EMPEROR SECURITIES LIMITED (HK) 英皇證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-27 | 9 | 106 | 115 | 92.17% |
| 2023-12-31 | 11 | 111 | 122 | 90.98% |
| 2022-12-31 | 8 | 103 | 111 | 92.79% |
| 2021-12-31 | 6 | 113 | 119 | 94.96% |
| 2020-12-31 | 7 | 104 | 111 | 93.69% |
| 2019-12-31 | 7 | 111 | 118 | 94.07% |
| 2018-12-31 | 7 | 134 | 141 | 95.04% |
| 2017-12-31 | 7 | 153 | 160 | 95.63% |
| 2016-12-31 | 9 | 164 | 173 | 94.80% |
| 2015-12-31 | 9 | 161 | 170 | 94.71% |
| 2014-12-31 | 9 | 163 | 172 | 94.77% |
| 2013-12-31 | 10 | 167 | 177 | 94.35% |
| 2012-12-31 | 8 | 165 | 173 | 95.38% |
| 2011-12-31 | 7 | 161 | 168 | 95.83% |
| 2010-12-31 | 6 | 166 | 172 | 96.51% |
| 2009-12-31 | 7 | 212 | 219 | 96.80% |
| 2008-12-31 | 8 | 169 | 177 | 95.48% |
| 2007-12-31 | 5 | 93 | 98 | 94.90% |
| 2006-12-31 | 6 | 58 | 64 | 90.63% |
| 2005-12-31 | 4 | 58 | 62 | 93.55% |
| 2004-12-31 | 5 | 48 | 53 | 90.57% |
| 2003-12-31 | 5 | 54 | 59 | 91.53% |
| 2003-03-31 | 3 | 60 | 63 | 95.24% |
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