CHINA MERCHANTS FUTURES (HK) CO., LIMITED 招商期貨(香港)有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-09-25 9 91 100 91.00%
2024-08-31 9 88 97 90.72%
2024-07-31 9 89 98 90.82%
2024-06-30 9 90 99 90.91%
2024-05-31 9 93 102 91.18%
2024-04-30 8 95 103 92.23%
2024-03-31 8 94 102 92.16%
2024-02-29 8 93 101 92.08%
2024-01-31 8 93 101 92.08%
2023-12-31 8 93 101 92.08%
2023-11-30 8 94 102 92.16%
2023-10-31 8 94 102 92.16%
2023-09-30 7 97 104 93.27%
2023-08-31 7 97 104 93.27%
2023-07-31 7 99 106 93.40%
2023-06-30 7 102 109 93.58%
2023-05-31 8 101 109 92.66%
2023-04-30 7 102 109 93.58%
2023-03-31 7 103 110 93.64%
2023-02-28 7 105 112 93.75%
2023-01-31 7 106 113 93.81%
2022-12-31 7 106 113 93.81%
2022-11-30 7 106 113 93.81%
2022-10-31 7 107 114 93.86%
2022-09-30 8 109 117 93.16%
2022-08-31 9 107 116 92.24%
2022-07-31 9 104 113 92.04%
2022-06-30 9 104 113 92.04%
2022-05-31 8 104 112 92.86%
2022-04-30 8 106 114 92.98%
2022-03-31 8 111 119 93.28%
2022-02-28 7 112 119 94.12%
2022-01-31 7 112 119 94.12%
2021-12-31 7 112 119 94.12%
2021-11-30 7 109 116 93.97%
2021-10-31 7 106 113 93.81%
2021-09-30 7 104 111 93.69%
2021-08-31 7 103 110 93.64%
2021-07-31 7 101 108 93.52%
2021-06-30 7 99 106 93.40%
2021-05-31 7 99 106 93.40%
2021-04-30 7 99 106 93.40%
2021-03-31 7 88 95 92.63%
2021-02-28 7 74 81 91.36%
2021-01-31 7 75 82 91.46%
2020-12-31 8 73 81 90.12%
2020-11-30 8 74 82 90.24%
2020-10-31 7 74 81 91.36%
2020-09-30 7 73 80 91.25%
2020-08-31 7 72 79 91.14%
2020-07-31 7 70 77 90.91%
2020-06-30 7 69 76 90.79%
2020-05-31 6 68 74 91.89%
2020-04-30 6 72 78 92.31%
2020-03-31 7 72 79 91.14%
2020-02-29 7 72 79 91.14%
2020-01-31 8 71 79 89.87%
2019-12-31 8 70 78 89.74%
2019-11-30 8 68 76 89.47%
2019-10-31 8 69 77 89.61%
2019-09-30 8 70 78 89.74%
2019-08-31 8 69 77 89.61%
2019-07-31 8 70 78 89.74%
2019-06-30 7 70 77 90.91%
2019-05-31 8 71 79 89.87%
2019-04-30 8 70 78 89.74%
2019-03-31 8 72 80 90.00%
2019-02-28 8 72 80 90.00%
2019-01-31 8 72 80 90.00%
2018-12-31 8 77 85 90.59%
2018-11-30 7 79 86 91.86%
2018-10-31 6 80 86 93.02%
2018-09-30 8 80 88 90.91%
2018-08-31 8 88 96 91.67%
2018-07-31 8 85 93 91.40%
2018-06-30 10 85 95 89.47%
2018-05-31 10 83 93 89.25%
2018-04-30 8 85 93 91.40%
2018-03-31 8 85 93 91.40%
2018-02-28 7 87 94 92.55%
2018-01-31 7 87 94 92.55%
2017-12-31 8 88 96 91.67%
2017-11-30 7 91 98 92.86%
2017-10-31 7 89 96 92.71%
2017-09-30 7 96 103 93.20%
2017-08-31 8 99 107 92.52%
2017-07-31 8 100 108 92.59%
2017-06-30 8 102 110 92.73%
2017-05-31 8 101 109 92.66%
2017-04-30 8 103 111 92.79%
2017-03-31 8 103 111 92.79%
2017-02-28 9 97 106 91.51%
2017-01-31 9 98 107 91.59%
2016-12-31 7 98 105 93.33%
2016-11-30 5 98 103 95.15%
2016-10-31 5 90 95 94.74%
2016-09-30 5 87 92 94.57%
2016-08-31 5 78 83 93.98%
2016-07-31 5 80 85 94.12%
2016-06-30 5 80 85 94.12%
2016-05-31 5 78 83 93.98%
2016-04-30 5 78 83 93.98%
2016-03-31 5 78 83 93.98%
2016-02-29 5 81 86 94.19%
2016-01-31 5 80 85 94.12%
2015-12-31 5 79 84 94.05%
2015-11-30 5 80 85 94.12%
2015-10-31 5 78 83 93.98%
2015-09-30 5 79 84 94.05%
2015-08-31 5 79 84 94.05%
2015-07-31 6 81 87 93.10%
2015-06-30 7 81 88 92.05%
2015-05-31 7 78 85 91.76%
2015-04-30 7 77 84 91.67%
2015-03-31 6 78 84 92.86%
2015-02-28 7 72 79 91.14%
2015-01-31 7 71 78 91.03%
2014-12-31 7 68 75 90.67%
2014-11-30 7 66 73 90.41%
2014-10-31 7 66 73 90.41%
2014-09-30 7 65 72 90.28%
2014-08-31 7 67 74 90.54%
2014-07-31 7 62 69 89.86%
2014-06-30 7 63 70 90.00%
2014-05-31 6 60 66 90.91%
2014-04-30 4 56 60 93.33%
2014-03-31 3 57 60 95.00%
2014-02-28 4 58 62 93.55%
2014-01-31 4 59 63 93.65%
2013-12-31 3 62 65 95.38%
2013-11-30 3 62 65 95.38%
2013-10-31 2 62 64 96.88%
2013-09-30 2 62 64 96.88%
2013-08-31 3 61 64 95.31%
2013-07-31 3 59 62 95.16%
2013-06-30 3 59 62 95.16%
2013-05-31 3 59 62 95.16%
2013-04-30 3 59 62 95.16%
2013-03-31 3 63 66 95.45%
2013-02-28 3 64 67 95.52%
2013-01-31 3 67 70 95.71%
2012-12-31 3 67 70 95.71%
2012-11-30 3 66 69 95.65%
2012-10-31 3 67 70 95.71%
2012-09-30 3 67 70 95.71%
2012-08-31 3 67 70 95.71%
2012-07-31 3 66 69 95.65%
2012-06-30 3 67 70 95.71%
2012-05-31 3 66 69 95.65%
2012-04-30 3 65 68 95.59%
2012-03-31 3 65 68 95.59%
2012-02-29 3 66 69 95.65%
2012-01-31 3 66 69 95.65%
2011-12-31 3 66 69 95.65%
2011-11-30 3 66 69 95.65%
2011-10-31 3 65 68 95.59%
2011-09-30 3 65 68 95.59%
2011-08-31 3 65 68 95.59%
2011-07-31 3 65 68 95.59%
2011-06-30 3 62 65 95.38%
2011-05-31 3 62 65 95.38%
2011-04-30 3 64 67 95.52%
2011-03-31 3 64 67 95.52%
2011-02-28 3 63 66 95.45%
2011-01-31 3 61 64 95.31%
2010-12-31 3 60 63 95.24%
2010-11-30 3 57 60 95.00%
2010-10-31 3 57 60 95.00%
2010-09-30 3 57 60 95.00%
2010-08-31 3 57 60 95.00%
2010-07-31 3 54 57 94.74%
2010-06-30 3 49 52 94.23%
2010-05-31 3 49 52 94.23%
2010-04-30 3 51 54 94.44%
2010-03-31 3 51 54 94.44%
2010-02-28 3 51 54 94.44%
2010-01-31 3 50 53 94.34%
2009-12-31 3 50 53 94.34%
2009-11-30 3 49 52 94.23%
2009-10-31 3 50 53 94.34%
2009-09-30 3 48 51 94.12%
2009-08-31 3 48 51 94.12%
2009-07-31 3 49 52 94.23%
2009-06-30 3 51 54 94.44%
2009-05-31 3 50 53 94.34%
2009-04-30 3 47 50 94.00%
2009-03-31 2 46 48 95.83%
2009-02-28 2 44 46 95.65%
2009-01-31 2 44 46 95.65%
2008-12-31 2 41 43 95.35%
2008-11-30 2 41 43 95.35%
2008-10-31 2 43 45 95.56%
2008-09-30 2 42 44 95.45%
2008-08-31 2 42 44 95.45%
2008-07-31 2 40 42 95.24%
2008-06-30 2 38 40 95.00%
2008-05-31 2 40 42 95.24%
2008-04-30 2 35 37 94.59%
2008-03-31 2 35 37 94.59%
2008-02-29 2 34 36 94.44%
2008-01-31 2 33 35 94.29%
2007-12-31 2 32 34 94.12%
2007-11-30 2 33 35 94.29%
2007-10-31 2 32 34 94.12%
2007-09-30 2 31 33 93.94%
2007-08-31 2 30 32 93.75%
2007-07-31 2 30 32 93.75%
2007-06-30 2 29 31 93.55%
2007-05-31 2 27 29 93.10%
2007-04-30 2 27 29 93.10%
2007-03-31 2 27 29 93.10%
2007-02-28 2 27 29 93.10%
2007-01-31 2 27 29 93.10%
2006-12-31 2 27 29 93.10%
2006-11-30 2 27 29 93.10%
2006-10-31 2 27 29 93.10%
2006-09-30 2 27 29 93.10%
2006-08-31 2 27 29 93.10%
2006-07-31 2 26 28 92.86%
2006-06-30 2 26 28 92.86%
2006-05-31 2 27 29 93.10%
2006-04-30 2 26 28 92.86%
2006-03-31 2 25 27 92.59%
2006-02-28 2 23 25 92.00%
2006-01-31 2 22 24 91.67%
2005-12-31 2 19 21 90.48%
2005-11-30 2 18 20 90.00%
2005-10-31 2 18 20 90.00%
2005-09-30 2 18 20 90.00%
2005-08-31 2 18 20 90.00%
2005-07-31 2 18 20 90.00%
2005-06-30 2 18 20 90.00%
2005-05-31 2 17 19 89.47%
2005-04-30 2 17 19 89.47%
2005-03-31 2 17 19 89.47%
2005-02-28 2 19 21 90.48%
2005-01-31 2 20 22 90.91%
2004-12-31 2 19 21 90.48%
2004-11-30 2 19 21 90.48%
2004-10-31 2 19 21 90.48%
2004-09-30 2 20 22 90.91%
2004-08-31 2 20 22 90.91%
2004-07-31 2 21 23 91.30%
2004-06-30 2 21 23 91.30%
2004-05-31 2 20 22 90.91%
2004-04-30 2 20 22 90.91%
2004-03-31 2 21 23 91.30%
2004-02-29 2 20 22 90.91%
2004-01-31 2 20 22 90.91%
2003-12-31 2 21 23 91.30%
2003-11-30 2 21 23 91.30%
2003-10-31 2 22 24 91.67%
2003-09-30 2 21 23 91.30%
2003-08-31 2 21 23 91.30%
2003-07-31 2 24 26 92.31%
2003-06-30 2 23 25 92.00%
2003-05-31 1 22 23 95.65%
2003-04-30 1 22 23 95.65%
2003-03-31 1 22 23 95.65%

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