KGI ASIA LIMITED 凱基證券亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-29 | 25 | 407 | 432 | 94.21% |
2024-08-31 | 26 | 405 | 431 | 93.97% |
2024-07-31 | 26 | 405 | 431 | 93.97% |
2024-06-30 | 26 | 410 | 436 | 94.04% |
2024-05-31 | 26 | 415 | 441 | 94.10% |
2024-04-30 | 26 | 412 | 438 | 94.06% |
2024-03-31 | 26 | 413 | 439 | 94.08% |
2024-02-29 | 26 | 421 | 447 | 94.18% |
2024-01-31 | 25 | 424 | 449 | 94.43% |
2023-12-31 | 25 | 421 | 446 | 94.39% |
2023-11-30 | 27 | 422 | 449 | 93.99% |
2023-10-31 | 27 | 420 | 447 | 93.96% |
2023-09-30 | 27 | 418 | 445 | 93.93% |
2023-08-31 | 27 | 418 | 445 | 93.93% |
2023-07-31 | 27 | 427 | 454 | 94.05% |
2023-06-30 | 27 | 426 | 453 | 94.04% |
2023-05-31 | 25 | 430 | 455 | 94.51% |
2023-04-30 | 25 | 429 | 454 | 94.49% |
2023-03-31 | 25 | 434 | 459 | 94.55% |
2023-02-28 | 25 | 434 | 459 | 94.55% |
2023-01-31 | 25 | 440 | 465 | 94.62% |
2022-12-31 | 25 | 441 | 466 | 94.64% |
2022-11-30 | 24 | 446 | 470 | 94.89% |
2022-10-31 | 24 | 447 | 471 | 94.90% |
2022-09-30 | 24 | 448 | 472 | 94.92% |
2022-08-31 | 24 | 448 | 472 | 94.92% |
2022-07-31 | 23 | 447 | 470 | 95.11% |
2022-06-30 | 23 | 457 | 480 | 95.21% |
2022-05-31 | 24 | 460 | 484 | 95.04% |
2022-04-30 | 25 | 461 | 486 | 94.86% |
2022-03-31 | 25 | 466 | 491 | 94.91% |
2022-02-28 | 24 | 478 | 502 | 95.22% |
2022-01-31 | 23 | 512 | 535 | 95.70% |
2021-12-31 | 24 | 552 | 576 | 95.83% |
2021-11-30 | 24 | 555 | 579 | 95.85% |
2021-10-31 | 24 | 558 | 582 | 95.88% |
2021-09-30 | 24 | 559 | 583 | 95.88% |
2021-08-31 | 24 | 571 | 595 | 95.97% |
2021-07-31 | 24 | 582 | 606 | 96.04% |
2021-06-30 | 24 | 592 | 616 | 96.10% |
2021-05-31 | 24 | 601 | 625 | 96.16% |
2021-04-30 | 24 | 613 | 637 | 96.23% |
2021-03-31 | 25 | 616 | 641 | 96.10% |
2021-02-28 | 25 | 619 | 644 | 96.12% |
2021-01-31 | 25 | 615 | 640 | 96.09% |
2020-12-31 | 25 | 613 | 638 | 96.08% |
2020-11-30 | 25 | 621 | 646 | 96.13% |
2020-10-31 | 25 | 623 | 648 | 96.14% |
2020-09-30 | 25 | 623 | 648 | 96.14% |
2020-08-31 | 25 | 631 | 656 | 96.19% |
2020-07-31 | 24 | 636 | 660 | 96.36% |
2020-06-30 | 24 | 649 | 673 | 96.43% |
2020-05-31 | 25 | 658 | 683 | 96.34% |
2020-04-30 | 25 | 663 | 688 | 96.37% |
2020-03-31 | 25 | 677 | 702 | 96.44% |
2020-02-29 | 25 | 696 | 721 | 96.53% |
2020-01-31 | 25 | 707 | 732 | 96.58% |
2019-12-31 | 25 | 715 | 740 | 96.62% |
2019-11-30 | 25 | 718 | 743 | 96.64% |
2019-10-31 | 24 | 718 | 742 | 96.77% |
2019-09-30 | 23 | 719 | 742 | 96.90% |
2019-08-31 | 22 | 724 | 746 | 97.05% |
2019-07-31 | 20 | 724 | 744 | 97.31% |
2019-06-30 | 20 | 727 | 747 | 97.32% |
2019-05-31 | 20 | 738 | 758 | 97.36% |
2019-04-30 | 20 | 748 | 768 | 97.40% |
2019-03-31 | 20 | 748 | 768 | 97.40% |
2019-02-28 | 20 | 747 | 767 | 97.39% |
2019-01-31 | 21 | 753 | 774 | 97.29% |
2018-12-31 | 20 | 755 | 775 | 97.42% |
2018-11-30 | 20 | 771 | 791 | 97.47% |
2018-10-31 | 20 | 770 | 790 | 97.47% |
2018-09-30 | 21 | 767 | 788 | 97.34% |
2018-08-31 | 23 | 769 | 792 | 97.10% |
2018-07-31 | 23 | 766 | 789 | 97.08% |
2018-06-30 | 23 | 769 | 792 | 97.10% |
2018-05-31 | 21 | 762 | 783 | 97.32% |
2018-04-30 | 22 | 759 | 781 | 97.18% |
2018-03-31 | 22 | 767 | 789 | 97.21% |
2018-02-28 | 22 | 770 | 792 | 97.22% |
2018-01-31 | 21 | 765 | 786 | 97.33% |
2017-12-31 | 19 | 767 | 786 | 97.58% |
2017-11-30 | 19 | 769 | 788 | 97.59% |
2017-10-31 | 20 | 763 | 783 | 97.45% |
2017-09-30 | 20 | 758 | 778 | 97.43% |
2017-08-31 | 20 | 755 | 775 | 97.42% |
2017-07-31 | 19 | 754 | 773 | 97.54% |
2017-06-30 | 19 | 746 | 765 | 97.52% |
2017-05-31 | 20 | 742 | 762 | 97.38% |
2017-04-30 | 20 | 753 | 773 | 97.41% |
2017-03-31 | 20 | 745 | 765 | 97.39% |
2017-02-28 | 19 | 743 | 762 | 97.51% |
2017-01-31 | 19 | 745 | 764 | 97.51% |
2016-12-31 | 19 | 753 | 772 | 97.54% |
2016-11-30 | 19 | 753 | 772 | 97.54% |
2016-10-31 | 19 | 754 | 773 | 97.54% |
2016-09-30 | 18 | 759 | 777 | 97.68% |
2016-08-31 | 18 | 751 | 769 | 97.66% |
2016-07-31 | 18 | 750 | 768 | 97.66% |
2016-06-30 | 17 | 752 | 769 | 97.79% |
2016-05-31 | 16 | 752 | 768 | 97.92% |
2016-04-30 | 17 | 755 | 772 | 97.80% |
2016-03-31 | 15 | 752 | 767 | 98.04% |
2016-02-29 | 14 | 757 | 771 | 98.18% |
2016-01-31 | 14 | 754 | 768 | 98.18% |
2015-12-31 | 14 | 747 | 761 | 98.16% |
2015-11-30 | 13 | 752 | 765 | 98.30% |
2015-10-31 | 14 | 748 | 762 | 98.16% |
2015-09-30 | 14 | 746 | 760 | 98.16% |
2015-08-31 | 14 | 741 | 755 | 98.15% |
2015-07-31 | 14 | 733 | 747 | 98.13% |
2015-06-30 | 14 | 729 | 743 | 98.12% |
2015-05-31 | 15 | 720 | 735 | 97.96% |
2015-04-30 | 15 | 715 | 730 | 97.95% |
2015-03-31 | 14 | 708 | 722 | 98.06% |
2015-02-28 | 15 | 696 | 711 | 97.89% |
2015-01-31 | 14 | 687 | 701 | 98.00% |
2014-12-31 | 14 | 682 | 696 | 97.99% |
2014-11-30 | 13 | 681 | 694 | 98.13% |
2014-10-31 | 14 | 682 | 696 | 97.99% |
2014-09-30 | 15 | 671 | 686 | 97.81% |
2014-08-31 | 16 | 654 | 670 | 97.61% |
2014-07-31 | 16 | 652 | 668 | 97.60% |
2014-06-30 | 16 | 646 | 662 | 97.58% |
2014-05-31 | 16 | 638 | 654 | 97.55% |
2014-04-30 | 15 | 639 | 654 | 97.71% |
2014-03-31 | 15 | 631 | 646 | 97.68% |
2014-02-28 | 15 | 626 | 641 | 97.66% |
2014-01-31 | 15 | 624 | 639 | 97.65% |
2013-12-31 | 15 | 595 | 610 | 97.54% |
2013-11-30 | 15 | 583 | 598 | 97.49% |
2013-10-31 | 14 | 579 | 593 | 97.64% |
2013-09-30 | 14 | 579 | 593 | 97.64% |
2013-08-31 | 14 | 576 | 590 | 97.63% |
2013-07-31 | 14 | 574 | 588 | 97.62% |
2013-06-30 | 15 | 570 | 585 | 97.44% |
2013-05-31 | 15 | 556 | 571 | 97.37% |
2013-04-30 | 15 | 550 | 565 | 97.35% |
2013-03-31 | 15 | 548 | 563 | 97.34% |
2013-02-28 | 13 | 551 | 564 | 97.70% |
2013-01-31 | 13 | 538 | 551 | 97.64% |
2012-12-31 | 13 | 529 | 542 | 97.60% |
2012-11-30 | 14 | 532 | 546 | 97.44% |
2012-10-31 | 14 | 536 | 550 | 97.45% |
2012-09-30 | 13 | 528 | 541 | 97.60% |
2012-08-31 | 13 | 522 | 535 | 97.57% |
2012-07-31 | 13 | 513 | 526 | 97.53% |
2012-06-30 | 13 | 515 | 528 | 97.54% |
2012-05-31 | 13 | 510 | 523 | 97.51% |
2012-04-30 | 13 | 511 | 524 | 97.52% |
2012-03-31 | 14 | 509 | 523 | 97.32% |
2012-02-29 | 15 | 500 | 515 | 97.09% |
2012-01-31 | 15 | 487 | 502 | 97.01% |
2011-12-31 | 15 | 490 | 505 | 97.03% |
2011-11-30 | 13 | 494 | 507 | 97.44% |
2011-10-31 | 13 | 486 | 499 | 97.39% |
2011-09-30 | 13 | 486 | 499 | 97.39% |
2011-08-31 | 13 | 474 | 487 | 97.33% |
2011-07-31 | 13 | 468 | 481 | 97.30% |
2011-06-30 | 13 | 466 | 479 | 97.29% |
2011-05-31 | 14 | 468 | 482 | 97.10% |
2011-04-30 | 14 | 474 | 488 | 97.13% |
2011-03-31 | 13 | 483 | 496 | 97.38% |
2011-02-28 | 13 | 484 | 497 | 97.38% |
2011-01-31 | 13 | 482 | 495 | 97.37% |
2010-12-31 | 13 | 481 | 494 | 97.37% |
2010-11-30 | 13 | 476 | 489 | 97.34% |
2010-10-31 | 13 | 477 | 490 | 97.35% |
2010-09-30 | 13 | 483 | 496 | 97.38% |
2010-08-31 | 13 | 482 | 495 | 97.37% |
2010-07-31 | 14 | 475 | 489 | 97.14% |
2010-06-30 | 13 | 477 | 490 | 97.35% |
2010-05-31 | 13 | 478 | 491 | 97.35% |
2010-04-30 | 13 | 467 | 480 | 97.29% |
2010-03-31 | 15 | 468 | 483 | 96.89% |
2010-02-28 | 15 | 457 | 472 | 96.82% |
2010-01-31 | 15 | 449 | 464 | 96.77% |
2009-12-31 | 15 | 432 | 447 | 96.64% |
2009-11-30 | 15 | 427 | 442 | 96.61% |
2009-10-31 | 15 | 427 | 442 | 96.61% |
2009-09-30 | 15 | 420 | 435 | 96.55% |
2009-08-31 | 16 | 418 | 434 | 96.31% |
2009-07-31 | 15 | 405 | 420 | 96.43% |
2009-06-30 | 16 | 386 | 402 | 96.02% |
2009-05-31 | 16 | 382 | 398 | 95.98% |
2009-04-30 | 16 | 367 | 383 | 95.82% |
2009-03-31 | 17 | 356 | 373 | 95.44% |
2009-02-28 | 17 | 363 | 380 | 95.53% |
2009-01-31 | 17 | 362 | 379 | 95.51% |
2008-12-31 | 16 | 353 | 369 | 95.66% |
2008-11-30 | 16 | 361 | 377 | 95.76% |
2008-10-31 | 16 | 355 | 371 | 95.69% |
2008-09-30 | 13 | 351 | 364 | 96.43% |
2008-08-31 | 13 | 345 | 358 | 96.37% |
2008-07-31 | 13 | 340 | 353 | 96.32% |
2008-06-30 | 13 | 333 | 346 | 96.24% |
2008-05-31 | 12 | 324 | 336 | 96.43% |
2008-04-30 | 12 | 312 | 324 | 96.30% |
2008-03-31 | 12 | 310 | 322 | 96.27% |
2008-02-29 | 12 | 306 | 318 | 96.23% |
2008-01-31 | 11 | 295 | 306 | 96.41% |
2007-12-31 | 11 | 283 | 294 | 96.26% |
2007-11-30 | 11 | 286 | 297 | 96.30% |
2007-10-31 | 11 | 287 | 298 | 96.31% |
2007-09-30 | 12 | 283 | 295 | 95.93% |
2007-08-31 | 12 | 273 | 285 | 95.79% |
2007-07-31 | 12 | 259 | 271 | 95.57% |
2007-06-30 | 11 | 252 | 263 | 95.82% |
2007-05-31 | 12 | 247 | 259 | 95.37% |
2007-04-30 | 13 | 244 | 257 | 94.94% |
2007-03-31 | 13 | 245 | 258 | 94.96% |
2007-02-28 | 13 | 237 | 250 | 94.80% |
2007-01-31 | 13 | 238 | 251 | 94.82% |
2006-12-31 | 13 | 237 | 250 | 94.80% |
2006-11-30 | 12 | 242 | 254 | 95.28% |
2006-10-31 | 12 | 236 | 248 | 95.16% |
2006-09-30 | 12 | 232 | 244 | 95.08% |
2006-08-31 | 12 | 226 | 238 | 94.96% |
2006-07-31 | 12 | 214 | 226 | 94.69% |
2006-06-30 | 9 | 215 | 224 | 95.98% |
2006-05-31 | 9 | 212 | 221 | 95.93% |
2006-04-30 | 9 | 212 | 221 | 95.93% |
2006-03-31 | 9 | 207 | 216 | 95.83% |
2006-02-28 | 9 | 206 | 215 | 95.81% |
2006-01-31 | 10 | 203 | 213 | 95.31% |
2005-12-31 | 9 | 200 | 209 | 95.69% |
2005-11-30 | 9 | 197 | 206 | 95.63% |
2005-10-31 | 9 | 194 | 203 | 95.57% |
2005-09-30 | 9 | 195 | 204 | 95.59% |
2005-08-31 | 9 | 195 | 204 | 95.59% |
2005-07-31 | 7 | 193 | 200 | 96.50% |
2005-06-30 | 7 | 189 | 196 | 96.43% |
2005-05-31 | 6 | 186 | 192 | 96.88% |
2005-04-30 | 6 | 183 | 189 | 96.83% |
2005-03-31 | 7 | 176 | 183 | 96.17% |
2005-02-28 | 6 | 173 | 179 | 96.65% |
2005-01-31 | 6 | 168 | 174 | 96.55% |
2004-12-31 | 7 | 168 | 175 | 96.00% |
2004-11-30 | 7 | 161 | 168 | 95.83% |
2004-10-31 | 5 | 156 | 161 | 96.89% |
2004-09-30 | 4 | 155 | 159 | 97.48% |
2004-08-31 | 4 | 152 | 156 | 97.44% |
2004-07-31 | 4 | 152 | 156 | 97.44% |
2004-06-30 | 4 | 154 | 158 | 97.47% |
2004-05-31 | 4 | 153 | 157 | 97.45% |
2004-04-30 | 4 | 150 | 154 | 97.40% |
2004-03-31 | 4 | 152 | 156 | 97.44% |
2004-02-29 | 4 | 149 | 153 | 97.39% |
2004-01-31 | 4 | 152 | 156 | 97.44% |
2003-12-31 | 4 | 147 | 151 | 97.35% |
2003-11-30 | 3 | 138 | 141 | 97.87% |
2003-10-31 | 3 | 134 | 137 | 97.81% |
2003-09-30 | 3 | 136 | 139 | 97.84% |
2003-08-31 | 5 | 135 | 140 | 96.43% |
2003-07-31 | 5 | 136 | 141 | 96.45% |
2003-06-30 | 5 | 138 | 143 | 96.50% |
2003-05-31 | 3 | 150 | 153 | 98.04% |
2003-04-30 | 3 | 156 | 159 | 98.11% |
2003-03-31 | 3 | 164 | 167 | 98.20% |
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