AXA CHINA REGION INVESTMENT SERVICES LIMITED 安盛投資服務有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-07-18 | 0 | 0 | 0 | 0.00% |
| 2025-06-30 | 0 | 0 | 0 | 0.00% |
| 2025-05-31 | 0 | 0 | 0 | 0.00% |
| 2025-04-30 | 0 | 0 | 0 | 0.00% |
| 2025-03-31 | 0 | 0 | 0 | 0.00% |
| 2025-02-28 | 0 | 0 | 0 | 0.00% |
| 2025-01-31 | 0 | 0 | 0 | 0.00% |
| 2024-12-31 | 0 | 0 | 0 | 0.00% |
| 2024-11-30 | 0 | 0 | 0 | 0.00% |
| 2024-10-31 | 0 | 0 | 0 | 0.00% |
| 2024-09-30 | 0 | 0 | 0 | 0.00% |
| 2024-08-31 | 0 | 0 | 0 | 0.00% |
| 2024-07-31 | 0 | 0 | 0 | 0.00% |
| 2024-06-30 | 0 | 0 | 0 | 0.00% |
| 2024-05-31 | 0 | 0 | 0 | 0.00% |
| 2024-04-30 | 0 | 0 | 0 | 0.00% |
| 2024-03-31 | 0 | 0 | 0 | 0.00% |
| 2024-02-29 | 0 | 0 | 0 | 0.00% |
| 2024-01-31 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2023-11-30 | 0 | 0 | 0 | 0.00% |
| 2023-10-31 | 0 | 0 | 0 | 0.00% |
| 2023-09-30 | 0 | 0 | 0 | 0.00% |
| 2023-08-31 | 0 | 0 | 0 | 0.00% |
| 2023-07-31 | 0 | 0 | 0 | 0.00% |
| 2023-06-30 | 0 | 0 | 0 | 0.00% |
| 2023-05-31 | 0 | 0 | 0 | 0.00% |
| 2023-04-30 | 0 | 0 | 0 | 0.00% |
| 2023-03-31 | 0 | 0 | 0 | 0.00% |
| 2023-02-28 | 0 | 0 | 0 | 0.00% |
| 2023-01-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-11-30 | 0 | 0 | 0 | 0.00% |
| 2022-10-31 | 0 | 0 | 0 | 0.00% |
| 2022-09-30 | 0 | 0 | 0 | 0.00% |
| 2022-08-31 | 0 | 0 | 0 | 0.00% |
| 2022-07-31 | 0 | 0 | 0 | 0.00% |
| 2022-06-30 | 0 | 0 | 0 | 0.00% |
| 2022-05-31 | 0 | 0 | 0 | 0.00% |
| 2022-04-30 | 0 | 0 | 0 | 0.00% |
| 2022-03-31 | 0 | 0 | 0 | 0.00% |
| 2022-02-28 | 0 | 0 | 0 | 0.00% |
| 2022-01-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-11-30 | 0 | 0 | 0 | 0.00% |
| 2021-10-31 | 0 | 0 | 0 | 0.00% |
| 2021-09-30 | 0 | 0 | 0 | 0.00% |
| 2021-08-31 | 0 | 0 | 0 | 0.00% |
| 2021-07-31 | 0 | 0 | 0 | 0.00% |
| 2021-06-30 | 0 | 0 | 0 | 0.00% |
| 2021-05-31 | 0 | 0 | 0 | 0.00% |
| 2021-04-30 | 0 | 0 | 0 | 0.00% |
| 2021-03-31 | 0 | 0 | 0 | 0.00% |
| 2021-02-28 | 0 | 0 | 0 | 0.00% |
| 2021-01-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-11-30 | 0 | 0 | 0 | 0.00% |
| 2020-10-31 | 0 | 0 | 0 | 0.00% |
| 2020-09-30 | 0 | 0 | 0 | 0.00% |
| 2020-08-31 | 0 | 0 | 0 | 0.00% |
| 2020-07-31 | 0 | 0 | 0 | 0.00% |
| 2020-06-30 | 0 | 0 | 0 | 0.00% |
| 2020-05-31 | 0 | 0 | 0 | 0.00% |
| 2020-04-30 | 0 | 0 | 0 | 0.00% |
| 2020-03-31 | 0 | 0 | 0 | 0.00% |
| 2020-02-29 | 0 | 0 | 0 | 0.00% |
| 2020-01-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-11-30 | 0 | 0 | 0 | 0.00% |
| 2019-10-31 | 0 | 0 | 0 | 0.00% |
| 2019-09-30 | 3 | 0 | 3 | 0.00% |
| 2019-08-31 | 3 | 0 | 3 | 0.00% |
| 2019-07-31 | 3 | 0 | 3 | 0.00% |
| 2019-06-30 | 3 | 0 | 3 | 0.00% |
| 2019-05-31 | 3 | 0 | 3 | 0.00% |
| 2019-04-30 | 3 | 16 | 19 | 84.21% |
| 2019-03-31 | 3 | 16 | 19 | 84.21% |
| 2019-02-28 | 3 | 16 | 19 | 84.21% |
| 2019-01-31 | 2 | 16 | 18 | 88.89% |
| 2018-12-31 | 2 | 17 | 19 | 89.47% |
| 2018-11-30 | 2 | 17 | 19 | 89.47% |
| 2018-10-31 | 2 | 17 | 19 | 89.47% |
| 2018-09-30 | 2 | 16 | 18 | 88.89% |
| 2018-08-31 | 2 | 16 | 18 | 88.89% |
| 2018-07-31 | 2 | 16 | 18 | 88.89% |
| 2018-06-30 | 2 | 16 | 18 | 88.89% |
| 2018-05-31 | 2 | 15 | 17 | 88.24% |
| 2018-04-30 | 2 | 15 | 17 | 88.24% |
| 2018-03-31 | 2 | 15 | 17 | 88.24% |
| 2018-02-28 | 2 | 15 | 17 | 88.24% |
| 2018-01-31 | 2 | 15 | 17 | 88.24% |
| 2017-12-31 | 2 | 16 | 18 | 88.89% |
| 2017-11-30 | 2 | 17 | 19 | 89.47% |
| 2017-10-31 | 2 | 17 | 19 | 89.47% |
| 2017-09-30 | 2 | 17 | 19 | 89.47% |
| 2017-08-31 | 2 | 17 | 19 | 89.47% |
| 2017-07-31 | 2 | 17 | 19 | 89.47% |
| 2017-06-30 | 2 | 17 | 19 | 89.47% |
| 2017-05-31 | 2 | 18 | 20 | 90.00% |
| 2017-04-30 | 2 | 18 | 20 | 90.00% |
| 2017-03-31 | 2 | 18 | 20 | 90.00% |
| 2017-02-28 | 2 | 18 | 20 | 90.00% |
| 2017-01-31 | 2 | 17 | 19 | 89.47% |
| 2016-12-31 | 2 | 17 | 19 | 89.47% |
| 2016-11-30 | 2 | 17 | 19 | 89.47% |
| 2016-10-31 | 2 | 17 | 19 | 89.47% |
| 2016-09-30 | 2 | 17 | 19 | 89.47% |
| 2016-08-31 | 4 | 17 | 21 | 80.95% |
| 2016-07-31 | 4 | 17 | 21 | 80.95% |
| 2016-06-30 | 4 | 17 | 21 | 80.95% |
| 2016-05-31 | 4 | 18 | 22 | 81.82% |
| 2016-04-30 | 4 | 18 | 22 | 81.82% |
| 2016-03-31 | 4 | 18 | 22 | 81.82% |
| 2016-02-29 | 4 | 18 | 22 | 81.82% |
| 2016-01-31 | 4 | 18 | 22 | 81.82% |
| 2015-12-31 | 4 | 19 | 23 | 82.61% |
| 2015-11-30 | 4 | 18 | 22 | 81.82% |
| 2015-10-31 | 4 | 18 | 22 | 81.82% |
| 2015-09-30 | 4 | 19 | 23 | 82.61% |
| 2015-08-31 | 4 | 19 | 23 | 82.61% |
| 2015-07-31 | 4 | 19 | 23 | 82.61% |
| 2015-06-30 | 4 | 19 | 23 | 82.61% |
| 2015-05-31 | 4 | 19 | 23 | 82.61% |
| 2015-04-30 | 4 | 19 | 23 | 82.61% |
| 2015-03-31 | 4 | 20 | 24 | 83.33% |
| 2015-02-28 | 5 | 23 | 28 | 82.14% |
| 2015-01-31 | 5 | 23 | 28 | 82.14% |
| 2014-12-31 | 5 | 23 | 28 | 82.14% |
| 2014-11-30 | 5 | 23 | 28 | 82.14% |
| 2014-10-31 | 5 | 23 | 28 | 82.14% |
| 2014-09-30 | 5 | 23 | 28 | 82.14% |
| 2014-08-31 | 5 | 23 | 28 | 82.14% |
| 2014-07-31 | 5 | 24 | 29 | 82.76% |
| 2014-06-30 | 5 | 22 | 27 | 81.48% |
| 2014-05-31 | 5 | 22 | 27 | 81.48% |
| 2014-04-30 | 5 | 22 | 27 | 81.48% |
| 2014-03-31 | 5 | 23 | 28 | 82.14% |
| 2014-02-28 | 5 | 15 | 20 | 75.00% |
| 2014-01-31 | 5 | 15 | 20 | 75.00% |
| 2013-12-31 | 5 | 15 | 20 | 75.00% |
| 2013-11-30 | 5 | 15 | 20 | 75.00% |
| 2013-10-31 | 4 | 16 | 20 | 80.00% |
| 2013-09-30 | 4 | 16 | 20 | 80.00% |
| 2013-08-31 | 4 | 15 | 19 | 78.95% |
| 2013-07-31 | 4 | 15 | 19 | 78.95% |
| 2013-06-30 | 4 | 15 | 19 | 78.95% |
| 2013-05-31 | 4 | 15 | 19 | 78.95% |
| 2013-04-30 | 4 | 13 | 17 | 76.47% |
| 2013-03-31 | 4 | 15 | 19 | 78.95% |
| 2013-02-28 | 4 | 15 | 19 | 78.95% |
| 2013-01-31 | 4 | 15 | 19 | 78.95% |
| 2012-12-31 | 4 | 16 | 20 | 80.00% |
| 2012-11-30 | 4 | 15 | 19 | 78.95% |
| 2012-10-31 | 4 | 16 | 20 | 80.00% |
| 2012-09-30 | 4 | 16 | 20 | 80.00% |
| 2012-08-31 | 4 | 17 | 21 | 80.95% |
| 2012-07-31 | 4 | 17 | 21 | 80.95% |
| 2012-06-30 | 5 | 17 | 22 | 77.27% |
| 2012-05-31 | 6 | 9 | 15 | 60.00% |
| 2012-04-30 | 6 | 9 | 15 | 60.00% |
| 2012-03-31 | 6 | 9 | 15 | 60.00% |
| 2012-02-29 | 7 | 20 | 27 | 74.07% |
| 2012-01-31 | 7 | 108 | 115 | 93.91% |
| 2011-12-31 | 7 | 110 | 117 | 94.02% |
| 2011-11-30 | 5 | 266 | 271 | 98.15% |
| 2011-10-31 | 5 | 267 | 272 | 98.16% |
| 2011-09-30 | 5 | 268 | 273 | 98.17% |
| 2011-08-31 | 5 | 271 | 276 | 98.19% |
| 2011-07-31 | 5 | 272 | 277 | 98.19% |
| 2011-06-30 | 5 | 274 | 279 | 98.21% |
| 2011-05-31 | 5 | 277 | 282 | 98.23% |
| 2011-04-30 | 5 | 278 | 283 | 98.23% |
| 2011-03-31 | 5 | 286 | 291 | 98.28% |
| 2011-02-28 | 5 | 286 | 291 | 98.28% |
| 2011-01-31 | 5 | 288 | 293 | 98.29% |
| 2010-12-31 | 5 | 290 | 295 | 98.31% |
| 2010-11-30 | 5 | 291 | 296 | 98.31% |
| 2010-10-31 | 5 | 292 | 297 | 98.32% |
| 2010-09-30 | 5 | 294 | 299 | 98.33% |
| 2010-08-31 | 5 | 295 | 300 | 98.33% |
| 2010-07-31 | 5 | 298 | 303 | 98.35% |
| 2010-06-30 | 5 | 299 | 304 | 98.36% |
| 2010-05-31 | 5 | 300 | 305 | 98.36% |
| 2010-04-30 | 5 | 303 | 308 | 98.38% |
| 2010-03-31 | 5 | 311 | 316 | 98.42% |
| 2010-02-28 | 5 | 312 | 317 | 98.42% |
| 2010-01-31 | 5 | 314 | 319 | 98.43% |
| 2009-12-31 | 5 | 318 | 323 | 98.45% |
| 2009-11-30 | 5 | 318 | 323 | 98.45% |
| 2009-10-31 | 5 | 320 | 325 | 98.46% |
| 2009-09-30 | 5 | 321 | 326 | 98.47% |
| 2009-08-31 | 5 | 324 | 329 | 98.48% |
| 2009-07-31 | 5 | 326 | 331 | 98.49% |
| 2009-06-30 | 6 | 330 | 336 | 98.21% |
| 2009-05-31 | 6 | 330 | 336 | 98.21% |
| 2009-04-30 | 6 | 332 | 338 | 98.22% |
| 2009-03-31 | 6 | 336 | 342 | 98.25% |
| 2009-02-28 | 6 | 341 | 347 | 98.27% |
| 2009-01-31 | 6 | 347 | 353 | 98.30% |
| 2008-12-31 | 6 | 347 | 353 | 98.30% |
| 2008-11-30 | 6 | 351 | 357 | 98.32% |
| 2008-10-31 | 6 | 345 | 351 | 98.29% |
| 2008-09-30 | 6 | 346 | 352 | 98.30% |
| 2008-08-31 | 6 | 345 | 351 | 98.29% |
| 2008-07-31 | 6 | 337 | 343 | 98.25% |
| 2008-06-30 | 5 | 339 | 344 | 98.55% |
| 2008-05-31 | 6 | 323 | 329 | 98.18% |
| 2008-04-30 | 5 | 316 | 321 | 98.44% |
| 2008-03-31 | 4 | 314 | 318 | 98.74% |
| 2008-02-29 | 5 | 300 | 305 | 98.36% |
| 2008-01-31 | 5 | 299 | 304 | 98.36% |
| 2007-12-31 | 6 | 292 | 298 | 97.99% |
| 2007-11-30 | 4 | 290 | 294 | 98.64% |
| 2007-10-31 | 4 | 288 | 292 | 98.63% |
| 2007-09-30 | 4 | 289 | 293 | 98.63% |
| 2007-08-31 | 4 | 289 | 293 | 98.63% |
| 2007-07-31 | 4 | 289 | 293 | 98.63% |
| 2007-06-30 | 4 | 281 | 285 | 98.60% |
| 2007-05-31 | 4 | 279 | 283 | 98.59% |
| 2007-04-30 | 4 | 280 | 284 | 98.59% |
| 2007-03-31 | 4 | 285 | 289 | 98.62% |
| 2007-02-28 | 4 | 293 | 297 | 98.65% |
| 2007-01-31 | 5 | 292 | 297 | 98.32% |
| 2006-12-31 | 5 | 291 | 296 | 98.31% |
| 2006-11-30 | 5 | 290 | 295 | 98.31% |
| 2006-10-31 | 5 | 288 | 293 | 98.29% |
| 2006-09-30 | 5 | 295 | 300 | 98.33% |
| 2006-08-31 | 5 | 295 | 300 | 98.33% |
| 2006-07-31 | 3 | 294 | 297 | 98.99% |
| 2006-06-30 | 3 | 292 | 295 | 98.98% |
| 2006-05-31 | 3 | 282 | 285 | 98.95% |
| 2006-04-30 | 3 | 272 | 275 | 98.91% |
| 2006-03-31 | 3 | 267 | 270 | 98.89% |
| 2006-02-28 | 3 | 266 | 269 | 98.88% |
| 2006-01-31 | 3 | 266 | 269 | 98.88% |
| 2005-12-31 | 3 | 267 | 270 | 98.89% |
| 2005-11-30 | 3 | 267 | 270 | 98.89% |
| 2005-10-31 | 3 | 267 | 270 | 98.89% |
| 2005-09-30 | 3 | 265 | 268 | 98.88% |
| 2005-08-31 | 3 | 264 | 267 | 98.88% |
| 2005-07-31 | 3 | 268 | 271 | 98.89% |
| 2005-06-30 | 3 | 268 | 271 | 98.89% |
| 2005-05-31 | 3 | 265 | 268 | 98.88% |
| 2005-04-30 | 3 | 266 | 269 | 98.88% |
| 2005-03-31 | 3 | 267 | 270 | 98.89% |
| 2005-02-28 | 3 | 270 | 273 | 98.90% |
| 2005-01-31 | 2 | 272 | 274 | 99.27% |
| 2004-12-31 | 2 | 280 | 282 | 99.29% |
| 2004-11-30 | 2 | 280 | 282 | 99.29% |
| 2004-10-31 | 2 | 286 | 288 | 99.31% |
| 2004-09-30 | 2 | 285 | 287 | 99.30% |
| 2004-08-31 | 2 | 285 | 287 | 99.30% |
| 2004-07-31 | 2 | 287 | 289 | 99.31% |
| 2004-06-30 | 2 | 288 | 290 | 99.31% |
| 2004-05-31 | 2 | 290 | 292 | 99.32% |
| 2004-04-30 | 2 | 290 | 292 | 99.32% |
| 2004-03-31 | 2 | 290 | 292 | 99.32% |
| 2004-02-29 | 2 | 291 | 293 | 99.32% |
| 2004-01-31 | 1 | 295 | 296 | 99.66% |
| 2003-12-31 | 2 | 297 | 299 | 99.33% |
| 2003-11-30 | 1 | 305 | 306 | 99.67% |
| 2003-10-31 | 1 | 313 | 314 | 99.68% |
| 2003-09-30 | 1 | 334 | 335 | 99.70% |
| 2003-08-31 | 1 | 382 | 383 | 99.74% |
| 2003-07-31 | 1 | 394 | 395 | 99.75% |
| 2003-06-30 | 1 | 412 | 413 | 99.76% |
| 2003-05-31 | 1 | 417 | 418 | 99.76% |
| 2003-04-30 | 1 | 432 | 433 | 99.77% |
| 2003-03-31 | 1 | 436 | 437 | 99.77% |
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