Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2022-07-02 28 567 595 95.29%
2021-12-31 28 586 614 95.44%
2020-12-31 28 564 592 95.27%
2019-12-31 28 550 578 95.16%
2018-12-31 25 572 597 95.81%
2017-12-31 21 553 574 96.34%
2016-12-31 24 553 577 95.84%
2015-12-31 23 580 603 96.19%
2014-12-31 23 608 631 96.35%
2013-12-31 22 624 646 96.59%
2012-12-31 22 667 689 96.81%
2011-12-31 23 705 728 96.84%
2010-12-31 23 640 663 96.53%
2009-12-31 23 588 611 96.24%
2008-12-31 22 486 508 95.67%
2007-12-31 23 574 597 96.15%
2006-12-31 15 497 512 97.07%
2005-12-31 19 415 434 95.62%
2004-12-31 8 384 392 97.96%
2003-12-31 8 311 319 97.49%
2003-03-31 11 283 294 96.26%

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