 7 191 198 96.46%
2009-07-31 7 189 196 96.43%
2009-06-30 7 187 194 96.39%
2009-05-31 7 187 194 96.39%
2009-04-30 8 185 193 95.85%
2009-03-31 8 181 189 95.77%
2009-02-28 8 174 182 95.60%
2009-01-31 8 171 179 95.53%
2008-12-31 8 169 177 95.48%
2008-11-30 8 161 169 95.27%
2008-10-31 8 152 160 95.00%
2008-09-30 8 149 157 94.90%
2008-08-31 8 140 148 94.59%
2008-07-31 8 135 143 94.41%
2008-06-30 8 130 138 94.20%
2008-05-31 7 124 131 94.66%
2008-04-30 6 121 127 95.28%
2008-03-31 6 112 118 94.92%
2008-02-29 6 104 110 94.55%
2008-01-31 6 104 110 94.55%
2007-12-31 5 93 98 94.90%
2007-11-30 5 89 94 94.68%
2007-10-31 5 81 86 94.19%
2007-09-30 6 73 79 92.41%
2007-08-31 6 71 77 92.21%
2007-07-31 5 67 72 93.06%
2007-06-30 5 64 69 92.75%
2007-05-31 5 64 69 92.75%
2007-04-30 5 60 65 92.31%
2007-03-31 6 59 65 90.77%
2007-02-28 6 62 68 91.18%
2007-01-31 6 60 66 90.91%
2006-12-31 6 58 64 90.63%
2006-11-30 6 61 67 91.04%
2006-10-31 6 63 69 91.30%
2006-09-30 6 63 69 91.30%
2006-08-31 6 60 66 90.91%
2006-07-31 6 60 66 90.91%
2006-06-30 6 61 67 91.04%
2006-05-31 6 58 64 90.63%
2006-04-30 6 57 63 90.48%
2006-03-31 6 58 64 90.63%
2006-02-28 5 58 63 92.06%
2006-01-31 4 61 65 93.85%
2005-12-31 4 58 62 93.55%
2005-11-30 4 58 62 93.55%
2005-10-31 4 52 56 92.86%
2005-09-30 4 54 58 93.10%
2005-08-31 4 54 58 93.10%
2005-07-31 4 53 57 92.98%
2005-06-30 5 52 57 91.23%
2005-05-31 5 49 54 90.74%
2005-04-30 5 50 55 90.91%
2005-03-31 5 51 56 91.07%
2005-02-28 5 50 55 90.91%
2005-01-31 5 49 54 90.74%
2004-12-31 5 48 53 90.57%
2004-11-30 5 49 54 90.74%
2004-10-31 5 50 55 90.91%
2004-09-30 5 51 56 91.07%
2004-08-31 6 50 56 89.29%
2004-07-31 6 52 58 89.66%
2004-06-30 6 52 58 89.66%
2004-05-31 6 52 58 89.66%
2004-04-30 6 51 57 89.47%
2004-03-31 7 51 58 87.93%
2004-02-29 6 52 58 89.66%
2004-01-31 6 53 59 89.83%
2003-12-31 5 54 59 91.53%
2003-11-30 5 53 58 91.38%
2003-10-31 5 52 57 91.23%
2003-09-30 3 54 57 94.74%
2003-08-31 3 55 58 94.83%
2003-07-31 3 53 56 94.64%
2003-06-30 3 54 57 94.74%
2003-05-31 3 56 59 94.92%
2003-04-30 3 56 59 94.92%
2003-03-31 3 60 63 95.24%

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top