EMPEROR SECURITIES LIMITED (HK) 英皇證券有限公司
SFC restriction notices on certain shares of FingerTango Inc.
HK Gazette, 28-Apr-2023
The Statement of Reasons reveals that the order covers assets up to HK$258.75m, being the amount lost by FingerTango after a defaulted investment in Dec-2019. A total of over 1171m shares (60.64%) held via 3 brokers is frozen.
HK Gazette, 28-Apr-2023
The Statement of Reasons reveals that the order covers assets up to HK$258.75m, being the amount lost by FingerTango after a defaulted investment in Dec-2019. A total of over 1171m shares (60.64%) held via 3 brokers is frozen.
SFC orders 3 brokers to freeze accounts of clients involved in suspected corporate misconduct
| Company announcement
SFC, 17-Apr-2023
This relates to pending litigation against 3 "current or former" management of FingerTango (6860) seeking orders for them to pay compensation to the company. Update: FingerTango has announced that certain assets of Mr Liu Jie and Mr Zhu Yanbin, co-founders and Executive Directors, have been frozen.
SFC, 17-Apr-2023
This relates to pending litigation against 3 "current or former" management of FingerTango (6860) seeking orders for them to pay compensation to the company. Update: FingerTango has announced that certain assets of Mr Liu Jie and Mr Zhu Yanbin, co-founders and Executive Directors, have been frozen.
SFC fines Emperor Securities Ltd & Emperor Futures Ltd HK$5.4m for breaches of anti-money laundering requirements
| Statement of Disciplinary Action
SFC, 16-Mar-2022
SFC, 16-Mar-2022
SFC restricts 17 accounts at Emperor Securities and Get Nice Securities linked to suspected social media ramp-and-dump scam
| Restriction Notice
SFC, 26-Nov-2021
The Gazette Notice dated 1-Nov-2021 but published on 26-Nov-2021 reveals the stock is Chinlink (0997), which plunged 78% on 28-Oct-2021. The total restricted amount is HK$312.2m.
SFC, 26-Nov-2021
The Gazette Notice dated 1-Nov-2021 but published on 26-Nov-2021 reveals the stock is Chinlink (0997), which plunged 78% on 28-Oct-2021. The total restricted amount is HK$312.2m.
SFC suspends Mr Cheung Man Chit, ex-Emperor, for 2 years
| Statement of Disciplinary Action
SFC, 30-Aug-2021
After Emperor Securities/ Futures, he moved on to Freeman Securities/ Commodities in 2017 and left them on 7-Jun-2021.
SFC, 30-Aug-2021
After Emperor Securities/ Futures, he moved on to Freeman Securities/ Commodities in 2017 and left them on 7-Jun-2021.
SFC freezes accounts at 15 brokers in suspected social media pump & dump
SFC, 15-Mar-2021
Can anyone guess the stock?
SFC, 15-Mar-2021
Can anyone guess the stock?
Huarong Inv Stock (2277) subscribes HK$100m loan notes of Master Glory (0275)
Company announcement, 24-Nov-2016
Company announcement, 24-Nov-2016
L & A (8195): 1.6bn options exercised
| CCASS deposits
Company filing, 24-Aug-2016
The holders of these 10-year options all forfeited the time value and exercised them on the day that they were announced, 22-Aug, having been purportedly offered or granted on 22-Jul. The new shares were probably deposited into CCASS on 24-Aug and 25-Aug, via FP Sino-Rich Securities & Futures Ltd (1.4bn) and Emperor Securities Ltd (0.2bn).
Company filing, 24-Aug-2016
The holders of these 10-year options all forfeited the time value and exercised them on the day that they were announced, 22-Aug, having been purportedly offered or granted on 22-Jul. The new shares were probably deposited into CCASS on 24-Aug and 25-Aug, via FP Sino-Rich Securities & Futures Ltd (1.4bn) and Emperor Securities Ltd (0.2bn).
Emperor unclothed
Bloomberg, 30-May-2016
Kudos to Phil Kuntz and Fox Hu for their analysis of Emperor Capital's unidirectional recommendations.
Bloomberg, 30-May-2016
Kudos to Phil Kuntz and Fox Hu for their analysis of Emperor Capital's unidirectional recommendations.
Raking muck, Part 1
In the first of a multi-part series, we delve into a transaction by the HK offshoot of Xinhua, the PRC's official news agency, and the people behind it. (21-Feb-2012)
In the first of a multi-part series, we delve into a transaction by the HK offshoot of Xinhua, the PRC's official news agency, and the people behind it. (21-Feb-2012)
Emperor Securities Ltd (owned by Emperor Capital, 0717) sues two clients and a law firm for return of HK$40m
Company announcement, 12-Jul-2011
The law firm is K&L Gates, and this may or may not relate to the charges against its former partner Navin Kumar Aggarwal for theft and forgery.
Company announcement, 12-Jul-2011
The law firm is K&L Gates, and this may or may not relate to the charges against its former partner Navin Kumar Aggarwal for theft and forgery.
Chen Po-sum fought her way to the top - her latest battle was to stay there
South China Morning Post, 20-May-1997
South China Morning Post, 20-May-1997
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