UOB KAY HIAN (HONG KONG) LIMITED 大華繼顯(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-10-08 | 15 | 309 | 324 | 95.37% |
2024-09-30 | 15 | 307 | 322 | 95.34% |
2024-08-31 | 15 | 305 | 320 | 95.31% |
2024-07-31 | 14 | 304 | 318 | 95.60% |
2024-06-30 | 14 | 303 | 317 | 95.58% |
2024-05-31 | 14 | 301 | 315 | 95.56% |
2024-04-30 | 13 | 299 | 312 | 95.83% |
2024-03-31 | 13 | 303 | 316 | 95.89% |
2024-02-29 | 12 | 302 | 314 | 96.18% |
2024-01-31 | 12 | 301 | 313 | 96.17% |
2023-12-31 | 12 | 301 | 313 | 96.17% |
2023-11-30 | 12 | 301 | 313 | 96.17% |
2023-10-31 | 12 | 297 | 309 | 96.12% |
2023-09-30 | 12 | 296 | 308 | 96.10% |
2023-08-31 | 12 | 297 | 309 | 96.12% |
2023-07-31 | 12 | 296 | 308 | 96.10% |
2023-06-30 | 12 | 294 | 306 | 96.08% |
2023-05-31 | 12 | 290 | 302 | 96.03% |
2023-04-30 | 12 | 291 | 303 | 96.04% |
2023-03-31 | 12 | 291 | 303 | 96.04% |
2023-02-28 | 12 | 287 | 299 | 95.99% |
2023-01-31 | 12 | 288 | 300 | 96.00% |
2022-12-31 | 13 | 286 | 299 | 95.65% |
2022-11-30 | 13 | 286 | 299 | 95.65% |
2022-10-31 | 12 | 286 | 298 | 95.97% |
2022-09-30 | 12 | 286 | 298 | 95.97% |
2022-08-31 | 12 | 284 | 296 | 95.95% |
2022-07-31 | 13 | 284 | 297 | 95.62% |
2022-06-30 | 13 | 287 | 300 | 95.67% |
2022-05-31 | 13 | 288 | 301 | 95.68% |
2022-04-30 | 13 | 287 | 300 | 95.67% |
2022-03-31 | 12 | 291 | 303 | 96.04% |
2022-02-28 | 12 | 294 | 306 | 96.08% |
2022-01-31 | 12 | 296 | 308 | 96.10% |
2021-12-31 | 12 | 294 | 306 | 96.08% |
2021-11-30 | 12 | 295 | 307 | 96.09% |
2021-10-31 | 12 | 292 | 304 | 96.05% |
2021-09-30 | 12 | 293 | 305 | 96.07% |
2021-08-31 | 13 | 293 | 306 | 95.75% |
2021-07-31 | 13 | 292 | 305 | 95.74% |
2021-06-30 | 13 | 291 | 304 | 95.72% |
2021-05-31 | 13 | 292 | 305 | 95.74% |
2021-04-30 | 13 | 292 | 305 | 95.74% |
2021-03-31 | 13 | 294 | 307 | 95.77% |
2021-02-28 | 12 | 289 | 301 | 96.01% |
2021-01-31 | 12 | 290 | 302 | 96.03% |
2020-12-31 | 12 | 284 | 296 | 95.95% |
2020-11-30 | 10 | 279 | 289 | 96.54% |
2020-10-31 | 10 | 272 | 282 | 96.45% |
2020-09-30 | 10 | 269 | 279 | 96.42% |
2020-08-31 | 10 | 264 | 274 | 96.35% |
2020-07-31 | 10 | 267 | 277 | 96.39% |
2020-06-30 | 10 | 264 | 274 | 96.35% |
2020-05-31 | 10 | 263 | 273 | 96.34% |
2020-04-30 | 10 | 264 | 274 | 96.35% |
2020-03-31 | 9 | 266 | 275 | 96.73% |
2020-02-29 | 9 | 269 | 278 | 96.76% |
2020-01-31 | 9 | 270 | 279 | 96.77% |
2019-12-31 | 9 | 268 | 277 | 96.75% |
2019-11-30 | 10 | 267 | 277 | 96.39% |
2019-10-31 | 10 | 268 | 278 | 96.40% |
2019-09-30 | 10 | 265 | 275 | 96.36% |
2019-08-31 | 10 | 264 | 274 | 96.35% |
2019-07-31 | 10 | 265 | 275 | 96.36% |
2019-06-30 | 10 | 269 | 279 | 96.42% |
2019-05-31 | 10 | 272 | 282 | 96.45% |
2019-04-30 | 10 | 268 | 278 | 96.40% |
2019-03-31 | 10 | 269 | 279 | 96.42% |
2019-02-28 | 10 | 268 | 278 | 96.40% |
2019-01-31 | 10 | 273 | 283 | 96.47% |
2018-12-31 | 10 | 274 | 284 | 96.48% |
2018-11-30 | 10 | 274 | 284 | 96.48% |
2018-10-31 | 10 | 274 | 284 | 96.48% |
2018-09-30 | 10 | 262 | 272 | 96.32% |
2018-08-31 | 10 | 255 | 265 | 96.23% |
2018-07-31 | 10 | 256 | 266 | 96.24% |
2018-06-30 | 10 | 248 | 258 | 96.12% |
2018-05-31 | 10 | 251 | 261 | 96.17% |
2018-04-30 | 9 | 251 | 260 | 96.54% |
2018-03-31 | 9 | 249 | 258 | 96.51% |
2018-02-28 | 8 | 250 | 258 | 96.90% |
2018-01-31 | 9 | 249 | 258 | 96.51% |
2017-12-31 | 8 | 249 | 257 | 96.89% |
2017-11-30 | 8 | 250 | 258 | 96.90% |
2017-10-31 | 7 | 251 | 258 | 97.29% |
2017-09-30 | 7 | 254 | 261 | 97.32% |
2017-08-31 | 5 | 250 | 255 | 98.04% |
2017-07-31 | 4 | 250 | 254 | 98.43% |
2017-06-30 | 4 | 254 | 258 | 98.45% |
2017-05-31 | 4 | 253 | 257 | 98.44% |
2017-04-30 | 4 | 250 | 254 | 98.43% |
2017-03-31 | 4 | 256 | 260 | 98.46% |
2017-02-28 | 4 | 255 | 259 | 98.46% |
2017-01-31 | 4 | 254 | 258 | 98.45% |
2016-12-31 | 4 | 258 | 262 | 98.47% |
2016-11-30 | 4 | 256 | 260 | 98.46% |
2016-10-31 | 4 | 257 | 261 | 98.47% |
2016-09-30 | 4 | 260 | 264 | 98.48% |
2016-08-31 | 4 | 255 | 259 | 98.46% |
2016-07-31 | 4 | 253 | 257 | 98.44% |
2016-06-30 | 4 | 253 | 257 | 98.44% |
2016-05-31 | 4 | 256 | 260 | 98.46% |
2016-04-30 | 4 | 257 | 261 | 98.47% |
2016-03-31 | 4 | 256 | 260 | 98.46% |
2016-02-29 | 4 | 256 | 260 | 98.46% |
2016-01-31 | 4 | 256 | 260 | 98.46% |
2015-12-31 | 4 | 254 | 258 | 98.45% |
2015-11-30 | 4 | 254 | 258 | 98.45% |
2015-10-31 | 4 | 257 | 261 | 98.47% |
2015-09-30 | 4 | 255 | 259 | 98.46% |
2015-08-31 | 4 | 255 | 259 | 98.46% |
2015-07-31 | 4 | 255 | 259 | 98.46% |
2015-06-30 | 4 | 253 | 257 | 98.44% |
2015-05-31 | 4 | 255 | 259 | 98.46% |
2015-04-30 | 4 | 259 | 263 | 98.48% |
2015-03-31 | 4 | 262 | 266 | 98.50% |
2015-02-28 | 4 | 262 | 266 | 98.50% |
2015-01-31 | 4 | 262 | 266 | 98.50% |
2014-12-31 | 4 | 262 | 266 | 98.50% |
2014-11-30 | 4 | 259 | 263 | 98.48% |
2014-10-31 | 4 | 262 | 266 | 98.50% |
2014-09-30 | 4 | 262 | 266 | 98.50% |
2014-08-31 | 4 | 266 | 270 | 98.52% |
2014-07-31 | 4 | 268 | 272 | 98.53% |
2014-06-30 | 4 | 266 | 270 | 98.52% |
2014-05-31 | 4 | 265 | 269 | 98.51% |
2014-04-30 | 4 | 263 | 267 | 98.50% |
2014-03-31 | 4 | 264 | 268 | 98.51% |
2014-02-28 | 4 | 262 | 266 | 98.50% |
2014-01-31 | 4 | 258 | 262 | 98.47% |
2013-12-31 | 4 | 250 | 254 | 98.43% |
2013-11-30 | 4 | 251 | 255 | 98.43% |
2013-10-31 | 4 | 248 | 252 | 98.41% |
2013-09-30 | 4 | 247 | 251 | 98.41% |
2013-08-31 | 4 | 248 | 252 | 98.41% |
2013-07-31 | 4 | 249 | 253 | 98.42% |
2013-06-30 | 4 | 244 | 248 | 98.39% |
2013-05-31 | 4 | 245 | 249 | 98.39% |
2013-04-30 | 4 | 246 | 250 | 98.40% |
2013-03-31 | 4 | 252 | 256 | 98.44% |
2013-02-28 | 4 | 254 | 258 | 98.45% |
2013-01-31 | 5 | 256 | 261 | 98.08% |
2012-12-31 | 5 | 252 | 257 | 98.05% |
2012-11-30 | 5 | 251 | 256 | 98.05% |
2012-10-31 | 5 | 251 | 256 | 98.05% |
2012-09-30 | 5 | 254 | 259 | 98.07% |
2012-08-31 | 5 | 254 | 259 | 98.07% |
2012-07-31 | 6 | 254 | 260 | 97.69% |
2012-06-30 | 6 | 254 | 260 | 97.69% |
2012-05-31 | 5 | 256 | 261 | 98.08% |
2012-04-30 | 4 | 258 | 262 | 98.47% |
2012-03-31 | 4 | 256 | 260 | 98.46% |
2012-02-29 | 4 | 258 | 262 | 98.47% |
2012-01-31 | 4 | 261 | 265 | 98.49% |
2011-12-31 | 4 | 261 | 265 | 98.49% |
2011-11-30 | 4 | 258 | 262 | 98.47% |
2011-10-31 | 4 | 256 | 260 | 98.46% |
2011-09-30 | 4 | 256 | 260 | 98.46% |
2011-08-31 | 4 | 259 | 263 | 98.48% |
2011-07-31 | 4 | 261 | 265 | 98.49% |
2011-06-30 | 4 | 256 | 260 | 98.46% |
2011-05-31 | 4 | 256 | 260 | 98.46% |
2011-04-30 | 4 | 258 | 262 | 98.47% |
2011-03-31 | 4 | 259 | 263 | 98.48% |
2011-02-28 | 4 | 254 | 258 | 98.45% |
2011-01-31 | 4 | 254 | 258 | 98.45% |
2010-12-31 | 4 | 254 | 258 | 98.45% |
2010-11-30 | 4 | 256 | 260 | 98.46% |
2010-10-31 | 4 | 253 | 257 | 98.44% |
2010-09-30 | 4 | 253 | 257 | 98.44% |
2010-08-31 | 4 | 250 | 254 | 98.43% |
2010-07-31 | 4 | 251 | 255 | 98.43% |
2010-06-30 | 4 | 252 | 256 | 98.44% |
2010-05-31 | 4 | 252 | 256 | 98.44% |
2010-04-30 | 4 | 250 | 254 | 98.43% |
2010-03-31 | 4 | 251 | 255 | 98.43% |
2010-02-28 | 4 | 253 | 257 | 98.44% |
2010-01-31 | 4 | 253 | 257 | 98.44% |
2009-12-31 | 4 | 253 | 257 | 98.44% |
2009-11-30 | 4 | 247 | 251 | 98.41% |
2009-10-31 | 4 | 246 | 250 | 98.40% |
2009-09-30 | 4 | 245 | 249 | 98.39% |
2009-08-31 | 4 | 242 | 246 | 98.37% |
2009-07-31 | 4 | 240 | 244 | 98.36% |
2009-06-30 | 4 | 241 | 245 | 98.37% |
2009-05-31 | 4 | 240 | 244 | 98.36% |
2009-04-30 | 4 | 238 | 242 | 98.35% |
2009-03-31 | 4 | 235 | 239 | 98.33% |
2009-02-28 | 4 | 233 | 237 | 98.31% |
2009-01-31 | 4 | 235 | 239 | 98.33% |
2008-12-31 | 4 | 235 | 239 | 98.33% |
2008-11-30 | 4 | 234 | 238 | 98.32% |
2008-10-31 | 4 | 235 | 239 | 98.33% |
2008-09-30 | 4 | 238 | 242 | 98.35% |
2008-08-31 | 4 | 239 | 243 | 98.35% |
2008-07-31 | 4 | 239 | 243 | 98.35% |
2008-06-30 | 4 | 239 | 243 | 98.35% |
2008-05-31 | 4 | 234 | 238 | 98.32% |
2008-04-30 | 4 | 233 | 237 | 98.31% |
2008-03-31 | 4 | 233 | 237 | 98.31% |
2008-02-29 | 4 | 231 | 235 | 98.30% |
2008-01-31 | 4 | 235 | 239 | 98.33% |
2007-12-31 | 4 | 233 | 237 | 98.31% |
2007-11-30 | 4 | 230 | 234 | 98.29% |
2007-10-31 | 3 | 226 | 229 | 98.69% |
2007-09-30 | 3 | 218 | 221 | 98.64% |
2007-08-31 | 3 | 213 | 216 | 98.61% |
2007-07-31 | 3 | 214 | 217 | 98.62% |
2007-06-30 | 3 | 208 | 211 | 98.58% |
2007-05-31 | 3 | 206 | 209 | 98.56% |
2007-04-30 | 3 | 204 | 207 | 98.55% |
2007-03-31 | 4 | 202 | 206 | 98.06% |
2007-02-28 | 4 | 195 | 199 | 97.99% |
2007-01-31 | 4 | 193 | 197 | 97.97% |
2006-12-31 | 4 | 194 | 198 | 97.98% |
2006-11-30 | 3 | 194 | 197 | 98.48% |
2006-10-31 | 3 | 195 | 198 | 98.48% |
2006-09-30 | 3 | 191 | 194 | 98.45% |
2006-08-31 | 3 | 193 | 196 | 98.47% |
2006-07-31 | 4 | 193 | 197 | 97.97% |
2006-06-30 | 4 | 192 | 196 | 97.96% |
2006-05-31 | 5 | 195 | 200 | 97.50% |
2006-04-30 | 5 | 191 | 196 | 97.45% |
2006-03-31 | 5 | 192 | 197 | 97.46% |
2006-02-28 | 5 | 192 | 197 | 97.46% |
2006-01-31 | 5 | 193 | 198 | 97.47% |
2005-12-31 | 5 | 193 | 198 | 97.47% |
2005-11-30 | 5 | 194 | 199 | 97.49% |
2005-10-31 | 5 | 196 | 201 | 97.51% |
2005-09-30 | 5 | 195 | 200 | 97.50% |
2005-08-31 | 6 | 193 | 199 | 96.98% |
2005-07-31 | 7 | 195 | 202 | 96.53% |
2005-06-30 | 7 | 193 | 200 | 96.50% |
2005-05-31 | 7 | 189 | 196 | 96.43% |
2005-04-30 | 7 | 189 | 196 | 96.43% |
2005-03-31 | 7 | 190 | 197 | 96.45% |
2005-02-28 | 6 | 194 | 200 | 97.00% |
2005-01-31 | 6 | 195 | 201 | 97.01% |
2004-12-31 | 6 | 188 | 194 | 96.91% |
2004-11-30 | 6 | 154 | 160 | 96.25% |
2004-10-31 | 6 | 148 | 154 | 96.10% |
2004-09-30 | 6 | 147 | 153 | 96.08% |
2004-08-31 | 6 | 146 | 152 | 96.05% |
2004-07-31 | 6 | 143 | 149 | 95.97% |
2004-06-30 | 6 | 145 | 151 | 96.03% |
2004-05-31 | 6 | 141 | 147 | 95.92% |
2004-04-30 | 6 | 144 | 150 | 96.00% |
2004-03-31 | 6 | 138 | 144 | 95.83% |
2004-02-29 | 6 | 137 | 143 | 95.80% |
2004-01-31 | 6 | 137 | 143 | 95.80% |
2003-12-31 | 6 | 136 | 142 | 95.77% |
2003-11-30 | 6 | 135 | 141 | 95.74% |
2003-10-31 | 6 | 135 | 141 | 95.74% |
2003-09-30 | 6 | 129 | 135 | 95.56% |
2003-08-31 | 6 | 130 | 136 | 95.59% |
2003-07-31 | 6 | 132 | 138 | 95.65% |
2003-06-30 | 6 | 129 | 135 | 95.56% |
2003-05-31 | 6 | 123 | 129 | 95.35% |
2003-04-30 | 9 | 113 | 122 | 92.62% |
2003-03-31 | 9 | 109 | 118 | 92.37% |
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