CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 9 | 131 | 140 | 93.57% |
| 2025-08-31 | 9 | 123 | 132 | 93.18% |
| 2025-07-31 | 9 | 123 | 132 | 93.18% |
| 2025-06-30 | 10 | 120 | 130 | 92.31% |
| 2025-05-31 | 9 | 116 | 125 | 92.80% |
| 2025-04-30 | 9 | 106 | 115 | 92.17% |
| 2025-03-31 | 9 | 107 | 116 | 92.24% |
| 2025-02-28 | 9 | 104 | 113 | 92.04% |
| 2025-01-31 | 9 | 104 | 113 | 92.04% |
| 2024-12-31 | 9 | 102 | 111 | 91.89% |
| 2024-11-30 | 9 | 102 | 111 | 91.89% |
| 2024-10-31 | 9 | 98 | 107 | 91.59% |
| 2024-09-30 | 9 | 98 | 107 | 91.59% |
| 2024-08-31 | 9 | 98 | 107 | 91.59% |
| 2024-07-31 | 9 | 98 | 107 | 91.59% |
| 2024-06-30 | 9 | 97 | 106 | 91.51% |
| 2024-05-31 | 9 | 97 | 106 | 91.51% |
| 2024-04-30 | 9 | 93 | 102 | 91.18% |
| 2024-03-31 | 9 | 90 | 99 | 90.91% |
| 2024-02-29 | 9 | 87 | 96 | 90.63% |
| 2024-01-31 | 9 | 87 | 96 | 90.63% |
| 2023-12-31 | 8 | 86 | 94 | 91.49% |
| 2023-11-30 | 8 | 85 | 93 | 91.40% |
| 2023-10-31 | 7 | 84 | 91 | 92.31% |
| 2023-09-30 | 8 | 85 | 93 | 91.40% |
| 2023-08-31 | 8 | 86 | 94 | 91.49% |
| 2023-07-31 | 9 | 83 | 92 | 90.22% |
| 2023-06-30 | 9 | 80 | 89 | 89.89% |
| 2023-05-31 | 9 | 76 | 85 | 89.41% |
| 2023-04-30 | 9 | 76 | 85 | 89.41% |
| 2023-03-31 | 9 | 77 | 86 | 89.53% |
| 2023-02-28 | 9 | 75 | 84 | 89.29% |
| 2023-01-31 | 9 | 75 | 84 | 89.29% |
| 2022-12-31 | 9 | 72 | 81 | 88.89% |
| 2022-11-30 | 9 | 74 | 83 | 89.16% |
| 2022-10-31 | 8 | 74 | 82 | 90.24% |
| 2022-09-30 | 8 | 75 | 83 | 90.36% |
| 2022-08-31 | 7 | 73 | 80 | 91.25% |
| 2022-07-31 | 7 | 73 | 80 | 91.25% |
| 2022-06-30 | 7 | 72 | 79 | 91.14% |
| 2022-05-31 | 7 | 70 | 77 | 90.91% |
| 2022-04-30 | 8 | 69 | 77 | 89.61% |
| 2022-03-31 | 8 | 68 | 76 | 89.47% |
| 2022-02-28 | 8 | 67 | 75 | 89.33% |
| 2022-01-31 | 8 | 67 | 75 | 89.33% |
| 2021-12-31 | 8 | 65 | 73 | 89.04% |
| 2021-11-30 | 8 | 58 | 66 | 87.88% |
| 2021-10-31 | 8 | 57 | 65 | 87.69% |
| 2021-09-30 | 8 | 55 | 63 | 87.30% |
| 2021-08-31 | 8 | 53 | 61 | 86.89% |
| 2021-07-31 | 8 | 53 | 61 | 86.89% |
| 2021-06-30 | 8 | 52 | 60 | 86.67% |
| 2021-05-31 | 8 | 52 | 60 | 86.67% |
| 2021-04-30 | 8 | 53 | 61 | 86.89% |
| 2021-03-31 | 8 | 46 | 54 | 85.19% |
| 2021-02-28 | 8 | 39 | 47 | 82.98% |
| 2021-01-31 | 8 | 44 | 52 | 84.62% |
| 2020-12-31 | 8 | 48 | 56 | 85.71% |
| 2020-11-30 | 8 | 49 | 57 | 85.96% |
| 2020-10-31 | 8 | 54 | 62 | 87.10% |
| 2020-09-30 | 6 | 55 | 61 | 90.16% |
| 2020-08-31 | 5 | 56 | 61 | 91.80% |
| 2020-07-31 | 4 | 57 | 61 | 93.44% |
| 2020-06-30 | 4 | 59 | 63 | 93.65% |
| 2020-05-31 | 4 | 61 | 65 | 93.85% |
| 2020-04-30 | 4 | 62 | 66 | 93.94% |
| 2020-03-31 | 4 | 62 | 66 | 93.94% |
| 2020-02-29 | 4 | 62 | 66 | 93.94% |
| 2020-01-31 | 5 | 61 | 66 | 92.42% |
| 2019-12-31 | 5 | 60 | 65 | 92.31% |
| 2019-11-30 | 5 | 60 | 65 | 92.31% |
| 2019-10-31 | 8 | 59 | 67 | 88.06% |
| 2019-09-30 | 7 | 58 | 65 | 89.23% |
| 2019-08-31 | 7 | 58 | 65 | 89.23% |
| 2019-07-31 | 7 | 58 | 65 | 89.23% |
| 2019-06-30 | 6 | 55 | 61 | 90.16% |
| 2019-05-31 | 7 | 54 | 61 | 88.52% |
| 2019-04-30 | 7 | 51 | 58 | 87.93% |
| 2019-03-31 | 6 | 48 | 54 | 88.89% |
| 2019-02-28 | 6 | 42 | 48 | 87.50% |
| 2019-01-31 | 6 | 42 | 48 | 87.50% |
| 2018-12-31 | 6 | 40 | 46 | 86.96% |
| 2018-11-30 | 5 | 40 | 45 | 88.89% |
| 2018-10-31 | 5 | 40 | 45 | 88.89% |
| 2018-09-30 | 5 | 38 | 43 | 88.37% |
| 2018-08-31 | 6 | 38 | 44 | 86.36% |
| 2018-07-31 | 6 | 38 | 44 | 86.36% |
| 2018-06-30 | 6 | 37 | 43 | 86.05% |
| 2018-05-31 | 6 | 40 | 46 | 86.96% |
| 2018-04-30 | 6 | 39 | 45 | 86.67% |
| 2018-03-31 | 6 | 40 | 46 | 86.96% |
| 2018-02-28 | 5 | 40 | 45 | 88.89% |
| 2018-01-31 | 5 | 41 | 46 | 89.13% |
| 2017-12-31 | 5 | 43 | 48 | 89.58% |
| 2017-11-30 | 5 | 42 | 47 | 89.36% |
| 2017-10-31 | 5 | 35 | 40 | 87.50% |
| 2017-09-30 | 5 | 36 | 41 | 87.80% |
| 2017-08-31 | 5 | 36 | 41 | 87.80% |
| 2017-07-31 | 6 | 37 | 43 | 86.05% |
| 2017-06-30 | 6 | 38 | 44 | 86.36% |
| 2017-05-31 | 5 | 44 | 49 | 89.80% |
| 2017-04-30 | 7 | 44 | 51 | 86.27% |
| 2017-03-31 | 7 | 44 | 51 | 86.27% |
| 2017-02-28 | 7 | 45 | 52 | 86.54% |
| 2017-01-31 | 7 | 47 | 54 | 87.04% |
| 2016-12-31 | 7 | 48 | 55 | 87.27% |
| 2016-11-30 | 7 | 49 | 56 | 87.50% |
| 2016-10-31 | 7 | 52 | 59 | 88.14% |
| 2016-09-30 | 8 | 50 | 58 | 86.21% |
| 2016-08-31 | 8 | 52 | 60 | 86.67% |
| 2016-07-31 | 8 | 52 | 60 | 86.67% |
| 2016-06-30 | 8 | 53 | 61 | 86.89% |
| 2016-05-31 | 8 | 58 | 66 | 87.88% |
| 2016-04-30 | 8 | 58 | 66 | 87.88% |
| 2016-03-31 | 8 | 57 | 65 | 87.69% |
| 2016-02-29 | 8 | 56 | 64 | 87.50% |
| 2016-01-31 | 8 | 58 | 66 | 87.88% |
| 2015-12-31 | 8 | 59 | 67 | 88.06% |
| 2015-11-30 | 8 | 61 | 69 | 88.41% |
| 2015-10-31 | 8 | 60 | 68 | 88.24% |
| 2015-09-30 | 9 | 59 | 68 | 86.76% |
| 2015-08-31 | 8 | 56 | 64 | 87.50% |
| 2015-07-31 | 8 | 57 | 65 | 87.69% |
| 2015-06-30 | 8 | 54 | 62 | 87.10% |
| 2015-05-31 | 8 | 52 | 60 | 86.67% |
| 2015-04-30 | 8 | 53 | 61 | 86.89% |
| 2015-03-31 | 8 | 51 | 59 | 86.44% |
| 2015-02-28 | 8 | 56 | 64 | 87.50% |
| 2015-01-31 | 7 | 56 | 63 | 88.89% |
| 2014-12-31 | 7 | 58 | 65 | 89.23% |
| 2014-11-30 | 7 | 58 | 65 | 89.23% |
| 2014-10-31 | 7 | 61 | 68 | 89.71% |
| 2014-09-30 | 7 | 58 | 65 | 89.23% |
| 2014-08-31 | 7 | 57 | 64 | 89.06% |
| 2014-07-31 | 7 | 52 | 59 | 88.14% |
| 2014-06-30 | 6 | 51 | 57 | 89.47% |
| 2014-05-31 | 6 | 49 | 55 | 89.09% |
| 2014-04-30 | 6 | 51 | 57 | 89.47% |
| 2014-03-31 | 8 | 54 | 62 | 87.10% |
| 2014-02-28 | 8 | 55 | 63 | 87.30% |
| 2014-01-31 | 9 | 56 | 65 | 86.15% |
| 2013-12-31 | 9 | 55 | 64 | 85.94% |
| 2013-11-30 | 9 | 53 | 62 | 85.48% |
| 2013-10-31 | 9 | 55 | 64 | 85.94% |
| 2013-09-30 | 9 | 55 | 64 | 85.94% |
| 2013-08-31 | 9 | 55 | 64 | 85.94% |
| 2013-07-31 | 9 | 53 | 62 | 85.48% |
| 2013-06-30 | 9 | 55 | 64 | 85.94% |
| 2013-05-31 | 9 | 61 | 70 | 87.14% |
| 2013-04-30 | 9 | 61 | 70 | 87.14% |
| 2013-03-31 | 9 | 61 | 70 | 87.14% |
| 2013-02-28 | 9 | 62 | 71 | 87.32% |
| 2013-01-31 | 9 | 62 | 71 | 87.32% |
| 2012-12-31 | 9 | 58 | 67 | 86.57% |
| 2012-11-30 | 9 | 59 | 68 | 86.76% |
| 2012-10-31 | 9 | 58 | 67 | 86.57% |
| 2012-09-30 | 9 | 58 | 67 | 86.57% |
| 2012-08-31 | 9 | 56 | 65 | 86.15% |
| 2012-07-31 | 9 | 56 | 65 | 86.15% |
| 2012-06-30 | 9 | 50 | 59 | 84.75% |
| 2012-05-31 | 9 | 48 | 57 | 84.21% |
| 2012-04-30 | 8 | 48 | 56 | 85.71% |
| 2012-03-31 | 8 | 49 | 57 | 85.96% |
| 2012-02-29 | 7 | 47 | 54 | 87.04% |
| 2012-01-31 | 6 | 43 | 49 | 87.76% |
| 2011-12-31 | 6 | 34 | 40 | 85.00% |
| 2011-11-30 | 5 | 39 | 44 | 88.64% |
| 2011-10-31 | 5 | 40 | 45 | 88.89% |
| 2011-09-30 | 5 | 41 | 46 | 89.13% |
| 2011-08-31 | 5 | 41 | 46 | 89.13% |
| 2011-07-31 | 5 | 41 | 46 | 89.13% |
| 2011-06-30 | 5 | 40 | 45 | 88.89% |
| 2011-05-31 | 6 | 39 | 45 | 86.67% |
| 2011-04-30 | 6 | 42 | 48 | 87.50% |
| 2011-03-31 | 6 | 40 | 46 | 86.96% |
| 2011-02-28 | 5 | 35 | 40 | 87.50% |
| 2011-01-31 | 5 | 35 | 40 | 87.50% |
| 2010-12-31 | 5 | 34 | 39 | 87.18% |
| 2010-11-30 | 5 | 34 | 39 | 87.18% |
| 2010-10-31 | 5 | 34 | 39 | 87.18% |
| 2010-09-30 | 5 | 36 | 41 | 87.80% |
| 2010-08-31 | 5 | 35 | 40 | 87.50% |
| 2010-07-31 | 6 | 34 | 40 | 85.00% |
| 2010-06-30 | 6 | 33 | 39 | 84.62% |
| 2010-05-31 | 6 | 32 | 38 | 84.21% |
| 2010-04-30 | 6 | 30 | 36 | 83.33% |
| 2010-03-31 | 6 | 30 | 36 | 83.33% |
| 2010-02-28 | 6 | 32 | 38 | 84.21% |
| 2010-01-31 | 6 | 32 | 38 | 84.21% |
| 2009-12-31 | 6 | 32 | 38 | 84.21% |
| 2009-11-30 | 6 | 32 | 38 | 84.21% |
| 2009-10-31 | 6 | 32 | 38 | 84.21% |
| 2009-09-30 | 6 | 34 | 40 | 85.00% |
| 2009-08-31 | 5 | 35 | 40 | 87.50% |
| 2009-07-31 | 5 | 35 | 40 | 87.50% |
| 2009-06-30 | 5 | 35 | 40 | 87.50% |
| 2009-05-31 | 5 | 20 | 25 | 80.00% |
| 2009-04-30 | 5 | 21 | 26 | 80.77% |
| 2009-03-31 | 5 | 21 | 26 | 80.77% |
| 2009-02-28 | 5 | 20 | 25 | 80.00% |
| 2009-01-31 | 5 | 18 | 23 | 78.26% |
| 2008-12-31 | 4 | 19 | 23 | 82.61% |
| 2008-11-30 | 4 | 21 | 25 | 84.00% |
| 2008-10-31 | 4 | 20 | 24 | 83.33% |
| 2008-09-30 | 4 | 21 | 25 | 84.00% |
| 2008-08-31 | 4 | 21 | 25 | 84.00% |
| 2008-07-31 | 4 | 19 | 23 | 82.61% |
| 2008-06-30 | 4 | 18 | 22 | 81.82% |
| 2008-05-31 | 4 | 18 | 22 | 81.82% |
| 2008-04-30 | 4 | 18 | 22 | 81.82% |
| 2008-03-31 | 4 | 19 | 23 | 82.61% |
| 2008-02-29 | 4 | 18 | 22 | 81.82% |
| 2008-01-31 | 4 | 18 | 22 | 81.82% |
| 2007-12-31 | 4 | 19 | 23 | 82.61% |
| 2007-11-30 | 4 | 19 | 23 | 82.61% |
| 2007-10-31 | 3 | 19 | 22 | 86.36% |
| 2007-09-30 | 3 | 18 | 21 | 85.71% |
| 2007-08-31 | 3 | 17 | 20 | 85.00% |
| 2007-07-31 | 3 | 19 | 22 | 86.36% |
| 2007-06-30 | 3 | 19 | 22 | 86.36% |
| 2007-05-31 | 2 | 17 | 19 | 89.47% |
| 2007-04-30 | 2 | 18 | 20 | 90.00% |
| 2007-03-31 | 2 | 19 | 21 | 90.48% |
| 2007-02-28 | 2 | 17 | 19 | 89.47% |
| 2007-01-31 | 2 | 10 | 12 | 83.33% |
| 2006-12-31 | 3 | 6 | 9 | 66.67% |
| 2006-11-30 | 3 | 5 | 8 | 62.50% |
| 2006-10-31 | 2 | 6 | 8 | 75.00% |
| 2006-09-30 | 2 | 6 | 8 | 75.00% |
| 2006-08-31 | 2 | 6 | 8 | 75.00% |
| 2006-07-31 | 3 | 6 | 9 | 66.67% |
| 2006-06-30 | 3 | 5 | 8 | 62.50% |
| 2006-05-31 | 3 | 4 | 7 | 57.14% |
| 2006-04-30 | 3 | 4 | 7 | 57.14% |
| 2006-03-31 | 4 | 5 | 9 | 55.56% |
| 2006-02-28 | 4 | 5 | 9 | 55.56% |
| 2006-01-31 | 2 | 2 | 4 | 50.00% |
| 2005-12-31 | 2 | 2 | 4 | 50.00% |
| 2005-11-30 | 2 | 3 | 5 | 60.00% |
| 2005-10-31 | 2 | 3 | 5 | 60.00% |
| 2005-09-30 | 2 | 3 | 5 | 60.00% |
| 2005-08-31 | 2 | 3 | 5 | 60.00% |
| 2005-07-31 | 2 | 3 | 5 | 60.00% |
| 2005-06-30 | 2 | 4 | 6 | 66.67% |
| 2005-05-31 | 2 | 4 | 6 | 66.67% |
| 2005-04-30 | 2 | 4 | 6 | 66.67% |
| 2005-03-31 | 2 | 4 | 6 | 66.67% |
| 2005-02-28 | 2 | 4 | 6 | 66.67% |
| 2005-01-31 | 2 | 4 | 6 | 66.67% |
| 2004-12-31 | 2 | 4 | 6 | 66.67% |
| 2004-11-30 | 2 | 4 | 6 | 66.67% |
| 2004-10-31 | 2 | 4 | 6 | 66.67% |
| 2004-09-30 | 2 | 6 | 8 | 75.00% |
| 2004-08-31 | 2 | 6 | 8 | 75.00% |
| 2004-07-31 | 2 | 6 | 8 | 75.00% |
| 2004-06-30 | 2 | 7 | 9 | 77.78% |
| 2004-05-31 | 3 | 7 | 10 | 70.00% |
| 2004-04-30 | 3 | 7 | 10 | 70.00% |
| 2004-03-31 | 3 | 36 | 39 | 92.31% |
| 2004-02-29 | 3 | 37 | 40 | 92.50% |
| 2004-01-31 | 3 | 39 | 42 | 92.86% |
| 2003-12-31 | 3 | 39 | 42 | 92.86% |
| 2003-11-30 | 3 | 39 | 42 | 92.86% |
| 2003-10-31 | 3 | 38 | 41 | 92.68% |
| 2003-09-30 | 3 | 38 | 41 | 92.68% |
| 2003-08-31 | 3 | 38 | 41 | 92.68% |
| 2003-07-31 | 1 | 44 | 45 | 97.78% |
| 2003-06-30 | 1 | 48 | 49 | 97.96% |
| 2003-05-31 | 1 | 56 | 57 | 98.25% |
| 2003-04-30 | 1 | 65 | 66 | 98.48% |
| 2003-03-31 | 1 | 66 | 67 | 98.51% |
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