Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-26 | 3 | 4 | 7 | 57.14% |
| 2023-12-31 | 3 | 4 | 7 | 57.14% |
| 2022-12-31 | 3 | 4 | 7 | 57.14% |
| 2021-12-31 | 3 | 4 | 7 | 57.14% |
| 2020-12-31 | 4 | 7 | 11 | 63.64% |
| 2019-12-31 | 2 | 3 | 5 | 60.00% |
| 2018-12-31 | 2 | 4 | 6 | 66.67% |
| 2017-12-31 | 3 | 4 | 7 | 57.14% |
| 2016-12-31 | 3 | 4 | 7 | 57.14% |
| 2015-12-31 | 4 | 5 | 9 | 55.56% |
| 2014-12-31 | 5 | 30 | 35 | 85.71% |
| 2013-12-31 | 5 | 44 | 49 | 89.80% |
| 2012-12-31 | 9 | 124 | 133 | 93.23% |
| 2011-12-31 | 11 | 183 | 194 | 94.33% |
| 2010-12-31 | 16 | 189 | 205 | 92.20% |
| 2009-12-31 | 11 | 155 | 166 | 93.37% |
| 2008-12-31 | 11 | 87 | 98 | 88.78% |
| 2007-12-31 | 10 | 63 | 73 | 86.30% |
| 2006-12-31 | 12 | 61 | 73 | 83.56% |
| 2005-12-31 | 10 | 55 | 65 | 84.62% |
| 2004-12-31 | 10 | 29 | 39 | 74.36% |
| 2003-12-31 | 10 | 18 | 28 | 64.29% |
| 2003-03-31 | 8 | 13 | 21 | 61.90% |
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