Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-24 | 33 | 479 | 512 | 93.55% |
| 2023-12-31 | 31 | 502 | 533 | 94.18% |
| 2022-12-31 | 33 | 574 | 607 | 94.56% |
| 2021-12-31 | 28 | 586 | 614 | 95.44% |
| 2020-12-31 | 28 | 564 | 592 | 95.27% |
| 2019-12-31 | 28 | 550 | 578 | 95.16% |
| 2018-12-31 | 25 | 572 | 597 | 95.81% |
| 2017-12-31 | 21 | 553 | 574 | 96.34% |
| 2016-12-31 | 24 | 553 | 577 | 95.84% |
| 2015-12-31 | 23 | 580 | 603 | 96.19% |
| 2014-12-31 | 23 | 608 | 631 | 96.35% |
| 2013-12-31 | 22 | 624 | 646 | 96.59% |
| 2012-12-31 | 22 | 667 | 689 | 96.81% |
| 2011-12-31 | 23 | 705 | 728 | 96.84% |
| 2010-12-31 | 23 | 640 | 663 | 96.53% |
| 2009-12-31 | 23 | 588 | 611 | 96.24% |
| 2008-12-31 | 22 | 486 | 508 | 95.67% |
| 2007-12-31 | 23 | 574 | 597 | 96.15% |
| 2006-12-31 | 15 | 497 | 512 | 97.07% |
| 2005-12-31 | 19 | 415 | 434 | 95.62% |
| 2004-12-31 | 8 | 384 | 392 | 97.96% |
| 2003-12-31 | 8 | 311 | 319 | 97.49% |
| 2003-03-31 | 11 | 283 | 294 | 96.26% |
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