SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-05-05 13 70 83 84.34%
2024-04-30 13 70 83 84.34%
2024-03-31 13 72 85 84.71%
2024-02-29 13 72 85 84.71%
2024-01-31 13 72 85 84.71%
2023-12-31 12 72 84 85.71%
2023-11-30 12 73 85 85.88%
2023-10-31 12 74 86 86.05%
2023-09-30 12 74 86 86.05%
2023-08-31 12 77 89 86.52%
2023-07-31 12 75 87 86.21%
2023-06-30 12 75 87 86.21%
2023-05-31 12 77 89 86.52%
2023-04-30 12 78 90 86.67%
2023-03-31 12 77 89 86.52%
2023-02-28 12 77 89 86.52%
2023-01-31 11 78 89 87.64%
2022-12-31 11 79 90 87.78%
2022-11-30 13 82 95 86.32%
2022-10-31 13 83 96 86.46%
2022-09-30 13 84 97 86.60%
2022-08-31 10 87 97 89.69%
2022-07-31 10 84 94 89.36%
2022-06-30 10 85 95 89.47%
2022-05-31 12 85 97 87.63%
2022-04-30 12 84 96 87.50%
2022-03-31 12 84 96 87.50%
2022-02-28 12 85 97 87.63%
2022-01-31 12 86 98 87.76%
2021-12-31 12 87 99 87.88%
2021-11-30 12 87 99 87.88%
2021-10-31 12 86 98 87.76%
2021-09-30 10 85 95 89.47%
2021-08-31 11 83 94 88.30%
2021-07-31 11 82 93 88.17%
2021-06-30 11 78 89 87.64%
2021-05-31 11 80 91 87.91%
2021-04-30 11 88 99 88.89%
2021-03-31 12 90 102 88.24%
2021-02-28 12 90 102 88.24%
2021-01-31 12 90 102 88.24%
2020-12-31 12 90 102 88.24%
2020-11-30 12 90 102 88.24%
2020-10-31 12 90 102 88.24%
2020-09-30 14 89 103 86.41%
2020-08-31 14 90 104 86.54%
2020-07-31 14 89 103 86.41%
2020-06-30 14 89 103 86.41%
2020-05-31 14 90 104 86.54%
2020-04-30 14 90 104 86.54%
2020-03-31 14 90 104 86.54%
2020-02-29 14 93 107 86.92%
2020-01-31 14 92 106 86.79%
2019-12-31 14 92 106 86.79%
2019-11-30 14 95 109 87.16%
2019-10-31 14 97 111 87.39%
2019-09-30 14 95 109 87.16%
2019-08-31 14 94 108 87.04%
2019-07-31 14 93 107 86.92%
2019-06-30 13 95 108 87.96%
2019-05-31 13 96 109 88.07%
2019-04-30 13 94 107 87.85%
2019-03-31 14 96 110 87.27%
2019-02-28 14 93 107 86.92%
2019-01-31 14 91 105 86.67%
2018-12-31 14 91 105 86.67%
2018-11-30 14 91 105 86.67%
2018-10-31 14 89 103 86.41%
2018-09-30 13 87 100 87.00%
2018-08-31 13 87 100 87.00%
2018-07-31 13 87 100 87.00%
2018-06-30 13 87 100 87.00%
2018-05-31 13 87 100 87.00%
2018-04-30 11 89 100 89.00%
2018-03-31 11 91 102 89.22%
2018-02-28 10 90 100 90.00%
2018-01-31 9 91 100 91.00%
2017-12-31 8 85 93 91.40%
2017-11-30 8 85 93 91.40%
2017-10-31 8 83 91 91.21%
2017-09-30 8 81 89 91.01%
2017-08-31 8 85 93 91.40%
2017-07-31 8 86 94 91.49%
2017-06-30 8 85 93 91.40%
2017-05-31 8 85 93 91.40%
2017-04-30 8 85 93 91.40%
2017-03-31 8 84 92 91.30%
2017-02-28 8 83 91 91.21%
2017-01-31 8 83 91 91.21%
2016-12-31 8 81 89 91.01%
2016-11-30 8 80 88 90.91%
2016-10-31 8 80 88 90.91%
2016-09-30 8 80 88 90.91%
2016-08-31 8 80 88 90.91%
2016-07-31 8 79 87 90.80%
2016-06-30 7 82 89 92.13%
2016-05-31 7 82 89 92.13%
2016-04-30 6 82 88 93.18%
2016-03-31 6 82 88 93.18%
2016-02-29 6 82 88 93.18%
2016-01-31 6 81 87 93.10%
2015-12-31 6 80 86 93.02%
2015-11-30 6 82 88 93.18%
2015-10-31 6 83 89 93.26%
2015-09-30 6 78 84 92.86%
2015-08-31 6 77 83 92.77%
2015-07-31 7 77 84 91.67%
2015-06-30 7 78 85 91.76%
2015-05-31 7 78 85 91.76%
2015-04-30 7 76 83 91.57%
2015-03-31 7 76 83 91.57%
2015-02-28 7 74 81 91.36%
2015-01-31 7 75 82 91.46%
2014-12-31 7 74 81 91.36%
2014-11-30 7 73 80 91.25%
2014-10-31 7 72 79 91.14%
2014-09-30 7 71 78 91.03%
2014-08-31 7 71 78 91.03%
2014-07-31 7 73 80 91.25%
2014-06-30 7 73 80 91.25%
2014-05-31 7 73 80 91.25%
2014-04-30 7 73 80 91.25%
2014-03-31 8 74 82 90.24%
2014-02-28 8 74 82 90.24%
2014-01-31 8 72 80 90.00%
2013-12-31 8 72 80 90.00%
2013-11-30 7 73 80 91.25%
2013-10-31 7 72 79 91.14%
2013-09-30 7 70 77 90.91%
2013-08-31 7 69 76 90.79%
2013-07-31 7 68 75 90.67%
2013-06-30 7 69 76 90.79%
2013-05-31 7 69 76 90.79%
2013-04-30 7 69 76 90.79%
2013-03-31 7 69 76 90.79%
2013-02-28 7 69 76 90.79%
2013-01-31 7 68 75 90.67%
2012-12-31 7 70 77 90.91%
2012-11-30 7 70 77 90.91%
2012-10-31 6 67 73 91.78%
2012-09-30 6 65 71 91.55%
2012-08-31 6 63 69 91.30%
2012-07-31 6 65 71 91.55%
2012-06-30 6 64 70 91.43%
2012-05-31 6 63 69 91.30%
2012-04-30 6 65 71 91.55%
2012-03-31 6 65 71 91.55%
2012-02-29 6 63 69 91.30%
2012-01-31 6 64 70 91.43%
2011-12-31 6 63 69 91.30%
2011-11-30 6 62 68 91.18%
2011-10-31 6 63 69 91.30%
2011-09-30 6 62 68 91.18%
2011-08-31 6 59 65 90.77%
2011-07-31 6 59 65 90.77%
2011-06-30 6 60 66 90.91%
2011-05-31 6 58 64 90.63%
2011-04-30 6 60 66 90.91%
2011-03-31 6 60 66 90.91%
2011-02-28 6 59 65 90.77%
2011-01-31 6 58 64 90.63%
2010-12-31 6 58 64 90.63%
2010-11-30 6 58 64 90.63%
2010-10-31 6 63 69 91.30%
2010-09-30 6 61 67 91.04%
2010-08-31 6 59 65 90.77%
2010-07-31 6 58 64 90.63%
2010-06-30 6 62 68 91.18%
2010-05-31 6 58 64 90.63%
2010-04-30 6 57 63 90.48%
2010-03-31 6 57 63 90.48%
2010-02-28 6 58 64 90.63%
2010-01-31 6 57 63 90.48%
2009-12-31 6 58 64 90.63%
2009-11-30 6 60 66 90.91%
2009-10-31 6 58 64 90.63%
2009-09-30 6 58 64 90.63%
2009-08-31 6 56 62 90.32%
2009-07-31 6 55 61 90.16%
2009-06-30 6 55 61 90.16%
2009-05-31 6 55 61 90.16%
2009-04-30 6 55 61 90.16%
2009-03-31 6 56 62 90.32%
2009-02-28 7 54 61 88.52%
2009-01-31 7 55 62 88.71%
2008-12-31 7 57 64 89.06%
2008-11-30 7 57 64 89.06%
2008-10-31 7 56 63 88.89%
2008-09-30 7 55 62 88.71%
2008-08-31 7 51 58 87.93%
2008-07-31 7 49 56 87.50%
2008-06-30 7 50 57 87.72%
2008-05-31 7 51 58 87.93%
2008-04-30 7 47 54 87.04%
2008-03-31 7 46 53 86.79%
2008-02-29 7 45 52 86.54%
2008-01-31 7 46 53 86.79%
2007-12-31 6 46 52 88.46%
2007-11-30 6 47 53 88.68%
2007-10-31 6 44 50 88.00%
2007-09-30 6 43 49 87.76%
2007-08-31 6 43 49 87.76%
2007-07-31 6 40 46 86.96%
2007-06-30 6 40 46 86.96%
2007-05-31 6 40 46 86.96%
2007-04-30 7 40 47 85.11%
2007-03-31 7 44 51 86.27%
2007-02-28 7 38 45 84.44%
2007-01-31 7 39 46 84.78%
2006-12-31 7 36 43 83.72%
2006-11-30 7 37 44 84.09%
2006-10-31 7 39 46 84.78%
2006-09-30 7 38 45 84.44%
2006-08-31 7 37 44 84.09%
2006-07-31 7 36 43 83.72%
2006-06-30 7 38 45 84.44%
2006-05-31 7 37 44 84.09%
2006-04-30 7 33 40 82.50%
2006-03-31 6 34 40 85.00%
2006-02-28 5 36 41 87.80%
2006-01-31 6 33 39 84.62%
2005-12-31 6 33 39 84.62%
2005-11-30 6 33 39 84.62%
2005-10-31 6 31 37 83.78%
2005-09-30 6 31 37 83.78%
2005-08-31 6 29 35 82.86%
2005-07-31 5 30 35 85.71%
2005-06-30 5 32 37 86.49%
2005-05-31 6 32 38 84.21%
2005-04-30 6 32 38 84.21%
2005-03-31 6 33 39 84.62%
2005-02-28 6 32 38 84.21%
2005-01-31 6 31 37 83.78%
2004-12-31 6 31 37 83.78%
2004-11-30 6 31 37 83.78%
2004-10-31 6 31 37 83.78%
2004-09-30 6 28 34 82.35%
2004-08-31 6 27 33 81.82%
2004-07-31 6 28 34 82.35%
2004-06-30 7 27 34 79.41%
2004-05-31 7 27 34 79.41%
2004-04-30 7 27 34 79.41%
2004-03-31 7 29 36 80.56%
2004-02-29 7 30 37 81.08%
2004-01-31 7 30 37 81.08%
2003-12-31 6 31 37 83.78%
2003-11-30 7 32 39 82.05%
2003-10-31 7 33 40 82.50%
2003-09-30 7 34 41 82.93%
2003-08-31 7 34 41 82.93%
2003-07-31 7 34 41 82.93%
2003-06-30 6 35 41 85.37%
2003-05-31 6 36 42 85.71%
2003-04-30 6 36 42 85.71%
2003-03-31 6 37 43 86.05%

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