BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2025-09-22 | 14 | 188 | 202 | 93.07% |
| 2025-08-31 | 14 | 185 | 199 | 92.96% |
| 2025-07-31 | 14 | 184 | 198 | 92.93% |
| 2025-06-30 | 14 | 185 | 199 | 92.96% |
| 2025-05-31 | 15 | 194 | 209 | 92.82% |
| 2025-04-30 | 14 | 193 | 207 | 93.24% |
| 2025-03-31 | 15 | 191 | 206 | 92.72% |
| 2025-02-28 | 15 | 195 | 210 | 92.86% |
| 2025-01-31 | 16 | 193 | 209 | 92.34% |
| 2024-12-31 | 16 | 195 | 211 | 92.42% |
| 2024-11-30 | 16 | 193 | 209 | 92.34% |
| 2024-10-31 | 16 | 194 | 210 | 92.38% |
| 2024-09-30 | 16 | 181 | 197 | 91.88% |
| 2024-08-31 | 15 | 175 | 190 | 92.11% |
| 2024-07-31 | 14 | 175 | 189 | 92.59% |
| 2024-06-30 | 14 | 173 | 187 | 92.51% |
| 2024-05-31 | 14 | 171 | 185 | 92.43% |
| 2024-04-30 | 14 | 170 | 184 | 92.39% |
| 2024-03-31 | 14 | 168 | 182 | 92.31% |
| 2024-02-29 | 14 | 171 | 185 | 92.43% |
| 2024-01-31 | 15 | 169 | 184 | 91.85% |
| 2023-12-31 | 16 | 175 | 191 | 91.62% |
| 2023-11-30 | 15 | 175 | 190 | 92.11% |
| 2023-10-31 | 15 | 174 | 189 | 92.06% |
| 2023-09-30 | 14 | 173 | 187 | 92.51% |
| 2023-08-31 | 14 | 167 | 181 | 92.27% |
| 2023-07-31 | 14 | 168 | 182 | 92.31% |
| 2023-06-30 | 14 | 171 | 185 | 92.43% |
| 2023-05-31 | 12 | 178 | 190 | 93.68% |
| 2023-04-30 | 12 | 179 | 191 | 93.72% |
| 2023-03-31 | 13 | 180 | 193 | 93.26% |
| 2023-02-28 | 12 | 183 | 195 | 93.85% |
| 2023-01-31 | 11 | 185 | 196 | 94.39% |
| 2022-12-31 | 10 | 193 | 203 | 95.07% |
| 2022-11-30 | 10 | 192 | 202 | 95.05% |
| 2022-10-31 | 10 | 193 | 203 | 95.07% |
| 2022-09-30 | 10 | 189 | 199 | 94.97% |
| 2022-08-31 | 10 | 187 | 197 | 94.92% |
| 2022-07-31 | 11 | 188 | 199 | 94.47% |
| 2022-06-30 | 12 | 194 | 206 | 94.17% |
| 2022-05-31 | 12 | 201 | 213 | 94.37% |
| 2022-04-30 | 12 | 199 | 211 | 94.31% |
| 2022-03-31 | 12 | 200 | 212 | 94.34% |
| 2022-02-28 | 12 | 200 | 212 | 94.34% |
| 2022-01-31 | 12 | 197 | 209 | 94.26% |
| 2021-12-31 | 12 | 201 | 213 | 94.37% |
| 2021-11-30 | 12 | 193 | 205 | 94.15% |
| 2021-10-31 | 13 | 187 | 200 | 93.50% |
| 2021-09-30 | 13 | 186 | 199 | 93.47% |
| 2021-08-31 | 12 | 185 | 197 | 93.91% |
| 2021-07-31 | 11 | 185 | 196 | 94.39% |
| 2021-06-30 | 11 | 189 | 200 | 94.50% |
| 2021-05-31 | 10 | 186 | 196 | 94.90% |
| 2021-04-30 | 10 | 187 | 197 | 94.92% |
| 2021-03-31 | 9 | 192 | 201 | 95.52% |
| 2021-02-28 | 9 | 194 | 203 | 95.57% |
| 2021-01-31 | 10 | 196 | 206 | 95.15% |
| 2020-12-31 | 10 | 194 | 204 | 95.10% |
| 2020-11-30 | 10 | 191 | 201 | 95.02% |
| 2020-10-31 | 10 | 190 | 200 | 95.00% |
| 2020-09-30 | 10 | 193 | 203 | 95.07% |
| 2020-08-31 | 10 | 190 | 200 | 95.00% |
| 2020-07-31 | 10 | 189 | 199 | 94.97% |
| 2020-06-30 | 10 | 187 | 197 | 94.92% |
| 2020-05-31 | 11 | 188 | 199 | 94.47% |
| 2020-04-30 | 12 | 189 | 201 | 94.03% |
| 2020-03-31 | 13 | 190 | 203 | 93.60% |
| 2020-02-29 | 13 | 192 | 205 | 93.66% |
| 2020-01-31 | 13 | 197 | 210 | 93.81% |
| 2019-12-31 | 13 | 194 | 207 | 93.72% |
| 2019-11-30 | 13 | 193 | 206 | 93.69% |
| 2019-10-31 | 13 | 191 | 204 | 93.63% |
| 2019-09-30 | 13 | 190 | 203 | 93.60% |
| 2019-08-31 | 13 | 186 | 199 | 93.47% |
| 2019-07-31 | 13 | 182 | 195 | 93.33% |
| 2019-06-30 | 13 | 183 | 196 | 93.37% |
| 2019-05-31 | 13 | 184 | 197 | 93.40% |
| 2019-04-30 | 13 | 185 | 198 | 93.43% |
| 2019-03-31 | 13 | 185 | 198 | 93.43% |
| 2019-02-28 | 13 | 186 | 199 | 93.47% |
| 2019-01-31 | 13 | 185 | 198 | 93.43% |
| 2018-12-31 | 15 | 188 | 203 | 92.61% |
| 2018-11-30 | 15 | 188 | 203 | 92.61% |
| 2018-10-31 | 15 | 186 | 201 | 92.54% |
| 2018-09-30 | 15 | 183 | 198 | 92.42% |
| 2018-08-31 | 15 | 177 | 192 | 92.19% |
| 2018-07-31 | 15 | 178 | 193 | 92.23% |
| 2018-06-30 | 15 | 179 | 194 | 92.27% |
| 2018-05-31 | 14 | 177 | 191 | 92.67% |
| 2018-04-30 | 7 | 183 | 190 | 96.32% |
| 2018-03-31 | 8 | 185 | 193 | 95.85% |
| 2018-02-28 | 7 | 183 | 190 | 96.32% |
| 2018-01-31 | 8 | 182 | 190 | 95.79% |
| 2017-12-31 | 8 | 181 | 189 | 95.77% |
| 2017-11-30 | 8 | 181 | 189 | 95.77% |
| 2017-10-31 | 8 | 177 | 185 | 95.68% |
| 2017-09-30 | 8 | 172 | 180 | 95.56% |
| 2017-08-31 | 8 | 165 | 173 | 95.38% |
| 2017-07-31 | 8 | 162 | 170 | 95.29% |
| 2017-06-30 | 8 | 168 | 176 | 95.45% |
| 2017-05-31 | 8 | 165 | 173 | 95.38% |
| 2017-04-30 | 8 | 168 | 176 | 95.45% |
| 2017-03-31 | 8 | 163 | 171 | 95.32% |
| 2017-02-28 | 8 | 162 | 170 | 95.29% |
| 2017-01-31 | 7 | 163 | 170 | 95.88% |
| 2016-12-31 | 7 | 163 | 170 | 95.88% |
| 2016-11-30 | 7 | 163 | 170 | 95.88% |
| 2016-10-31 | 6 | 165 | 171 | 96.49% |
| 2016-09-30 | 6 | 165 | 171 | 96.49% |
| 2016-08-31 | 6 | 168 | 174 | 96.55% |
| 2016-07-31 | 6 | 165 | 171 | 96.49% |
| 2016-06-30 | 6 | 165 | 171 | 96.49% |
| 2016-05-31 | 6 | 164 | 170 | 96.47% |
| 2016-04-30 | 6 | 171 | 177 | 96.61% |
| 2016-03-31 | 6 | 171 | 177 | 96.61% |
| 2016-02-29 | 6 | 170 | 176 | 96.59% |
| 2016-01-31 | 6 | 163 | 169 | 96.45% |
| 2015-12-31 | 6 | 161 | 167 | 96.41% |
| 2015-11-30 | 7 | 159 | 166 | 95.78% |
| 2015-10-31 | 7 | 160 | 167 | 95.81% |
| 2015-09-30 | 7 | 158 | 165 | 95.76% |
| 2015-08-31 | 7 | 156 | 163 | 95.71% |
| 2015-07-31 | 7 | 153 | 160 | 95.63% |
| 2015-06-30 | 7 | 166 | 173 | 95.95% |
| 2015-05-31 | 7 | 168 | 175 | 96.00% |
| 2015-04-30 | 7 | 170 | 177 | 96.05% |
| 2015-03-31 | 7 | 170 | 177 | 96.05% |
| 2015-02-28 | 6 | 168 | 174 | 96.55% |
| 2015-01-31 | 5 | 164 | 169 | 97.04% |
| 2014-12-31 | 6 | 156 | 162 | 96.30% |
| 2014-11-30 | 5 | 153 | 158 | 96.84% |
| 2014-10-31 | 5 | 149 | 154 | 96.75% |
| 2014-09-30 | 5 | 147 | 152 | 96.71% |
| 2014-08-31 | 5 | 148 | 153 | 96.73% |
| 2014-07-31 | 5 | 141 | 146 | 96.58% |
| 2014-06-30 | 5 | 145 | 150 | 96.67% |
| 2014-05-31 | 5 | 146 | 151 | 96.69% |
| 2014-04-30 | 5 | 143 | 148 | 96.62% |
| 2014-03-31 | 5 | 141 | 146 | 96.58% |
| 2014-02-28 | 5 | 139 | 144 | 96.53% |
| 2014-01-31 | 5 | 136 | 141 | 96.45% |
| 2013-12-31 | 6 | 136 | 142 | 95.77% |
| 2013-11-30 | 6 | 136 | 142 | 95.77% |
| 2013-10-31 | 6 | 136 | 142 | 95.77% |
| 2013-09-30 | 6 | 132 | 138 | 95.65% |
| 2013-08-31 | 6 | 129 | 135 | 95.56% |
| 2013-07-31 | 6 | 129 | 135 | 95.56% |
| 2013-06-30 | 6 | 119 | 125 | 95.20% |
| 2013-05-31 | 6 | 121 | 127 | 95.28% |
| 2013-04-30 | 6 | 125 | 131 | 95.42% |
| 2013-03-31 | 6 | 118 | 124 | 95.16% |
| 2013-02-28 | 6 | 114 | 120 | 95.00% |
| 2013-01-31 | 6 | 113 | 119 | 94.96% |
| 2012-12-31 | 6 | 106 | 112 | 94.64% |
| 2012-11-30 | 6 | 104 | 110 | 94.55% |
| 2012-10-31 | 6 | 56 | 62 | 90.32% |
| 2012-09-30 | 5 | 52 | 57 | 91.23% |
| 2012-08-31 | 4 | 41 | 45 | 91.11% |
| 2012-07-31 | 5 | 39 | 44 | 88.64% |
| 2012-06-30 | 4 | 28 | 32 | 87.50% |
| 2012-05-31 | 4 | 28 | 32 | 87.50% |
| 2012-04-30 | 4 | 29 | 33 | 87.88% |
| 2012-03-31 | 4 | 29 | 33 | 87.88% |
| 2012-02-29 | 4 | 31 | 35 | 88.57% |
| 2012-01-31 | 5 | 33 | 38 | 86.84% |
| 2011-12-31 | 5 | 30 | 35 | 85.71% |
| 2011-11-30 | 5 | 35 | 40 | 87.50% |
| 2011-10-31 | 5 | 35 | 40 | 87.50% |
| 2011-09-30 | 5 | 35 | 40 | 87.50% |
| 2011-08-31 | 6 | 35 | 41 | 85.37% |
| 2011-07-31 | 6 | 35 | 41 | 85.37% |
| 2011-06-30 | 5 | 39 | 44 | 88.64% |
| 2011-05-31 | 5 | 37 | 42 | 88.10% |
| 2011-04-30 | 5 | 36 | 41 | 87.80% |
| 2011-03-31 | 5 | 35 | 40 | 87.50% |
| 2011-02-28 | 5 | 37 | 42 | 88.10% |
| 2011-01-31 | 5 | 39 | 44 | 88.64% |
| 2010-12-31 | 4 | 39 | 43 | 90.70% |
| 2010-11-30 | 4 | 38 | 42 | 90.48% |
| 2010-10-31 | 3 | 36 | 39 | 92.31% |
| 2010-09-30 | 3 | 36 | 39 | 92.31% |
| 2010-08-31 | 3 | 35 | 38 | 92.11% |
| 2010-07-31 | 3 | 32 | 35 | 91.43% |
| 2010-06-30 | 3 | 31 | 34 | 91.18% |
| 2010-05-31 | 3 | 30 | 33 | 90.91% |
| 2010-04-30 | 3 | 32 | 35 | 91.43% |
| 2010-03-31 | 4 | 31 | 35 | 88.57% |
| 2010-02-28 | 4 | 31 | 35 | 88.57% |
| 2010-01-31 | 4 | 31 | 35 | 88.57% |
| 2009-12-31 | 2 | 32 | 34 | 94.12% |
| 2009-11-30 | 5 | 33 | 38 | 86.84% |
| 2009-10-31 | 4 | 33 | 37 | 89.19% |
| 2009-09-30 | 4 | 33 | 37 | 89.19% |
| 2009-08-31 | 4 | 26 | 30 | 86.67% |
| 2009-07-31 | 4 | 26 | 30 | 86.67% |
| 2009-06-30 | 3 | 27 | 30 | 90.00% |
| 2009-05-31 | 3 | 24 | 27 | 88.89% |
| 2009-04-30 | 3 | 25 | 28 | 89.29% |
| 2009-03-31 | 3 | 25 | 28 | 89.29% |
| 2009-02-28 | 3 | 23 | 26 | 88.46% |
| 2009-01-31 | 3 | 23 | 26 | 88.46% |
| 2008-12-31 | 3 | 22 | 25 | 88.00% |
| 2008-11-30 | 3 | 22 | 25 | 88.00% |
| 2008-10-31 | 3 | 21 | 24 | 87.50% |
| 2008-09-30 | 3 | 19 | 22 | 86.36% |
| 2008-08-31 | 3 | 18 | 21 | 85.71% |
| 2008-07-31 | 3 | 14 | 17 | 82.35% |
| 2008-06-30 | 3 | 15 | 18 | 83.33% |
| 2008-05-31 | 3 | 15 | 18 | 83.33% |
| 2008-04-30 | 2 | 15 | 17 | 88.24% |
| 2008-03-31 | 2 | 13 | 15 | 86.67% |
| 2008-02-29 | 2 | 14 | 16 | 87.50% |
| 2008-01-31 | 2 | 14 | 16 | 87.50% |
| 2007-12-31 | 2 | 9 | 11 | 81.82% |
| 2007-11-30 | 2 | 9 | 11 | 81.82% |
| 2007-10-31 | 2 | 9 | 11 | 81.82% |
| 2007-09-30 | 2 | 7 | 9 | 77.78% |
| 2007-08-31 | 2 | 7 | 9 | 77.78% |
| 2007-07-31 | 2 | 7 | 9 | 77.78% |
| 2007-06-30 | 1 | 7 | 8 | 87.50% |
| 2007-05-31 | 2 | 7 | 9 | 77.78% |
| 2007-04-30 | 2 | 6 | 8 | 75.00% |
| 2007-03-31 | 2 | 6 | 8 | 75.00% |
| 2007-02-28 | 2 | 4 | 6 | 66.67% |
| 2007-01-31 | 2 | 4 | 6 | 66.67% |
| 2006-12-31 | 2 | 4 | 6 | 66.67% |
| 2006-11-30 | 2 | 4 | 6 | 66.67% |
| 2006-10-31 | 2 | 4 | 6 | 66.67% |
| 2006-09-30 | 2 | 4 | 6 | 66.67% |
| 2006-08-31 | 2 | 4 | 6 | 66.67% |
| 2006-07-31 | 2 | 4 | 6 | 66.67% |
| 2006-06-30 | 2 | 4 | 6 | 66.67% |
| 2006-05-31 | 1 | 3 | 4 | 75.00% |
| 2006-04-30 | 2 | 3 | 5 | 60.00% |
| 2006-03-31 | 2 | 3 | 5 | 60.00% |
| 2006-02-28 | 2 | 3 | 5 | 60.00% |
| 2006-01-31 | 2 | 3 | 5 | 60.00% |
| 2005-12-31 | 2 | 3 | 5 | 60.00% |
| 2005-11-30 | 2 | 3 | 5 | 60.00% |
| 2005-10-31 | 2 | 3 | 5 | 60.00% |
| 2005-09-30 | 2 | 3 | 5 | 60.00% |
| 2005-08-31 | 2 | 3 | 5 | 60.00% |
| 2005-07-31 | 2 | 3 | 5 | 60.00% |
| 2005-06-30 | 2 | 3 | 5 | 60.00% |
| 2005-05-31 | 2 | 3 | 5 | 60.00% |
| 2005-04-30 | 2 | 3 | 5 | 60.00% |
| 2005-03-31 | 2 | 3 | 5 | 60.00% |
| 2005-02-28 | 2 | 3 | 5 | 60.00% |
| 2005-01-31 | 2 | 3 | 5 | 60.00% |
| 2004-12-31 | 2 | 3 | 5 | 60.00% |
| 2004-11-30 | 2 | 3 | 5 | 60.00% |
| 2004-10-31 | 2 | 3 | 5 | 60.00% |
| 2004-09-30 | 2 | 3 | 5 | 60.00% |
| 2004-08-31 | 2 | 3 | 5 | 60.00% |
| 2004-07-31 | 2 | 3 | 5 | 60.00% |
| 2004-06-30 | 2 | 3 | 5 | 60.00% |
| 2004-05-31 | 2 | 3 | 5 | 60.00% |
| 2004-04-30 | 2 | 3 | 5 | 60.00% |
| 2004-03-31 | 2 | 3 | 5 | 60.00% |
| 2004-02-29 | 2 | 3 | 5 | 60.00% |
| 2004-01-31 | 2 | 3 | 5 | 60.00% |
| 2003-12-31 | 2 | 3 | 5 | 60.00% |
| 2003-11-30 | 1 | 4 | 5 | 80.00% |
| 2003-10-31 | 1 | 4 | 5 | 80.00% |
| 2003-09-30 | 1 | 4 | 5 | 80.00% |
| 2003-08-31 | 1 | 4 | 5 | 80.00% |
| 2003-07-31 | 1 | 4 | 5 | 80.00% |
| 2003-06-30 | 1 | 4 | 5 | 80.00% |
| 2003-05-31 | 1 | 4 | 5 | 80.00% |
| 2003-04-30 | 1 | 4 | 5 | 80.00% |
| 2003-03-31 | 1 | 4 | 5 | 80.00% |
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