CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 中州國際融資有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2021-04-17 3 7 10 70.00%
2020-12-31 3 6 9 66.67%
2019-12-31 3 7 10 70.00%
2018-12-31 3 9 12 75.00%
2017-12-31 3 9 12 75.00%
2016-12-31 3 4 7 57.14%
2015-12-31 3 1 4 25.00%
2014-12-31 2 4 6 66.67%
2013-12-31 2 3 5 60.00%
2012-12-31 3 4 7 57.14%
2011-12-31 4 4 8 50.00%
2010-12-31 4 3 7 42.86%
2009-12-31 4 2 6 33.33%
2008-12-31 4 3 7 42.86%
2007-12-31 4 4 8 50.00%
2006-12-31 2 3 5 60.00%
2005-12-31 4 4 8 50.00%
2004-12-31 6 5 11 45.45%
2003-12-31 4 6 10 60.00%
2003-03-31 5 8 13 61.54%

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