Sino-Rich Securities & Futures Limited 中順證券期貨有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
Date | ROs | Reps | Total | Reps v total |
---|---|---|---|---|
2024-08-17 | 5 | 20 | 25 | 80.00% |
2023-12-31 | 5 | 20 | 25 | 80.00% |
2022-12-31 | 5 | 17 | 22 | 77.27% |
2021-12-31 | 6 | 23 | 29 | 79.31% |
2020-12-31 | 4 | 22 | 26 | 84.62% |
2019-12-31 | 4 | 20 | 24 | 83.33% |
2018-12-31 | 4 | 20 | 24 | 83.33% |
2017-12-31 | 3 | 18 | 21 | 85.71% |
2016-12-31 | 4 | 24 | 28 | 85.71% |
2015-12-31 | 4 | 20 | 24 | 83.33% |
2014-12-31 | 4 | 19 | 23 | 82.61% |
2013-12-31 | 4 | 17 | 21 | 80.95% |
2012-12-31 | 4 | 20 | 24 | 83.33% |
2011-12-31 | 3 | 23 | 26 | 88.46% |
2010-12-31 | 4 | 13 | 17 | 76.47% |
2009-12-31 | 2 | 18 | 20 | 90.00% |
2008-12-31 | 2 | 19 | 21 | 90.48% |
2007-12-31 | 2 | 13 | 15 | 86.67% |
2006-12-31 | 3 | 14 | 17 | 82.35% |
2005-12-31 | 4 | 11 | 15 | 73.33% |
2004-12-31 | 2 | 8 | 10 | 80.00% |
2003-12-31 | 2 | 8 | 10 | 80.00% |
2003-03-31 | 2 | 9 | 11 | 81.82% |
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