DBS VICKERS (HONG KONG) LIMITED 星展唯高達香港有限公司

Activity type:

This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.

Date ROs Reps Total Reps v total
2024-03-29 5 58 63 92.06%
2023-12-31 5 56 61 91.80%
2022-12-31 5 54 59 91.53%
2021-12-31 6 53 59 89.83%
2020-12-31 7 54 61 88.52%
2019-12-31 6 51 57 89.47%
2018-12-31 4 73 77 94.81%
2017-12-31 6 103 109 94.50%
2016-12-31 5 116 121 95.87%
2015-12-31 5 136 141 96.45%
2014-12-31 3 135 138 97.83%
2013-12-31 3 140 143 97.90%
2012-12-31 4 170 174 97.70%
2011-12-31 4 172 176 97.73%
2010-12-31 4 163 167 97.60%
2009-12-31 4 156 160 97.50%
2008-12-31 5 146 151 96.69%
2007-12-31 5 135 140 96.43%
2006-12-31 5 120 125 96.00%
2005-12-31 5 121 126 96.03%
2004-12-31 5 114 119 95.80%
2003-12-31 5 114 119 95.80%
2003-03-31 4 106 110 96.36%

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