Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-09-26 3 7 10 70.00%
2024-08-31 3 8 11 72.73%
2024-07-31 3 8 11 72.73%
2024-06-30 4 8 12 66.67%
2024-05-31 5 8 13 61.54%
2024-04-30 5 10 15 66.67%
2024-03-31 5 11 16 68.75%
2024-02-29 5 14 19 73.68%
2024-01-31 5 16 21 76.19%
2023-12-31 5 19 24 79.17%
2023-11-30 5 20 25 80.00%
2023-10-31 5 24 29 82.76%
2023-09-30 6 30 36 83.33%
2023-08-31 7 34 41 82.93%
2023-07-31 8 48 56 85.71%
2023-06-30 8 48 56 85.71%
2023-05-31 9 50 59 84.75%
2023-04-30 9 51 60 85.00%
2023-03-31 10 52 62 83.87%
2023-02-28 10 55 65 84.62%
2023-01-31 10 57 67 85.07%
2022-12-31 9 60 69 86.96%
2022-11-30 9 60 69 86.96%
2022-10-31 8 60 68 88.24%
2022-09-30 8 65 73 89.04%
2022-08-31 8 65 73 89.04%
2022-07-31 8 67 75 89.33%
2022-06-30 9 70 79 88.61%
2022-05-31 9 71 80 88.75%
2022-04-30 9 71 80 88.75%
2022-03-31 9 74 83 89.16%
2022-02-28 10 76 86 88.37%
2022-01-31 10 74 84 88.10%
2021-12-31 10 75 85 88.24%
2021-11-30 10 76 86 88.37%
2021-10-31 10 77 87 88.51%
2021-09-30 10 74 84 88.10%
2021-08-31 10 73 83 87.95%
2021-07-31 10 69 79 87.34%
2021-06-30 10 72 82 87.80%
2021-05-31 10 77 87 88.51%
2021-04-30 10 78 88 88.64%
2021-03-31 10 78 88 88.64%
2021-02-28 10 82 92 89.13%
2021-01-31 10 81 91 89.01%
2020-12-31 10 79 89 88.76%
2020-11-30 10 81 91 89.01%
2020-10-31 10 82 92 89.13%
2020-09-30 10 81 91 89.01%
2020-08-31 10 83 93 89.25%
2020-07-31 10 81 91 89.01%
2020-06-30 10 82 92 89.13%
2020-05-31 10 82 92 89.13%
2020-04-30 10 82 92 89.13%
2020-03-31 10 82 92 89.13%
2020-02-29 8 85 93 91.40%
2020-01-31 8 83 91 91.21%
2019-12-31 8 83 91 91.21%
2019-11-30 8 82 90 91.11%
2019-10-31 8 80 88 90.91%
2019-09-30 8 79 87 90.80%
2019-08-31 9 80 89 89.89%
2019-07-31 9 77 86 89.53%
2019-06-30 9 76 85 89.41%
2019-05-31 9 74 83 89.16%
2019-04-30 9 75 84 89.29%
2019-03-31 9 75 84 89.29%
2019-02-28 9 74 83 89.16%
2019-01-31 9 72 81 88.89%
2018-12-31 10 69 79 87.34%
2018-11-30 10 71 81 87.65%
2018-10-31 10 68 78 87.18%
2018-09-30 10 65 75 86.67%
2018-08-31 9 69 78 88.46%
2018-07-31 9 69 78 88.46%
2018-06-30 9 72 81 88.89%
2018-05-31 9 74 83 89.16%
2018-04-30 9 74 83 89.16%
2018-03-31 9 84 93 90.32%
2018-02-28 9 87 96 90.63%
2018-01-31 9 87 96 90.63%
2017-12-31 10 87 97 89.69%
2017-11-30 10 88 98 89.80%
2017-10-31 9 92 101 91.09%
2017-09-30 9 92 101 91.09%
2017-08-31 8 92 100 92.00%
2017-07-31 6 95 101 94.06%
2017-06-30 7 97 104 93.27%
2017-05-31 6 98 104 94.23%
2017-04-30 8 98 106 92.45%
2017-03-31 9 101 110 91.82%
2017-02-28 10 103 113 91.15%
2017-01-31 10 104 114 91.23%
2016-12-31 11 104 115 90.43%
2016-11-30 11 108 119 90.76%
2016-10-31 11 111 122 90.98%
2016-09-30 11 114 125 91.20%
2016-08-31 11 119 130 91.54%
2016-07-31 11 121 132 91.67%
2016-06-30 10 125 135 92.59%
2016-05-31 9 127 136 93.38%
2016-04-30 9 128 137 93.43%
2016-03-31 9 128 137 93.43%
2016-02-29 9 128 137 93.43%
2016-01-31 9 128 137 93.43%
2015-12-31 9 126 135 93.33%
2015-11-30 9 124 133 93.23%
2015-10-31 9 122 131 93.13%
2015-09-30 9 121 130 93.08%
2015-08-31 9 118 127 92.91%
2015-07-31 10 116 126 92.06%
2015-06-30 10 114 124 91.94%
2015-05-31 10 114 124 91.94%
2015-04-30 10 109 119 91.60%
2015-03-31 10 109 119 91.60%
2015-02-28 10 106 116 91.38%
2015-01-31 10 104 114 91.23%
2014-12-31 10 101 111 90.99%
2014-11-30 8 102 110 92.73%
2014-10-31 8 97 105 92.38%
2014-09-30 8 99 107 92.52%
2014-08-31 8 96 104 92.31%
2014-07-31 8 87 95 91.58%
2014-06-30 8 88 96 91.67%
2014-05-31 8 86 94 91.49%
2014-04-30 8 84 92 91.30%
2014-03-31 8 86 94 91.49%
2014-02-28 8 89 97 91.75%
2014-01-31 8 89 97 91.75%
2013-12-31 8 88 96 91.67%
2013-11-30 8 88 96 91.67%
2013-10-31 8 88 96 91.67%
2013-09-30 8 88 96 91.67%
2013-08-31 8 87 95 91.58%
2013-07-31 8 82 90 91.11%
2013-06-30 8 83 91 91.21%
2013-05-31 8 81 89 91.01%
2013-04-30 8 82 90 91.11%
2013-03-31 8 85 93 91.40%
2013-02-28 10 86 96 89.58%
2013-01-31 10 86 96 89.58%
2012-12-31 11 81 92 88.04%
2012-11-30 11 83 94 88.30%
2012-10-31 11 84 95 88.42%
2012-09-30 10 81 91 89.01%
2012-08-31 10 81 91 89.01%
2012-07-31 10 82 92 89.13%
2012-06-30 10 81 91 89.01%
2012-05-31 10 85 95 89.47%
2012-04-30 11 85 96 88.54%
2012-03-31 11 85 96 88.54%
2012-02-29 11 83 94 88.30%
2012-01-31 10 82 92 89.13%
2011-12-31 9 84 93 90.32%
2011-11-30 9 83 92 90.22%
2011-10-31 9 82 91 90.11%
2011-09-30 9 77 86 89.53%
2011-08-31 9 78 87 89.66%
2011-07-31 9 74 83 89.16%
2011-06-30 8 72 80 90.00%
2011-05-31 8 75 83 90.36%
2011-04-30 8 77 85 90.59%
2011-03-31 8 76 84 90.48%
2011-02-28 8 77 85 90.59%
2011-01-31 8 76 84 90.48%
2010-12-31 8 75 83 90.36%
2010-11-30 8 75 83 90.36%
2010-10-31 8 74 82 90.24%
2010-09-30 7 73 80 91.25%
2010-08-31 7 73 80 91.25%
2010-07-31 7 69 76 90.79%
2010-06-30 7 69 76 90.79%
2010-05-31 7 65 72 90.28%
2010-04-30 8 63 71 88.73%
2010-03-31 8 68 76 89.47%
2010-02-28 8 70 78 89.74%
2010-01-31 9 71 80 88.75%
2009-12-31 9 71 80 88.75%
2009-11-30 9 71 80 88.75%
2009-10-31 9 71 80 88.75%
2009-09-30 8 71 79 89.87%
2009-08-31 8 71 79 89.87%
2009-07-31 8 73 81 90.12%
2009-06-30 8 73 81 90.12%
2009-05-31 8 75 83 90.36%
2009-04-30 8 74 82 90.24%
2009-03-31 8 75 83 90.36%
2009-02-28 8 79 87 90.80%
2009-01-31 8 79 87 90.80%
2008-12-31 9 79 88 89.77%
2008-11-30 9 87 96 90.63%
2008-10-31 9 88 97 90.72%
2008-09-30 9 91 100 91.00%
2008-08-31 9 87 96 90.63%
2008-07-31 9 86 95 90.53%
2008-06-30 9 82 91 90.11%
2008-05-31 9 83 92 90.22%
2008-04-30 8 82 90 91.11%
2008-03-31 8 81 89 91.01%
2008-02-29 8 80 88 90.91%
2008-01-31 8 83 91 91.21%
2007-12-31 8 82 90 91.11%
2007-11-30 8 80 88 90.91%
2007-10-31 8 80 88 90.91%
2007-09-30 8 80 88 90.91%
2007-08-31 7 79 86 91.86%
2007-07-31 7 76 83 91.57%
2007-06-30 7 74 81 91.36%
2007-05-31 8 72 80 90.00%
2007-04-30 8 68 76 89.47%
2007-03-31 8 58 66 87.88%
2007-02-28 7 61 68 89.71%
2007-01-31 7 60 67 89.55%
2006-12-31 7 62 69 89.86%
2006-11-30 8 62 70 88.57%
2006-10-31 8 63 71 88.73%
2006-09-30 8 64 72 88.89%
2006-08-31 8 62 70 88.57%
2006-07-31 8 86 94 91.49%
2006-06-30 8 87 95 91.58%
2006-05-31 8 88 96 91.67%
2006-04-30 8 86 94 91.49%
2006-03-31 8 86 94 91.49%
2006-02-28 7 84 91 92.31%
2006-01-31 7 85 92 92.39%
2005-12-31 7 84 91 92.31%
2005-11-30 7 84 91 92.31%
2005-10-31 7 84 91 92.31%
2005-09-30 7 83 90 92.22%
2005-08-31 6 85 91 93.41%
2005-07-31 6 81 87 93.10%
2005-06-30 6 81 87 93.10%
2005-05-31 5 86 91 94.51%
2005-04-30 5 84 89 94.38%
2005-03-31 5 76 81 93.83%
2005-02-28 5 75 80 93.75%
2005-01-31 5 77 82 93.90%
2004-12-31 5 77 82 93.90%
2004-11-30 5 76 81 93.83%
2004-10-31 5 75 80 93.75%
2004-09-30 5 74 79 93.67%
2004-08-31 5 75 80 93.75%
2004-07-31 5 75 80 93.75%
2004-06-30 5 76 81 93.83%
2004-05-31 5 75 80 93.75%
2004-04-30 5 78 83 93.98%
2004-03-31 5 87 92 94.57%
2004-02-29 5 91 96 94.79%
2004-01-31 5 91 96 94.79%
2003-12-31 5 92 97 94.85%
2003-11-30 6 92 98 93.88%
2003-10-31 6 95 101 94.06%
2003-09-30 5 101 106 95.28%
2003-08-31 5 104 109 95.41%
2003-07-31 4 107 111 96.40%
2003-06-30 3 111 114 97.37%
2003-05-31 3 117 120 97.50%
2003-04-30 4 121 125 96.80%
2003-03-31 4 127 131 96.95%

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