DBS VICKERS (HONG KONG) LIMITED 星展唯高達香港有限公司
SFC bans Samuel Lee Kwok Tung, ex-DBS Vickers, for 8 months for impersonating client by phone
SFC, 19-Aug-2019
SFC, 19-Aug-2019
SFAT affirms SFC decision to suspend Winda Sham Pik Yan for operating secret account
SFC, 22-Feb-2011
SFC, 22-Feb-2011
Ms Winda Sham Pik Yan v SFC
SFAT, 18-Feb-2011
"We did not find Ms Sham to be a witness worthy of belief."
SFAT, 18-Feb-2011
"We did not find Ms Sham to be a witness worthy of belief."
SFC reprimands Mr Cheng Lit Ming for breaching Code of Conduct and employer's internal policies
SFC, 6-Feb-2004
SFC, 6-Feb-2004
SFC reprimands Michael Yau Cheuk Hong for improperly allowing a third party to place orders for his clients
SFC, 26-Feb-2003
SFC, 26-Feb-2003
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