KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 凱基財富管理有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-19 | 0 | 0 | 0 | 0.00% |
| 2023-12-31 | 0 | 0 | 0 | 0.00% |
| 2022-12-31 | 0 | 0 | 0 | 0.00% |
| 2021-12-31 | 0 | 0 | 0 | 0.00% |
| 2020-12-31 | 0 | 0 | 0 | 0.00% |
| 2019-12-31 | 0 | 0 | 0 | 0.00% |
| 2018-12-31 | 0 | 0 | 0 | 0.00% |
| 2017-12-31 | 0 | 0 | 0 | 0.00% |
| 2016-12-31 | 11 | 52 | 63 | 82.54% |
| 2015-12-31 | 8 | 49 | 57 | 85.96% |
| 2014-12-31 | 7 | 49 | 56 | 87.50% |
| 2013-12-31 | 8 | 53 | 61 | 86.89% |
| 2012-12-31 | 8 | 55 | 63 | 87.30% |
| 2011-12-31 | 8 | 50 | 58 | 86.21% |
| 2010-12-31 | 8 | 56 | 64 | 87.50% |
| 2009-12-31 | 4 | 54 | 58 | 93.10% |
| 2008-12-31 | 10 | 88 | 98 | 89.80% |
| 2007-12-31 | 10 | 68 | 78 | 87.18% |
| 2006-12-31 | 6 | 35 | 41 | 85.37% |
| 2005-12-31 | 5 | 14 | 19 | 73.68% |
| 2004-12-31 | 5 | 13 | 18 | 72.22% |
| 2003-12-31 | 4 | 11 | 15 | 73.33% |
| 2003-03-31 | 3 | 15 | 18 | 83.33% |
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