SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-11-24 | 14 | 75 | 89 | 84.27% |
| 2023-12-31 | 12 | 72 | 84 | 85.71% |
| 2022-12-31 | 11 | 79 | 90 | 87.78% |
| 2021-12-31 | 12 | 87 | 99 | 87.88% |
| 2020-12-31 | 12 | 90 | 102 | 88.24% |
| 2019-12-31 | 14 | 92 | 106 | 86.79% |
| 2018-12-31 | 14 | 91 | 105 | 86.67% |
| 2017-12-31 | 8 | 85 | 93 | 91.40% |
| 2016-12-31 | 8 | 81 | 89 | 91.01% |
| 2015-12-31 | 6 | 80 | 86 | 93.02% |
| 2014-12-31 | 7 | 74 | 81 | 91.36% |
| 2013-12-31 | 8 | 72 | 80 | 90.00% |
| 2012-12-31 | 7 | 70 | 77 | 90.91% |
| 2011-12-31 | 6 | 63 | 69 | 91.30% |
| 2010-12-31 | 6 | 58 | 64 | 90.63% |
| 2009-12-31 | 6 | 58 | 64 | 90.63% |
| 2008-12-31 | 7 | 57 | 64 | 89.06% |
| 2007-12-31 | 6 | 46 | 52 | 88.46% |
| 2006-12-31 | 7 | 36 | 43 | 83.72% |
| 2005-12-31 | 6 | 33 | 39 | 84.62% |
| 2004-12-31 | 6 | 31 | 37 | 83.78% |
| 2003-12-31 | 6 | 31 | 37 | 83.78% |
| 2003-03-31 | 6 | 37 | 43 | 86.05% |
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