BOCI COMMODITIES & FUTURES LIMITED 中銀國際期貨有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-11-02 2 7 9 77.78%
2023-12-31 4 8 12 66.67%
2022-12-31 4 8 12 66.67%
2021-12-31 3 9 12 75.00%
2020-12-31 3 10 13 76.92%
2019-12-31 3 12 15 80.00%
2018-12-31 3 13 16 81.25%
2017-12-31 2 12 14 85.71%
2016-12-31 2 8 10 80.00%
2015-12-31 3 8 11 72.73%
2014-12-31 3 8 11 72.73%
2013-12-31 3 6 9 66.67%
2012-12-31 2 9 11 81.82%
2011-12-31 4 5 9 55.56%
2010-12-31 3 56 59 94.92%
2009-12-31 3 57 60 95.00%
2008-12-31 3 60 63 95.24%
2007-12-31 3 65 68 95.59%
2006-12-31 3 67 70 95.71%
2005-12-31 5 89 94 94.68%
2004-12-31 5 82 87 94.25%
2003-12-31 3 34 37 91.89%
2003-03-31 2 34 36 94.44%

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