Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-09-04 | 3 | 3 | 6 | 50.00% |
2024-08-31 | 3 | 3 | 6 | 50.00% |
2024-07-31 | 3 | 3 | 6 | 50.00% |
2024-06-30 | 3 | 3 | 6 | 50.00% |
2024-05-31 | 4 | 3 | 7 | 42.86% |
2024-04-30 | 4 | 3 | 7 | 42.86% |
2024-03-31 | 4 | 3 | 7 | 42.86% |
2024-02-29 | 4 | 3 | 7 | 42.86% |
2024-01-31 | 4 | 3 | 7 | 42.86% |
2023-12-31 | 4 | 3 | 7 | 42.86% |
2023-11-30 | 4 | 3 | 7 | 42.86% |
2023-10-31 | 4 | 3 | 7 | 42.86% |
2023-09-30 | 4 | 8 | 12 | 66.67% |
2023-08-31 | 3 | 8 | 11 | 72.73% |
2023-07-31 | 3 | 8 | 11 | 72.73% |
2023-06-30 | 3 | 5 | 8 | 62.50% |
2023-05-31 | 3 | 5 | 8 | 62.50% |
2023-04-30 | 3 | 5 | 8 | 62.50% |
2023-03-31 | 3 | 5 | 8 | 62.50% |
2023-02-28 | 3 | 5 | 8 | 62.50% |
2023-01-31 | 3 | 5 | 8 | 62.50% |
2022-12-31 | 3 | 5 | 8 | 62.50% |
2022-11-30 | 3 | 5 | 8 | 62.50% |
2022-10-31 | 3 | 5 | 8 | 62.50% |
2022-09-30 | 3 | 5 | 8 | 62.50% |
2022-08-31 | 3 | 5 | 8 | 62.50% |
2022-07-31 | 3 | 5 | 8 | 62.50% |
2022-06-30 | 3 | 5 | 8 | 62.50% |
2022-05-31 | 3 | 6 | 9 | 66.67% |
2022-04-30 | 3 | 6 | 9 | 66.67% |
2022-03-31 | 3 | 6 | 9 | 66.67% |
2022-02-28 | 3 | 6 | 9 | 66.67% |
2022-01-31 | 3 | 6 | 9 | 66.67% |
2021-12-31 | 3 | 6 | 9 | 66.67% |
2021-11-30 | 3 | 6 | 9 | 66.67% |
2021-10-31 | 3 | 6 | 9 | 66.67% |
2021-09-30 | 3 | 6 | 9 | 66.67% |
2021-08-31 | 3 | 6 | 9 | 66.67% |
2021-07-31 | 3 | 6 | 9 | 66.67% |
2021-06-30 | 3 | 6 | 9 | 66.67% |
2021-05-31 | 3 | 6 | 9 | 66.67% |
2021-04-30 | 3 | 17 | 20 | 85.00% |
2021-03-31 | 3 | 17 | 20 | 85.00% |
2021-02-28 | 3 | 23 | 26 | 88.46% |
2021-01-31 | 3 | 23 | 26 | 88.46% |
2020-12-31 | 3 | 23 | 26 | 88.46% |
2020-11-30 | 4 | 23 | 27 | 85.19% |
2020-10-31 | 4 | 23 | 27 | 85.19% |
2020-09-30 | 4 | 23 | 27 | 85.19% |
2020-08-31 | 4 | 23 | 27 | 85.19% |
2020-07-31 | 5 | 23 | 28 | 82.14% |
2020-06-30 | 7 | 23 | 30 | 76.67% |
2020-05-31 | 7 | 23 | 30 | 76.67% |
2020-04-30 | 7 | 23 | 30 | 76.67% |
2020-03-31 | 7 | 23 | 30 | 76.67% |
2020-02-29 | 7 | 23 | 30 | 76.67% |
2020-01-31 | 7 | 22 | 29 | 75.86% |
2019-12-31 | 7 | 22 | 29 | 75.86% |
2019-11-30 | 7 | 22 | 29 | 75.86% |
2019-10-31 | 7 | 23 | 30 | 76.67% |
2019-09-30 | 7 | 23 | 30 | 76.67% |
2019-08-31 | 7 | 23 | 30 | 76.67% |
2019-07-31 | 7 | 23 | 30 | 76.67% |
2019-06-30 | 7 | 23 | 30 | 76.67% |
2019-05-31 | 7 | 24 | 31 | 77.42% |
2019-04-30 | 7 | 24 | 31 | 77.42% |
2019-03-31 | 7 | 24 | 31 | 77.42% |
2019-02-28 | 7 | 23 | 30 | 76.67% |
2019-01-31 | 7 | 23 | 30 | 76.67% |
2018-12-31 | 7 | 23 | 30 | 76.67% |
2018-11-30 | 7 | 23 | 30 | 76.67% |
2018-10-31 | 7 | 23 | 30 | 76.67% |
2018-09-30 | 7 | 23 | 30 | 76.67% |
2018-08-31 | 7 | 24 | 31 | 77.42% |
2018-07-31 | 7 | 26 | 33 | 78.79% |
2018-06-30 | 6 | 28 | 34 | 82.35% |
2018-05-31 | 6 | 28 | 34 | 82.35% |
2018-04-30 | 6 | 29 | 35 | 82.86% |
2018-03-31 | 6 | 23 | 29 | 79.31% |
2018-02-28 | 7 | 19 | 26 | 73.08% |
2018-01-31 | 7 | 18 | 25 | 72.00% |
2017-12-31 | 7 | 18 | 25 | 72.00% |
2017-11-30 | 7 | 18 | 25 | 72.00% |
2017-10-31 | 7 | 17 | 24 | 70.83% |
2017-09-30 | 7 | 17 | 24 | 70.83% |
2017-08-31 | 7 | 16 | 23 | 69.57% |
2017-07-31 | 7 | 16 | 23 | 69.57% |
2017-06-30 | 7 | 14 | 21 | 66.67% |
2017-05-31 | 8 | 14 | 22 | 63.64% |
2017-04-30 | 8 | 14 | 22 | 63.64% |
2017-03-31 | 10 | 14 | 24 | 58.33% |
2017-02-28 | 10 | 14 | 24 | 58.33% |
2017-01-31 | 10 | 14 | 24 | 58.33% |
2016-12-31 | 11 | 27 | 38 | 71.05% |
2016-11-30 | 10 | 31 | 41 | 75.61% |
2016-10-31 | 10 | 33 | 43 | 76.74% |
2016-09-30 | 10 | 34 | 44 | 77.27% |
2016-08-31 | 10 | 33 | 43 | 76.74% |
2016-07-31 | 9 | 33 | 42 | 78.57% |
2016-06-30 | 9 | 34 | 43 | 79.07% |
2016-05-31 | 8 | 39 | 47 | 82.98% |
2016-04-30 | 8 | 40 | 48 | 83.33% |
2016-03-31 | 10 | 49 | 59 | 83.05% |
2016-02-29 | 10 | 45 | 55 | 81.82% |
2016-01-31 | 9 | 42 | 51 | 82.35% |
2015-12-31 | 9 | 40 | 49 | 81.63% |
2015-11-30 | 9 | 39 | 48 | 81.25% |
2015-10-31 | 10 | 38 | 48 | 79.17% |
2015-09-30 | 13 | 59 | 72 | 81.94% |
2015-08-31 | 13 | 59 | 72 | 81.94% |
2015-07-31 | 13 | 57 | 70 | 81.43% |
2015-06-30 | 14 | 57 | 71 | 80.28% |
2015-05-31 | 14 | 60 | 74 | 81.08% |
2015-04-30 | 13 | 62 | 75 | 82.67% |
2015-03-31 | 13 | 71 | 84 | 84.52% |
2015-02-28 | 14 | 70 | 84 | 83.33% |
2015-01-31 | 14 | 71 | 85 | 83.53% |
2014-12-31 | 17 | 107 | 124 | 86.29% |
2014-11-30 | 17 | 106 | 123 | 86.18% |
2014-10-31 | 17 | 105 | 122 | 86.07% |
2014-09-30 | 17 | 106 | 123 | 86.18% |
2014-08-31 | 17 | 101 | 118 | 85.59% |
2014-07-31 | 17 | 102 | 119 | 85.71% |
2014-06-30 | 18 | 103 | 121 | 85.12% |
2014-05-31 | 18 | 100 | 118 | 84.75% |
2014-04-30 | 17 | 99 | 116 | 85.34% |
2014-03-31 | 18 | 100 | 118 | 84.75% |
2014-02-28 | 18 | 101 | 119 | 84.87% |
2014-01-31 | 18 | 103 | 121 | 85.12% |
2013-12-31 | 17 | 100 | 117 | 85.47% |
2013-11-30 | 16 | 102 | 118 | 86.44% |
2013-10-31 | 16 | 102 | 118 | 86.44% |
2013-09-30 | 15 | 96 | 111 | 86.49% |
2013-08-31 | 15 | 95 | 110 | 86.36% |
2013-07-31 | 16 | 93 | 109 | 85.32% |
2013-06-30 | 16 | 92 | 108 | 85.19% |
2013-05-31 | 15 | 91 | 106 | 85.85% |
2013-04-30 | 15 | 98 | 113 | 86.73% |
2013-03-31 | 15 | 97 | 112 | 86.61% |
2013-02-28 | 14 | 89 | 103 | 86.41% |
2013-01-31 | 15 | 86 | 101 | 85.15% |
2012-12-31 | 14 | 83 | 97 | 85.57% |
2012-11-30 | 13 | 83 | 96 | 86.46% |
2012-10-31 | 12 | 83 | 95 | 87.37% |
2012-09-30 | 11 | 81 | 92 | 88.04% |
2012-08-31 | 11 | 79 | 90 | 87.78% |
2012-07-31 | 12 | 76 | 88 | 86.36% |
2012-06-30 | 13 | 63 | 76 | 82.89% |
2012-05-31 | 13 | 60 | 73 | 82.19% |
2012-04-30 | 13 | 59 | 72 | 81.94% |
2012-03-31 | 13 | 59 | 72 | 81.94% |
2012-02-29 | 13 | 62 | 75 | 82.67% |
2012-01-31 | 13 | 58 | 71 | 81.69% |
2011-12-31 | 12 | 58 | 70 | 82.86% |
2011-11-30 | 12 | 59 | 71 | 83.10% |
2011-10-31 | 12 | 58 | 70 | 82.86% |
2011-09-30 | 12 | 58 | 70 | 82.86% |
2011-08-31 | 12 | 56 | 68 | 82.35% |
2011-07-31 | 13 | 51 | 64 | 79.69% |
2011-06-30 | 12 | 48 | 60 | 80.00% |
2011-05-31 | 12 | 45 | 57 | 78.95% |
2011-04-30 | 12 | 45 | 57 | 78.95% |
2011-03-31 | 13 | 46 | 59 | 77.97% |
2011-02-28 | 13 | 47 | 60 | 78.33% |
2011-01-31 | 14 | 47 | 61 | 77.05% |
2010-12-31 | 14 | 48 | 62 | 77.42% |
2010-11-30 | 14 | 48 | 62 | 77.42% |
2010-10-31 | 14 | 47 | 61 | 77.05% |
2010-09-30 | 13 | 44 | 57 | 77.19% |
2010-08-31 | 14 | 43 | 57 | 75.44% |
2010-07-31 | 14 | 41 | 55 | 74.55% |
2010-06-30 | 12 | 40 | 52 | 76.92% |
2010-05-31 | 13 | 41 | 54 | 75.93% |
2010-04-30 | 14 | 42 | 56 | 75.00% |
2010-03-31 | 13 | 43 | 56 | 76.79% |
2010-02-28 | 13 | 61 | 74 | 82.43% |
2010-01-31 | 12 | 61 | 73 | 83.56% |
2009-12-31 | 11 | 59 | 70 | 84.29% |
2009-11-30 | 12 | 48 | 60 | 80.00% |
2009-10-31 | 12 | 47 | 59 | 79.66% |
2009-09-30 | 12 | 44 | 56 | 78.57% |
2009-08-31 | 11 | 46 | 57 | 80.70% |
2009-07-31 | 10 | 46 | 56 | 82.14% |
2009-06-30 | 9 | 45 | 54 | 83.33% |
2009-05-31 | 10 | 42 | 52 | 80.77% |
2009-04-30 | 10 | 41 | 51 | 80.39% |
2009-03-31 | 10 | 41 | 51 | 80.39% |
2009-02-28 | 10 | 43 | 53 | 81.13% |
2009-01-31 | 12 | 47 | 59 | 79.66% |
2008-12-31 | 13 | 47 | 60 | 78.33% |
2008-11-30 | 12 | 48 | 60 | 80.00% |
2008-10-31 | 12 | 48 | 60 | 80.00% |
2008-09-30 | 12 | 48 | 60 | 80.00% |
2008-08-31 | 10 | 49 | 59 | 83.05% |
2008-07-31 | 10 | 49 | 59 | 83.05% |
2008-06-30 | 9 | 49 | 58 | 84.48% |
2008-05-31 | 9 | 52 | 61 | 85.25% |
2008-04-30 | 8 | 52 | 60 | 86.67% |
2008-03-31 | 8 | 51 | 59 | 86.44% |
2008-02-29 | 8 | 52 | 60 | 86.67% |
2008-01-31 | 8 | 52 | 60 | 86.67% |
2007-12-31 | 8 | 52 | 60 | 86.67% |
2007-11-30 | 8 | 52 | 60 | 86.67% |
2007-10-31 | 8 | 51 | 59 | 86.44% |
2007-09-30 | 8 | 51 | 59 | 86.44% |
2007-08-31 | 8 | 51 | 59 | 86.44% |
2007-07-31 | 7 | 49 | 56 | 87.50% |
2007-06-30 | 7 | 48 | 55 | 87.27% |
2007-05-31 | 7 | 45 | 52 | 86.54% |
2007-04-30 | 7 | 41 | 48 | 85.42% |
2007-03-31 | 7 | 42 | 49 | 85.71% |
2007-02-28 | 7 | 42 | 49 | 85.71% |
2007-01-31 | 6 | 43 | 49 | 87.76% |
2006-12-31 | 6 | 43 | 49 | 87.76% |
2006-11-30 | 7 | 44 | 51 | 86.27% |
2006-10-31 | 7 | 43 | 50 | 86.00% |
2006-09-30 | 7 | 39 | 46 | 84.78% |
2006-08-31 | 7 | 37 | 44 | 84.09% |
2006-07-31 | 7 | 40 | 47 | 85.11% |
2006-06-30 | 7 | 40 | 47 | 85.11% |
2006-05-31 | 7 | 42 | 49 | 85.71% |
2006-04-30 | 7 | 39 | 46 | 84.78% |
2006-03-31 | 8 | 36 | 44 | 81.82% |
2006-02-28 | 8 | 39 | 47 | 82.98% |
2006-01-31 | 8 | 39 | 47 | 82.98% |
2005-12-31 | 8 | 38 | 46 | 82.61% |
2005-11-30 | 8 | 37 | 45 | 82.22% |
2005-10-31 | 8 | 36 | 44 | 81.82% |
2005-09-30 | 8 | 37 | 45 | 82.22% |
2005-08-31 | 7 | 36 | 43 | 83.72% |
2005-07-31 | 7 | 36 | 43 | 83.72% |
2005-06-30 | 7 | 37 | 44 | 84.09% |
2005-05-31 | 8 | 36 | 44 | 81.82% |
2005-04-30 | 8 | 35 | 43 | 81.40% |
2005-03-31 | 8 | 34 | 42 | 80.95% |
2005-02-28 | 9 | 30 | 39 | 76.92% |
2005-01-31 | 9 | 29 | 38 | 76.32% |
2004-12-31 | 9 | 27 | 36 | 75.00% |
2004-11-30 | 9 | 26 | 35 | 74.29% |
2004-10-31 | 9 | 27 | 36 | 75.00% |
2004-09-30 | 8 | 26 | 34 | 76.47% |
2004-08-31 | 8 | 26 | 34 | 76.47% |
2004-07-31 | 8 | 26 | 34 | 76.47% |
2004-06-30 | 8 | 28 | 36 | 77.78% |
2004-05-31 | 6 | 33 | 39 | 84.62% |
2004-04-30 | 6 | 30 | 36 | 83.33% |
2004-03-31 | 6 | 30 | 36 | 83.33% |
2004-02-29 | 6 | 33 | 39 | 84.62% |
2004-01-31 | 6 | 31 | 37 | 83.78% |
2003-12-31 | 6 | 31 | 37 | 83.78% |
2003-11-30 | 7 | 28 | 35 | 80.00% |
2003-10-31 | 7 | 28 | 35 | 80.00% |
2003-09-30 | 7 | 25 | 32 | 78.13% |
2003-08-31 | 7 | 23 | 30 | 76.67% |
2003-07-31 | 7 | 23 | 30 | 76.67% |
2003-06-30 | 7 | 24 | 31 | 77.42% |
2003-05-31 | 7 | 24 | 31 | 77.42% |
2003-04-30 | 7 | 25 | 32 | 78.13% |
2003-03-31 | 7 | 26 | 33 | 78.79% |
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