CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 京華山一證券(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-09-02 | 0 | 0 | 0 | 0.00% |
| 2024-08-31 | 0 | 0 | 0 | 0.00% |
| 2024-07-31 | 0 | 0 | 0 | 0.00% |
| 2024-06-30 | 0 | 0 | 0 | 0.00% |
| 2024-05-31 | 0 | 0 | 0 | 0.00% |
| 2024-04-30 | 0 | 0 | 0 | 0.00% |
| 2024-03-31 | 0 | 0 | 0 | 0.00% |
| 2024-02-29 | 0 | 0 | 0 | 0.00% |
| 2024-01-31 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2023-11-30 | 0 | 0 | 0 | 0.00% |
| 2023-10-31 | 0 | 0 | 0 | 0.00% |
| 2023-09-30 | 0 | 0 | 0 | 0.00% |
| 2023-08-31 | 0 | 0 | 0 | 0.00% |
| 2023-07-31 | 0 | 0 | 0 | 0.00% |
| 2023-06-30 | 0 | 0 | 0 | 0.00% |
| 2023-05-31 | 0 | 0 | 0 | 0.00% |
| 2023-04-30 | 0 | 0 | 0 | 0.00% |
| 2023-03-31 | 0 | 0 | 0 | 0.00% |
| 2023-02-28 | 0 | 0 | 0 | 0.00% |
| 2023-01-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-11-30 | 0 | 0 | 0 | 0.00% |
| 2022-10-31 | 0 | 0 | 0 | 0.00% |
| 2022-09-30 | 0 | 0 | 0 | 0.00% |
| 2022-08-31 | 0 | 0 | 0 | 0.00% |
| 2022-07-31 | 0 | 0 | 0 | 0.00% |
| 2022-06-30 | 0 | 0 | 0 | 0.00% |
| 2022-05-31 | 0 | 0 | 0 | 0.00% |
| 2022-04-30 | 0 | 0 | 0 | 0.00% |
| 2022-03-31 | 0 | 0 | 0 | 0.00% |
| 2022-02-28 | 0 | 0 | 0 | 0.00% |
| 2022-01-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-11-30 | 0 | 0 | 0 | 0.00% |
| 2021-10-31 | 0 | 0 | 0 | 0.00% |
| 2021-09-30 | 0 | 0 | 0 | 0.00% |
| 2021-08-31 | 0 | 0 | 0 | 0.00% |
| 2021-07-31 | 0 | 0 | 0 | 0.00% |
| 2021-06-30 | 0 | 0 | 0 | 0.00% |
| 2021-05-31 | 0 | 0 | 0 | 0.00% |
| 2021-04-30 | 0 | 0 | 0 | 0.00% |
| 2021-03-31 | 0 | 0 | 0 | 0.00% |
| 2021-02-28 | 0 | 0 | 0 | 0.00% |
| 2021-01-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-11-30 | 0 | 0 | 0 | 0.00% |
| 2020-10-31 | 0 | 0 | 0 | 0.00% |
| 2020-09-30 | 0 | 0 | 0 | 0.00% |
| 2020-08-31 | 0 | 0 | 0 | 0.00% |
| 2020-07-31 | 0 | 0 | 0 | 0.00% |
| 2020-06-30 | 0 | 0 | 0 | 0.00% |
| 2020-05-31 | 0 | 0 | 0 | 0.00% |
| 2020-04-30 | 0 | 0 | 0 | 0.00% |
| 2020-03-31 | 0 | 0 | 0 | 0.00% |
| 2020-02-29 | 0 | 0 | 0 | 0.00% |
| 2020-01-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-11-30 | 0 | 0 | 0 | 0.00% |
| 2019-10-31 | 0 | 0 | 0 | 0.00% |
| 2019-09-30 | 0 | 0 | 0 | 0.00% |
| 2019-08-31 | 0 | 0 | 0 | 0.00% |
| 2019-07-31 | 0 | 0 | 0 | 0.00% |
| 2019-06-30 | 0 | 0 | 0 | 0.00% |
| 2019-05-31 | 0 | 0 | 0 | 0.00% |
| 2019-04-30 | 0 | 0 | 0 | 0.00% |
| 2019-03-31 | 0 | 0 | 0 | 0.00% |
| 2019-02-28 | 0 | 0 | 0 | 0.00% |
| 2019-01-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-11-30 | 0 | 0 | 0 | 0.00% |
| 2018-10-31 | 0 | 0 | 0 | 0.00% |
| 2018-09-30 | 0 | 0 | 0 | 0.00% |
| 2018-08-31 | 0 | 0 | 0 | 0.00% |
| 2018-07-31 | 0 | 0 | 0 | 0.00% |
| 2018-06-30 | 0 | 0 | 0 | 0.00% |
| 2018-05-31 | 0 | 0 | 0 | 0.00% |
| 2018-04-30 | 0 | 0 | 0 | 0.00% |
| 2018-03-31 | 0 | 0 | 0 | 0.00% |
| 2018-02-28 | 0 | 0 | 0 | 0.00% |
| 2018-01-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-11-30 | 0 | 0 | 0 | 0.00% |
| 2017-10-31 | 0 | 0 | 0 | 0.00% |
| 2017-09-30 | 0 | 0 | 0 | 0.00% |
| 2017-08-31 | 0 | 0 | 0 | 0.00% |
| 2017-07-31 | 0 | 0 | 0 | 0.00% |
| 2017-06-30 | 0 | 0 | 0 | 0.00% |
| 2017-05-31 | 0 | 0 | 0 | 0.00% |
| 2017-04-30 | 0 | 0 | 0 | 0.00% |
| 2017-03-31 | 0 | 0 | 0 | 0.00% |
| 2017-02-28 | 0 | 0 | 0 | 0.00% |
| 2017-01-31 | 0 | 0 | 0 | 0.00% |
| 2016-12-31 | 0 | 0 | 0 | 0.00% |
| 2016-11-30 | 0 | 0 | 0 | 0.00% |
| 2016-10-31 | 0 | 0 | 0 | 0.00% |
| 2016-09-30 | 0 | 0 | 0 | 0.00% |
| 2016-08-31 | 0 | 0 | 0 | 0.00% |
| 2016-07-31 | 0 | 0 | 0 | 0.00% |
| 2016-06-30 | 0 | 0 | 0 | 0.00% |
| 2016-05-31 | 8 | 203 | 211 | 96.21% |
| 2016-04-30 | 8 | 202 | 210 | 96.19% |
| 2016-03-31 | 8 | 207 | 215 | 96.28% |
| 2016-02-29 | 8 | 203 | 211 | 96.21% |
| 2016-01-31 | 8 | 205 | 213 | 96.24% |
| 2015-12-31 | 8 | 204 | 212 | 96.23% |
| 2015-11-30 | 8 | 213 | 221 | 96.38% |
| 2015-10-31 | 8 | 213 | 221 | 96.38% |
| 2015-09-30 | 8 | 215 | 223 | 96.41% |
| 2015-08-31 | 8 | 205 | 213 | 96.24% |
| 2015-07-31 | 9 | 205 | 214 | 95.79% |
| 2015-06-30 | 9 | 200 | 209 | 95.69% |
| 2015-05-31 | 9 | 197 | 206 | 95.63% |
| 2015-04-30 | 9 | 195 | 204 | 95.59% |
| 2015-03-31 | 8 | 198 | 206 | 96.12% |
| 2015-02-28 | 8 | 194 | 202 | 96.04% |
| 2015-01-31 | 7 | 188 | 195 | 96.41% |
| 2014-12-31 | 7 | 188 | 195 | 96.41% |
| 2014-11-30 | 7 | 184 | 191 | 96.34% |
| 2014-10-31 | 7 | 180 | 187 | 96.26% |
| 2014-09-30 | 7 | 181 | 188 | 96.28% |
| 2014-08-31 | 7 | 176 | 183 | 96.17% |
| 2014-07-31 | 7 | 174 | 181 | 96.13% |
| 2014-06-30 | 8 | 174 | 182 | 95.60% |
| 2014-05-31 | 8 | 186 | 194 | 95.88% |
| 2014-04-30 | 7 | 184 | 191 | 96.34% |
| 2014-03-31 | 6 | 189 | 195 | 96.92% |
| 2014-02-28 | 7 | 191 | 198 | 96.46% |
| 2014-01-31 | 7 | 194 | 201 | 96.52% |
| 2013-12-31 | 7 | 195 | 202 | 96.53% |
| 2013-11-30 | 7 | 192 | 199 | 96.48% |
| 2013-10-31 | 7 | 192 | 199 | 96.48% |
| 2013-09-30 | 7 | 191 | 198 | 96.46% |
| 2013-08-31 | 7 | 192 | 199 | 96.48% |
| 2013-07-31 | 7 | 196 | 203 | 96.55% |
| 2013-06-30 | 8 | 193 | 201 | 96.02% |
| 2013-05-31 | 7 | 193 | 200 | 96.50% |
| 2013-04-30 | 7 | 194 | 201 | 96.52% |
| 2013-03-31 | 6 | 196 | 202 | 97.03% |
| 2013-02-28 | 6 | 194 | 200 | 97.00% |
| 2013-01-31 | 7 | 193 | 200 | 96.50% |
| 2012-12-31 | 7 | 190 | 197 | 96.45% |
| 2012-11-30 | 7 | 187 | 194 | 96.39% |
| 2012-10-31 | 7 | 192 | 199 | 96.48% |
| 2012-09-30 | 7 | 193 | 200 | 96.50% |
| 2012-08-31 | 7 | 193 | 200 | 96.50% |
| 2012-07-31 | 7 | 191 | 198 | 96.46% |
| 2012-06-30 | 7 | 185 | 192 | 96.35% |
| 2012-05-31 | 7 | 182 | 189 | 96.30% |
| 2012-04-30 | 7 | 183 | 190 | 96.32% |
| 2012-03-31 | 7 | 190 | 197 | 96.45% |
| 2012-02-29 | 6 | 192 | 198 | 96.97% |
| 2012-01-31 | 6 | 197 | 203 | 97.04% |
| 2011-12-31 | 6 | 198 | 204 | 97.06% |
| 2011-11-30 | 6 | 199 | 205 | 97.07% |
| 2011-10-31 | 6 | 201 | 207 | 97.10% |
| 2011-09-30 | 6 | 200 | 206 | 97.09% |
| 2011-08-31 | 6 | 194 | 200 | 97.00% |
| 2011-07-31 | 6 | 192 | 198 | 96.97% |
| 2011-06-30 | 6 | 188 | 194 | 96.91% |
| 2011-05-31 | 6 | 185 | 191 | 96.86% |
| 2011-04-30 | 6 | 185 | 191 | 96.86% |
| 2011-03-31 | 6 | 186 | 192 | 96.88% |
| 2011-02-28 | 6 | 188 | 194 | 96.91% |
| 2011-01-31 | 6 | 190 | 196 | 96.94% |
| 2010-12-31 | 6 | 191 | 197 | 96.95% |
| 2010-11-30 | 6 | 184 | 190 | 96.84% |
| 2010-10-31 | 6 | 188 | 194 | 96.91% |
| 2010-09-30 | 6 | 187 | 193 | 96.89% |
| 2010-08-31 | 6 | 186 | 192 | 96.88% |
| 2010-07-31 | 6 | 183 | 189 | 96.83% |
| 2010-06-30 | 6 | 186 | 192 | 96.88% |
| 2010-05-31 | 6 | 182 | 188 | 96.81% |
| 2010-04-30 | 6 | 183 | 189 | 96.83% |
| 2010-03-31 | 6 | 184 | 190 | 96.84% |
| 2010-02-28 | 7 | 181 | 188 | 96.28% |
| 2010-01-31 | 7 | 182 | 189 | 96.30% |
| 2009-12-31 | 7 | 182 | 189 | 96.30% |
| 2009-11-30 | 7 | 174 | 181 | 96.13% |
| 2009-10-31 | 6 | 170 | 176 | 96.59% |
| 2009-09-30 | 6 | 171 | 177 | 96.61% |
| 2009-08-31 | 6 | 174 | 180 | 96.67% |
| 2009-07-31 | 6 | 178 | 184 | 96.74% |
| 2009-06-30 | 6 | 175 | 181 | 96.69% |
| 2009-05-31 | 6 | 175 | 181 | 96.69% |
| 2009-04-30 | 6 | 170 | 176 | 96.59% |
| 2009-03-31 | 6 | 168 | 174 | 96.55% |
| 2009-02-28 | 7 | 161 | 168 | 95.83% |
| 2009-01-31 | 7 | 160 | 167 | 95.81% |
| 2008-12-31 | 7 | 151 | 158 | 95.57% |
| 2008-11-30 | 7 | 155 | 162 | 95.68% |
| 2008-10-31 | 7 | 148 | 155 | 95.48% |
| 2008-09-30 | 7 | 151 | 158 | 95.57% |
| 2008-08-31 | 7 | 147 | 154 | 95.45% |
| 2008-07-31 | 7 | 150 | 157 | 95.54% |
| 2008-06-30 | 7 | 148 | 155 | 95.48% |
| 2008-05-31 | 7 | 144 | 151 | 95.36% |
| 2008-04-30 | 7 | 143 | 150 | 95.33% |
| 2008-03-31 | 7 | 139 | 146 | 95.21% |
| 2008-02-29 | 7 | 136 | 143 | 95.10% |
| 2008-01-31 | 7 | 136 | 143 | 95.10% |
| 2007-12-31 | 7 | 137 | 144 | 95.14% |
| 2007-11-30 | 7 | 138 | 145 | 95.17% |
| 2007-10-31 | 7 | 133 | 140 | 95.00% |
| 2007-09-30 | 7 | 133 | 140 | 95.00% |
| 2007-08-31 | 7 | 130 | 137 | 94.89% |
| 2007-07-31 | 7 | 126 | 133 | 94.74% |
| 2007-06-30 | 7 | 123 | 130 | 94.62% |
| 2007-05-31 | 7 | 119 | 126 | 94.44% |
| 2007-04-30 | 7 | 118 | 125 | 94.40% |
| 2007-03-31 | 7 | 117 | 124 | 94.35% |
| 2007-02-28 | 7 | 116 | 123 | 94.31% |
| 2007-01-31 | 7 | 117 | 124 | 94.35% |
| 2006-12-31 | 7 | 116 | 123 | 94.31% |
| 2006-11-30 | 7 | 116 | 123 | 94.31% |
| 2006-10-31 | 7 | 116 | 123 | 94.31% |
| 2006-09-30 | 7 | 118 | 125 | 94.40% |
| 2006-08-31 | 7 | 119 | 126 | 94.44% |
| 2006-07-31 | 7 | 118 | 125 | 94.40% |
| 2006-06-30 | 7 | 116 | 123 | 94.31% |
| 2006-05-31 | 7 | 116 | 123 | 94.31% |
| 2006-04-30 | 7 | 117 | 124 | 94.35% |
| 2006-03-31 | 7 | 115 | 122 | 94.26% |
| 2006-02-28 | 7 | 117 | 124 | 94.35% |
| 2006-01-31 | 7 | 117 | 124 | 94.35% |
| 2005-12-31 | 7 | 116 | 123 | 94.31% |
| 2005-11-30 | 7 | 113 | 120 | 94.17% |
| 2005-10-31 | 7 | 109 | 116 | 93.97% |
| 2005-09-30 | 7 | 111 | 118 | 94.07% |
| 2005-08-31 | 7 | 117 | 124 | 94.35% |
| 2005-07-31 | 7 | 118 | 125 | 94.40% |
| 2005-06-30 | 7 | 119 | 126 | 94.44% |
| 2005-05-31 | 6 | 118 | 124 | 95.16% |
| 2005-04-30 | 5 | 117 | 122 | 95.90% |
| 2005-03-31 | 5 | 118 | 123 | 95.93% |
| 2005-02-28 | 5 | 116 | 121 | 95.87% |
| 2005-01-31 | 5 | 114 | 119 | 95.80% |
| 2004-12-31 | 5 | 121 | 126 | 96.03% |
| 2004-11-30 | 5 | 133 | 138 | 96.38% |
| 2004-10-31 | 6 | 136 | 142 | 95.77% |
| 2004-09-30 | 6 | 138 | 144 | 95.83% |
| 2004-08-31 | 6 | 137 | 143 | 95.80% |
| 2004-07-31 | 5 | 141 | 146 | 96.58% |
| 2004-06-30 | 5 | 137 | 142 | 96.48% |
| 2004-05-31 | 5 | 137 | 142 | 96.48% |
| 2004-04-30 | 5 | 140 | 145 | 96.55% |
| 2004-03-31 | 5 | 138 | 143 | 96.50% |
| 2004-02-29 | 5 | 136 | 141 | 96.45% |
| 2004-01-31 | 5 | 135 | 140 | 96.43% |
| 2003-12-31 | 5 | 137 | 142 | 96.48% |
| 2003-11-30 | 5 | 134 | 139 | 96.40% |
| 2003-10-31 | 5 | 135 | 140 | 96.43% |
| 2003-09-30 | 5 | 141 | 146 | 96.58% |
| 2003-08-31 | 5 | 143 | 148 | 96.62% |
| 2003-07-31 | 5 | 147 | 152 | 96.71% |
| 2003-06-30 | 5 | 149 | 154 | 96.75% |
| 2003-05-31 | 5 | 152 | 157 | 96.82% |
| 2003-04-30 | 5 | 159 | 164 | 96.95% |
| 2003-03-31 | 5 | 168 | 173 | 97.11% |
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