CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-11-12 14 206 220 93.64%
2024-10-31 14 205 219 93.61%
2024-09-30 14 204 218 93.58%
2024-08-31 14 204 218 93.58%
2024-07-31 13 204 217 94.01%
2024-06-30 13 205 218 94.04%
2024-05-31 13 213 226 94.25%
2024-04-30 13 211 224 94.20%
2024-03-31 13 211 224 94.20%
2024-02-29 13 208 221 94.12%
2024-01-31 12 208 220 94.55%
2023-12-31 11 205 216 94.91%
2023-11-30 11 207 218 94.95%
2023-10-31 10 206 216 95.37%
2023-09-30 11 211 222 95.05%
2023-08-31 11 211 222 95.05%
2023-07-31 12 208 220 94.55%
2023-06-30 12 205 217 94.47%
2023-05-31 12 203 215 94.42%
2023-04-30 12 203 215 94.42%
2023-03-31 12 205 217 94.47%
2023-02-28 12 203 215 94.42%
2023-01-31 12 202 214 94.39%
2022-12-31 12 194 206 94.17%
2022-11-30 12 194 206 94.17%
2022-10-31 11 195 206 94.66%
2022-09-30 11 196 207 94.69%
2022-08-31 10 196 206 95.15%
2022-07-31 9 196 205 95.61%
2022-06-30 9 198 207 95.65%
2022-05-31 9 197 206 95.63%
2022-04-30 10 195 205 95.12%
2022-03-31 10 192 202 95.05%
2022-02-28 10 191 201 95.02%
2022-01-31 10 192 202 95.05%
2021-12-31 10 192 202 95.05%
2021-11-30 10 186 196 94.90%
2021-10-31 10 185 195 94.87%
2021-09-30 10 178 188 94.68%
2021-08-31 10 174 184 94.57%
2021-07-31 10 176 186 94.62%
2021-06-30 10 178 188 94.68%
2021-05-31 9 179 188 95.21%
2021-04-30 9 178 187 95.19%
2021-03-31 9 174 183 95.08%
2021-02-28 9 167 176 94.89%
2021-01-31 9 168 177 94.92%
2020-12-31 9 169 178 94.94%
2020-11-30 9 172 181 95.03%
2020-10-31 9 176 185 95.14%
2020-09-30 7 174 181 96.13%
2020-08-31 6 171 177 96.61%
2020-07-31 5 173 178 97.19%
2020-06-30 5 176 181 97.24%
2020-05-31 5 180 185 97.30%
2020-04-30 5 180 185 97.30%
2020-03-31 5 179 184 97.28%
2020-02-29 5 178 183 97.27%
2020-01-31 6 177 183 96.72%
2019-12-31 6 175 181 96.69%
2019-11-30 6 171 177 96.61%
2019-10-31 9 168 177 94.92%
2019-09-30 9 169 178 94.94%
2019-08-31 9 168 177 94.92%
2019-07-31 9 171 180 95.00%
2019-06-30 9 170 179 94.97%
2019-05-31 10 170 180 94.44%
2019-04-30 10 166 176 94.32%
2019-03-31 9 163 172 94.77%
2019-02-28 9 162 171 94.74%
2019-01-31 9 162 171 94.74%
2018-12-31 9 162 171 94.74%
2018-11-30 9 162 171 94.74%
2018-10-31 9 164 173 94.80%
2018-09-30 9 160 169 94.67%
2018-08-31 10 162 172 94.19%
2018-07-31 9 165 174 94.83%
2018-06-30 9 161 170 94.71%
2018-05-31 9 169 178 94.94%
2018-04-30 9 173 182 95.05%
2018-03-31 9 173 182 95.05%
2018-02-28 9 172 181 95.03%
2018-01-31 9 171 180 95.00%
2017-12-31 9 172 181 95.03%
2017-11-30 9 173 182 95.05%
2017-10-31 9 170 179 94.97%
2017-09-30 8 172 180 95.56%
2017-08-31 9 174 183 95.08%
2017-07-31 11 176 187 94.12%
2017-06-30 11 187 198 94.44%
2017-05-31 10 227 237 95.78%
2017-04-30 12 229 241 95.02%
2017-03-31 12 228 240 95.00%
2017-02-28 12 229 241 95.02%
2017-01-31 12 230 242 95.04%
2016-12-31 12 228 240 95.00%
2016-11-30 12 228 240 95.00%
2016-10-31 12 232 244 95.08%
2016-09-30 12 229 241 95.02%
2016-08-31 12 231 243 95.06%
2016-07-31 12 232 244 95.08%
2016-06-30 12 234 246 95.12%
2016-05-31 12 241 253 95.26%
2016-04-30 12 245 257 95.33%
2016-03-31 12 243 255 95.29%
2016-02-29 12 241 253 95.26%
2016-01-31 12 237 249 95.18%
2015-12-31 12 242 254 95.28%
2015-11-30 12 242 254 95.28%
2015-10-31 12 247 259 95.37%
2015-09-30 15 241 256 94.14%
2015-08-31 14 243 257 94.55%
2015-07-31 14 242 256 94.53%
2015-06-30 14 235 249 94.38%
2015-05-31 14 232 246 94.31%
2015-04-30 14 234 248 94.35%
2015-03-31 14 234 248 94.35%
2015-02-28 14 237 251 94.42%
2015-01-31 14 238 252 94.44%
2014-12-31 14 238 252 94.44%
2014-11-30 14 238 252 94.44%
2014-10-31 14 239 253 94.47%
2014-09-30 14 235 249 94.38%
2014-08-31 14 231 245 94.29%
2014-07-31 14 230 244 94.26%
2014-06-30 14 231 245 94.29%
2014-05-31 14 227 241 94.19%
2014-04-30 14 232 246 94.31%
2014-03-31 16 231 247 93.52%
2014-02-28 16 231 247 93.52%
2014-01-31 18 231 249 92.77%
2013-12-31 18 222 240 92.50%
2013-11-30 18 222 240 92.50%
2013-10-31 18 222 240 92.50%
2013-09-30 18 212 230 92.17%
2013-08-31 19 215 234 91.88%
2013-07-31 19 212 231 91.77%
2013-06-30 18 214 232 92.24%
2013-05-31 17 218 235 92.77%
2013-04-30 18 217 235 92.34%
2013-03-31 18 220 238 92.44%
2013-02-28 18 217 235 92.34%
2013-01-31 18 216 234 92.31%
2012-12-31 18 211 229 92.14%
2012-11-30 18 213 231 92.21%
2012-10-31 18 213 231 92.21%
2012-09-30 19 217 236 91.95%
2012-08-31 18 215 233 92.27%
2012-07-31 18 220 238 92.44%
2012-06-30 18 212 230 92.17%
2012-05-31 19 209 228 91.67%
2012-04-30 17 210 227 92.51%
2012-03-31 17 213 230 92.61%
2012-02-29 16 211 227 92.95%
2012-01-31 15 207 222 93.24%
2011-12-31 14 201 215 93.49%
2011-11-30 13 208 221 94.12%
2011-10-31 12 209 221 94.57%
2011-09-30 12 209 221 94.57%
2011-08-31 13 209 222 94.14%
2011-07-31 13 205 218 94.04%
2011-06-30 13 208 221 94.12%
2011-05-31 14 204 218 93.58%
2011-04-30 14 202 216 93.52%
2011-03-31 14 197 211 93.36%
2011-02-28 13 197 210 93.81%
2011-01-31 12 198 210 94.29%
2010-12-31 12 195 207 94.20%
2010-11-30 12 196 208 94.23%
2010-10-31 13 192 205 93.66%
2010-09-30 12 195 207 94.20%
2010-08-31 12 191 203 94.09%
2010-07-31 13 191 204 93.63%
2010-06-30 14 191 205 93.17%
2010-05-31 14 189 203 93.10%
2010-04-30 14 183 197 92.89%
2010-03-31 14 172 186 92.47%
2010-02-28 14 173 187 92.51%
2010-01-31 14 172 186 92.47%
2009-12-31 13 172 185 92.97%
2009-11-30 13 168 181 92.82%
2009-10-31 13 174 187 93.05%
2009-09-30 13 176 189 93.12%
2009-08-31 12 174 186 93.55%
2009-07-31 12 175 187 93.58%
2009-06-30 12 175 187 93.58%
2009-05-31 12 158 170 92.94%
2009-04-30 13 155 168 92.26%
2009-03-31 13 156 169 92.31%
2009-02-28 13 154 167 92.22%
2009-01-31 12 153 165 92.73%
2008-12-31 11 160 171 93.57%
2008-11-30 11 167 178 93.82%
2008-10-31 11 172 183 93.99%
2008-09-30 10 179 189 94.71%
2008-08-31 10 178 188 94.68%
2008-07-31 10 177 187 94.65%
2008-06-30 9 177 186 95.16%
2008-05-31 9 175 184 95.11%
2008-04-30 9 175 184 95.11%
2008-03-31 9 175 184 95.11%
2008-02-29 9 173 182 95.05%
2008-01-31 9 174 183 95.08%
2007-12-31 9 172 181 95.03%
2007-11-30 9 171 180 95.00%
2007-10-31 8 172 180 95.56%
2007-09-30 8 168 176 95.45%
2007-08-31 9 166 175 94.86%
2007-07-31 9 165 174 94.83%
2007-06-30 9 166 175 94.86%
2007-05-31 8 165 173 95.38%
2007-04-30 8 168 176 95.45%
2007-03-31 8 166 174 95.40%
2007-02-28 7 165 172 95.93%
2007-01-31 6 160 166 96.39%
2006-12-31 7 155 162 95.68%
2006-11-30 7 154 161 95.65%
2006-10-31 6 155 161 96.27%
2006-09-30 6 156 162 96.30%
2006-08-31 6 156 162 96.30%
2006-07-31 7 153 160 95.63%
2006-06-30 7 149 156 95.51%
2006-05-31 7 152 159 95.60%
2006-04-30 7 151 158 95.57%
2006-03-31 8 149 157 94.90%
2006-02-28 8 153 161 95.03%
2006-01-31 6 153 159 96.23%
2005-12-31 6 154 160 96.25%
2005-11-30 6 156 162 96.30%
2005-10-31 6 157 163 96.32%
2005-09-30 6 156 162 96.30%
2005-08-31 6 158 164 96.34%
2005-07-31 6 157 163 96.32%
2005-06-30 6 159 165 96.36%
2005-05-31 6 164 170 96.47%
2005-04-30 6 169 175 96.57%
2005-03-31 6 165 171 96.49%
2005-02-28 6 161 167 96.41%
2005-01-31 6 160 166 96.39%
2004-12-31 6 164 170 96.47%
2004-11-30 6 160 166 96.39%
2004-10-31 6 156 162 96.30%
2004-09-30 6 156 162 96.30%
2004-08-31 6 152 158 96.20%
2004-07-31 4 149 153 97.39%
2004-06-30 4 148 152 97.37%
2004-05-31 6 145 151 96.03%
2004-04-30 6 135 141 95.74%
2004-03-31 6 130 136 95.59%
2004-02-29 6 112 118 94.92%
2004-01-31 6 108 114 94.74%
2003-12-31 6 101 107 94.39%
2003-11-30 6 98 104 94.23%
2003-10-31 5 92 97 94.85%
2003-09-30 5 80 85 94.12%
2003-08-31 5 74 79 93.67%
2003-07-31 5 72 77 93.51%
2003-06-30 5 71 76 93.42%
2003-05-31 5 67 72 93.06%
2003-04-30 5 66 71 92.96%
2003-03-31 5 66 71 92.96%

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