China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2025-09-22 15 143 158 90.51%
2024-12-31 15 113 128 88.28%
2023-12-31 13 109 122 89.34%
2022-12-31 13 101 114 88.60%
2021-12-31 9 89 98 90.82%
2020-12-31 7 73 80 91.25%
2019-12-31 6 54 60 90.00%
2018-12-31 5 55 60 91.67%
2017-12-31 6 49 55 89.09%
2016-12-31 7 48 55 87.27%
2015-12-31 5 41 46 89.13%
2014-12-31 3 40 43 93.02%
2013-12-31 3 8 11 72.73%
2012-12-31 0 0 0 0.00%

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