Hong Kong Top Grade Asset Management Company Limited 香港至信資產管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-11-24 | 0 | 0 | 0 | 0.00% |
2024-10-31 | 0 | 0 | 0 | 0.00% |
2024-09-30 | 0 | 0 | 0 | 0.00% |
2024-08-31 | 0 | 0 | 0 | 0.00% |
2024-07-31 | 0 | 0 | 0 | 0.00% |
2024-06-30 | 0 | 0 | 0 | 0.00% |
2024-05-31 | 0 | 0 | 0 | 0.00% |
2024-04-30 | 0 | 0 | 0 | 0.00% |
2024-03-31 | 0 | 0 | 0 | 0.00% |
2024-02-29 | 0 | 0 | 0 | 0.00% |
2024-01-31 | 0 | 0 | 0 | 0.00% |
2023-12-31 | 0 | 0 | 0 | 0.00% |
2023-11-30 | 0 | 0 | 0 | 0.00% |
2023-10-31 | 0 | 0 | 0 | 0.00% |
2023-09-30 | 0 | 0 | 0 | 0.00% |
2023-08-31 | 0 | 0 | 0 | 0.00% |
2023-07-31 | 1 | 0 | 1 | 0.00% |
2023-06-30 | 1 | 0 | 1 | 0.00% |
2023-05-31 | 1 | 0 | 1 | 0.00% |
2023-04-30 | 1 | 0 | 1 | 0.00% |
2023-03-31 | 1 | 0 | 1 | 0.00% |
2023-02-28 | 1 | 0 | 1 | 0.00% |
2023-01-31 | 1 | 0 | 1 | 0.00% |
2022-12-31 | 1 | 0 | 1 | 0.00% |
2022-11-30 | 1 | 1 | 2 | 50.00% |
2022-10-31 | 1 | 0 | 1 | 0.00% |
2022-09-30 | 1 | 0 | 1 | 0.00% |
2022-08-31 | 1 | 0 | 1 | 0.00% |
2022-07-31 | 1 | 0 | 1 | 0.00% |
2022-06-30 | 1 | 0 | 1 | 0.00% |
2022-05-31 | 2 | 0 | 2 | 0.00% |
2022-04-30 | 3 | 0 | 3 | 0.00% |
2022-03-31 | 0 | 0 | 0 | 0.00% |
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