CHINA MERCHANTS FUTURES (HK) CO., LIMITED 招商期貨(香港)有限公司
SFC bans Mr Ng Hongs, ex-China Merchants Securities, for 10 months
SFC, 14-Mar-2016
The amazing thing is that the SFC still allows brokers to act as asset managers by operating client accounts on a discretionary basis, without requiring them to hold a type 9 (asset management) license.
SFC, 14-Mar-2016
The amazing thing is that the SFC still allows brokers to act as asset managers by operating client accounts on a discretionary basis, without requiring them to hold a type 9 (asset management) license.
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy