China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-21 15 143 158 90.51%
2025-08-31 13 137 150 91.33%
2025-07-31 13 133 146 91.10%
2025-06-30 15 127 142 89.44%
2025-05-31 16 131 147 89.12%
2025-04-30 16 128 144 88.89%
2025-03-31 16 123 139 88.49%
2025-02-28 15 119 134 88.81%
2025-01-31 15 116 131 88.55%
2024-12-31 15 113 128 88.28%
2024-11-30 15 112 127 88.19%
2024-10-31 14 113 127 88.98%
2024-09-30 13 114 127 89.76%
2024-08-31 13 116 129 89.92%
2024-07-31 13 116 129 89.92%
2024-06-30 13 114 127 89.76%
2024-05-31 13 112 125 89.60%
2024-04-30 13 113 126 89.68%
2024-03-31 13 112 125 89.60%
2024-02-29 13 110 123 89.43%
2024-01-31 13 109 122 89.34%
2023-12-31 13 109 122 89.34%
2023-11-30 13 107 120 89.17%
2023-10-31 13 103 116 88.79%
2023-09-30 12 99 111 89.19%
2023-08-31 12 99 111 89.19%
2023-07-31 12 100 112 89.29%
2023-06-30 12 99 111 89.19%
2023-05-31 12 100 112 89.29%
2023-04-30 12 101 113 89.38%
2023-03-31 12 101 113 89.38%
2023-02-28 13 99 112 88.39%
2023-01-31 13 98 111 88.29%
2022-12-31 13 101 114 88.60%
2022-11-30 13 98 111 88.29%
2022-10-31 11 99 110 90.00%
2022-09-30 11 96 107 89.72%
2022-08-31 11 94 105 89.52%
2022-07-31 10 95 105 90.48%
2022-06-30 10 93 103 90.29%
2022-05-31 10 90 100 90.00%
2022-04-30 10 90 100 90.00%
2022-03-31 10 91 101 90.10%
2022-02-28 10 89 99 89.90%
2022-01-31 9 89 98 90.82%
2021-12-31 9 89 98 90.82%
2021-11-30 9 86 95 90.53%
2021-10-31 8 84 92 91.30%
2021-09-30 7 75 82 91.46%
2021-08-31 7 76 83 91.57%
2021-07-31 7 75 82 91.46%
2021-06-30 7 75 82 91.46%
2021-05-31 7 73 80 91.25%
2021-04-30 7 74 81 91.36%
2021-03-31 7 74 81 91.36%
2021-02-28 7 75 82 91.46%
2021-01-31 7 76 83 91.57%
2020-12-31 7 73 80 91.25%
2020-11-30 7 66 73 90.41%
2020-10-31 7 60 67 89.55%
2020-09-30 4 59 63 93.65%
2020-08-31 4 64 68 94.12%
2020-07-31 4 61 65 93.85%
2020-06-30 4 54 58 93.10%
2020-05-31 5 54 59 91.53%
2020-04-30 6 57 63 90.48%
2020-03-31 6 57 63 90.48%
2020-02-29 6 57 63 90.48%
2020-01-31 6 56 62 90.32%
2019-12-31 6 54 60 90.00%
2019-11-30 4 57 61 93.44%
2019-10-31 4 55 59 93.22%
2019-09-30 4 52 56 92.86%
2019-08-31 4 45 49 91.84%
2019-07-31 4 47 51 92.16%
2019-06-30 4 45 49 91.84%
2019-05-31 5 48 53 90.57%
2019-04-30 5 49 54 90.74%
2019-03-31 5 52 57 91.23%
2019-02-28 4 55 59 93.22%
2019-01-31 5 56 61 91.80%
2018-12-31 5 55 60 91.67%
2018-11-30 5 57 62 91.94%
2018-10-31 5 57 62 91.94%
2018-09-30 5 58 63 92.06%
2018-08-31 5 57 62 91.94%
2018-07-31 6 52 58 89.66%
2018-06-30 7 51 58 87.93%
2018-05-31 7 50 57 87.72%
2018-04-30 7 44 51 86.27%
2018-03-31 6 44 50 88.00%
2018-02-28 6 45 51 88.24%
2018-01-31 6 49 55 89.09%
2017-12-31 6 49 55 89.09%
2017-11-30 6 47 53 88.68%
2017-10-31 6 47 53 88.68%
2017-09-30 6 45 51 88.24%
2017-08-31 7 44 51 86.27%
2017-07-31 7 45 52 86.54%
2017-06-30 7 45 52 86.54%
2017-05-31 7 43 50 86.00%
2017-04-30 7 44 51 86.27%
2017-03-31 7 43 50 86.00%
2017-02-28 7 44 51 86.27%
2017-01-31 7 46 53 86.79%
2016-12-31 7 48 55 87.27%
2016-11-30 7 48 55 87.27%
2016-10-31 7 44 51 86.27%
2016-09-30 6 46 52 88.46%
2016-08-31 6 48 54 88.89%
2016-07-31 6 48 54 88.89%
2016-06-30 5 49 54 90.74%
2016-05-31 5 49 54 90.74%
2016-04-30 6 50 56 89.29%
2016-03-31 6 47 53 88.68%
2016-02-29 6 43 49 87.76%
2016-01-31 5 40 45 88.89%
2015-12-31 5 41 46 89.13%
2015-11-30 5 40 45 88.89%
2015-10-31 5 40 45 88.89%
2015-09-30 5 40 45 88.89%
2015-08-31 5 40 45 88.89%
2015-07-31 5 40 45 88.89%
2015-06-30 5 38 43 88.37%
2015-05-31 5 36 41 87.80%
2015-04-30 5 37 42 88.10%
2015-03-31 5 39 44 88.64%
2015-02-28 3 40 43 93.02%
2015-01-31 3 39 42 92.86%
2014-12-31 3 40 43 93.02%
2014-11-30 3 33 36 91.67%
2014-10-31 3 27 30 90.00%
2014-09-30 3 22 25 88.00%
2014-08-31 3 21 24 87.50%
2014-07-31 3 18 21 85.71%
2014-06-30 3 18 21 85.71%
2014-05-31 3 17 20 85.00%
2014-04-30 4 14 18 77.78%
2014-03-31 3 15 18 83.33%
2014-02-28 3 13 16 81.25%
2014-01-31 3 9 12 75.00%
2013-12-31 3 8 11 72.73%
2013-11-30 3 8 11 72.73%
2013-10-31 3 6 9 66.67%
2013-09-30 3 6 9 66.67%
2013-08-31 3 5 8 62.50%
2013-07-31 2 3 5 60.00%
2013-06-30 2 2 4 50.00%
2013-05-31 2 2 4 50.00%
2013-04-30 2 0 2 0.00%
2013-03-31 0 0 0 0.00%

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