DBS VICKERS (HONG KONG) LIMITED 星展唯高達香港有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-28 | 5 | 59 | 64 | 92.19% |
| 2024-03-31 | 5 | 58 | 63 | 92.06% |
| 2024-02-29 | 5 | 58 | 63 | 92.06% |
| 2024-01-31 | 5 | 57 | 62 | 91.94% |
| 2023-12-31 | 5 | 56 | 61 | 91.80% |
| 2023-11-30 | 5 | 56 | 61 | 91.80% |
| 2023-10-31 | 5 | 55 | 60 | 91.67% |
| 2023-09-30 | 5 | 54 | 59 | 91.53% |
| 2023-08-31 | 5 | 55 | 60 | 91.67% |
| 2023-07-31 | 5 | 55 | 60 | 91.67% |
| 2023-06-30 | 5 | 56 | 61 | 91.80% |
| 2023-05-31 | 5 | 56 | 61 | 91.80% |
| 2023-04-30 | 6 | 56 | 62 | 90.32% |
| 2023-03-31 | 6 | 57 | 63 | 90.48% |
| 2023-02-28 | 6 | 55 | 61 | 90.16% |
| 2023-01-31 | 5 | 55 | 60 | 91.67% |
| 2022-12-31 | 5 | 54 | 59 | 91.53% |
| 2022-11-30 | 5 | 54 | 59 | 91.53% |
| 2022-10-31 | 5 | 54 | 59 | 91.53% |
| 2022-09-30 | 6 | 52 | 58 | 89.66% |
| 2022-08-31 | 6 | 53 | 59 | 89.83% |
| 2022-07-31 | 8 | 53 | 61 | 86.89% |
| 2022-06-30 | 7 | 50 | 57 | 87.72% |
| 2022-05-31 | 7 | 51 | 58 | 87.93% |
| 2022-04-30 | 7 | 51 | 58 | 87.93% |
| 2022-03-31 | 7 | 52 | 59 | 88.14% |
| 2022-02-28 | 7 | 50 | 57 | 87.72% |
| 2022-01-31 | 7 | 51 | 58 | 87.93% |
| 2021-12-31 | 6 | 53 | 59 | 89.83% |
| 2021-11-30 | 5 | 54 | 59 | 91.53% |
| 2021-10-31 | 5 | 53 | 58 | 91.38% |
| 2021-09-30 | 5 | 49 | 54 | 90.74% |
| 2021-08-31 | 6 | 45 | 51 | 88.24% |
| 2021-07-31 | 7 | 45 | 52 | 86.54% |
| 2021-06-30 | 7 | 43 | 50 | 86.00% |
| 2021-05-31 | 8 | 45 | 53 | 84.91% |
| 2021-04-30 | 8 | 46 | 54 | 85.19% |
| 2021-03-31 | 8 | 44 | 52 | 84.62% |
| 2021-02-28 | 8 | 44 | 52 | 84.62% |
| 2021-01-31 | 7 | 46 | 53 | 86.79% |
| 2020-12-31 | 7 | 54 | 61 | 88.52% |
| 2020-11-30 | 7 | 55 | 62 | 88.71% |
| 2020-10-31 | 7 | 55 | 62 | 88.71% |
| 2020-09-30 | 7 | 55 | 62 | 88.71% |
| 2020-08-31 | 7 | 53 | 60 | 88.33% |
| 2020-07-31 | 7 | 55 | 62 | 88.71% |
| 2020-06-30 | 7 | 54 | 61 | 88.52% |
| 2020-05-31 | 7 | 54 | 61 | 88.52% |
| 2020-04-30 | 7 | 54 | 61 | 88.52% |
| 2020-03-31 | 7 | 54 | 61 | 88.52% |
| 2020-02-29 | 7 | 53 | 60 | 88.33% |
| 2020-01-31 | 7 | 54 | 61 | 88.52% |
| 2019-12-31 | 6 | 51 | 57 | 89.47% |
| 2019-11-30 | 6 | 52 | 58 | 89.66% |
| 2019-10-31 | 6 | 52 | 58 | 89.66% |
| 2019-09-30 | 6 | 51 | 57 | 89.47% |
| 2019-08-31 | 6 | 59 | 65 | 90.77% |
| 2019-07-31 | 6 | 62 | 68 | 91.18% |
| 2019-06-30 | 6 | 61 | 67 | 91.04% |
| 2019-05-31 | 6 | 61 | 67 | 91.04% |
| 2019-04-30 | 6 | 64 | 70 | 91.43% |
| 2019-03-31 | 6 | 67 | 73 | 91.78% |
| 2019-02-28 | 6 | 70 | 76 | 92.11% |
| 2019-01-31 | 5 | 73 | 78 | 93.59% |
| 2018-12-31 | 4 | 73 | 77 | 94.81% |
| 2018-11-30 | 5 | 81 | 86 | 94.19% |
| 2018-10-31 | 5 | 80 | 85 | 94.12% |
| 2018-09-30 | 6 | 92 | 98 | 93.88% |
| 2018-08-31 | 6 | 98 | 104 | 94.23% |
| 2018-07-31 | 5 | 103 | 108 | 95.37% |
| 2018-06-30 | 5 | 97 | 102 | 95.10% |
| 2018-05-31 | 5 | 98 | 103 | 95.15% |
| 2018-04-30 | 5 | 99 | 104 | 95.19% |
| 2018-03-31 | 5 | 100 | 105 | 95.24% |
| 2018-02-28 | 6 | 102 | 108 | 94.44% |
| 2018-01-31 | 6 | 101 | 107 | 94.39% |
| 2017-12-31 | 6 | 103 | 109 | 94.50% |
| 2017-11-30 | 6 | 105 | 111 | 94.59% |
| 2017-10-31 | 6 | 103 | 109 | 94.50% |
| 2017-09-30 | 6 | 103 | 109 | 94.50% |
| 2017-08-31 | 6 | 103 | 109 | 94.50% |
| 2017-07-31 | 6 | 101 | 107 | 94.39% |
| 2017-06-30 | 6 | 103 | 109 | 94.50% |
| 2017-05-31 | 6 | 107 | 113 | 94.69% |
| 2017-04-30 | 6 | 113 | 119 | 94.96% |
| 2017-03-31 | 6 | 114 | 120 | 95.00% |
| 2017-02-28 | 6 | 118 | 124 | 95.16% |
| 2017-01-31 | 6 | 119 | 125 | 95.20% |
| 2016-12-31 | 5 | 116 | 121 | 95.87% |
| 2016-11-30 | 5 | 120 | 125 | 96.00% |
| 2016-10-31 | 5 | 127 | 132 | 96.21% |
| 2016-09-30 | 5 | 127 | 132 | 96.21% |
| 2016-08-31 | 5 | 126 | 131 | 96.18% |
| 2016-07-31 | 6 | 130 | 136 | 95.59% |
| 2016-06-30 | 6 | 130 | 136 | 95.59% |
| 2016-05-31 | 6 | 129 | 135 | 95.56% |
| 2016-04-30 | 5 | 132 | 137 | 96.35% |
| 2016-03-31 | 5 | 136 | 141 | 96.45% |
| 2016-02-29 | 5 | 134 | 139 | 96.40% |
| 2016-01-31 | 5 | 136 | 141 | 96.45% |
| 2015-12-31 | 5 | 136 | 141 | 96.45% |
| 2015-11-30 | 5 | 134 | 139 | 96.40% |
| 2015-10-31 | 5 | 134 | 139 | 96.40% |
| 2015-09-30 | 3 | 138 | 141 | 97.87% |
| 2015-08-31 | 3 | 140 | 143 | 97.90% |
| 2015-07-31 | 3 | 139 | 142 | 97.89% |
| 2015-06-30 | 3 | 139 | 142 | 97.89% |
| 2015-05-31 | 3 | 137 | 140 | 97.86% |
| 2015-04-30 | 3 | 135 | 138 | 97.83% |
| 2015-03-31 | 3 | 135 | 138 | 97.83% |
| 2015-02-28 | 3 | 135 | 138 | 97.83% |
| 2015-01-31 | 3 | 134 | 137 | 97.81% |
| 2014-12-31 | 3 | 135 | 138 | 97.83% |
| 2014-11-30 | 3 | 133 | 136 | 97.79% |
| 2014-10-31 | 3 | 132 | 135 | 97.78% |
| 2014-09-30 | 3 | 132 | 135 | 97.78% |
| 2014-08-31 | 3 | 132 | 135 | 97.78% |
| 2014-07-31 | 3 | 132 | 135 | 97.78% |
| 2014-06-30 | 3 | 134 | 137 | 97.81% |
| 2014-05-31 | 3 | 136 | 139 | 97.84% |
| 2014-04-30 | 3 | 134 | 137 | 97.81% |
| 2014-03-31 | 3 | 135 | 138 | 97.83% |
| 2014-02-28 | 3 | 136 | 139 | 97.84% |
| 2014-01-31 | 3 | 136 | 139 | 97.84% |
| 2013-12-31 | 3 | 140 | 143 | 97.90% |
| 2013-11-30 | 3 | 145 | 148 | 97.97% |
| 2013-10-31 | 3 | 147 | 150 | 98.00% |
| 2013-09-30 | 3 | 147 | 150 | 98.00% |
| 2013-08-31 | 3 | 145 | 148 | 97.97% |
| 2013-07-31 | 3 | 148 | 151 | 98.01% |
| 2013-06-30 | 3 | 149 | 152 | 98.03% |
| 2013-05-31 | 3 | 151 | 154 | 98.05% |
| 2013-04-30 | 3 | 160 | 163 | 98.16% |
| 2013-03-31 | 4 | 165 | 169 | 97.63% |
| 2013-02-28 | 4 | 167 | 171 | 97.66% |
| 2013-01-31 | 4 | 168 | 172 | 97.67% |
| 2012-12-31 | 4 | 170 | 174 | 97.70% |
| 2012-11-30 | 4 | 169 | 173 | 97.69% |
| 2012-10-31 | 4 | 169 | 173 | 97.69% |
| 2012-09-30 | 4 | 168 | 172 | 97.67% |
| 2012-08-31 | 4 | 170 | 174 | 97.70% |
| 2012-07-31 | 4 | 171 | 175 | 97.71% |
| 2012-06-30 | 4 | 171 | 175 | 97.71% |
| 2012-05-31 | 4 | 171 | 175 | 97.71% |
| 2012-04-30 | 4 | 172 | 176 | 97.73% |
| 2012-03-31 | 4 | 172 | 176 | 97.73% |
| 2012-02-29 | 4 | 172 | 176 | 97.73% |
| 2012-01-31 | 4 | 172 | 176 | 97.73% |
| 2011-12-31 | 4 | 172 | 176 | 97.73% |
| 2011-11-30 | 4 | 170 | 174 | 97.70% |
| 2011-10-31 | 3 | 171 | 174 | 98.28% |
| 2011-09-30 | 3 | 172 | 175 | 98.29% |
| 2011-08-31 | 3 | 170 | 173 | 98.27% |
| 2011-07-31 | 3 | 167 | 170 | 98.24% |
| 2011-06-30 | 3 | 169 | 172 | 98.26% |
| 2011-05-31 | 3 | 170 | 173 | 98.27% |
| 2011-04-30 | 4 | 170 | 174 | 97.70% |
| 2011-03-31 | 4 | 170 | 174 | 97.70% |
| 2011-02-28 | 4 | 165 | 169 | 97.63% |
| 2011-01-31 | 4 | 164 | 168 | 97.62% |
| 2010-12-31 | 4 | 163 | 167 | 97.60% |
| 2010-11-30 | 4 | 163 | 167 | 97.60% |
| 2010-10-31 | 4 | 161 | 165 | 97.58% |
| 2010-09-30 | 4 | 158 | 162 | 97.53% |
| 2010-08-31 | 4 | 158 | 162 | 97.53% |
| 2010-07-31 | 4 | 163 | 167 | 97.60% |
| 2010-06-30 | 4 | 159 | 163 | 97.55% |
| 2010-05-31 | 4 | 158 | 162 | 97.53% |
| 2010-04-30 | 4 | 156 | 160 | 97.50% |
| 2010-03-31 | 4 | 156 | 160 | 97.50% |
| 2010-02-28 | 4 | 153 | 157 | 97.45% |
| 2010-01-31 | 4 | 154 | 158 | 97.47% |
| 2009-12-31 | 4 | 156 | 160 | 97.50% |
| 2009-11-30 | 3 | 156 | 159 | 98.11% |
| 2009-10-31 | 4 | 154 | 158 | 97.47% |
| 2009-09-30 | 4 | 152 | 156 | 97.44% |
| 2009-08-31 | 4 | 155 | 159 | 97.48% |
| 2009-07-31 | 4 | 154 | 158 | 97.47% |
| 2009-06-30 | 4 | 152 | 156 | 97.44% |
| 2009-05-31 | 5 | 151 | 156 | 96.79% |
| 2009-04-30 | 5 | 151 | 156 | 96.79% |
| 2009-03-31 | 5 | 150 | 155 | 96.77% |
| 2009-02-28 | 5 | 149 | 154 | 96.75% |
| 2009-01-31 | 5 | 147 | 152 | 96.71% |
| 2008-12-31 | 5 | 146 | 151 | 96.69% |
| 2008-11-30 | 5 | 144 | 149 | 96.64% |
| 2008-10-31 | 5 | 151 | 156 | 96.79% |
| 2008-09-30 | 5 | 150 | 155 | 96.77% |
| 2008-08-31 | 5 | 151 | 156 | 96.79% |
| 2008-07-31 | 5 | 152 | 157 | 96.82% |
| 2008-06-30 | 5 | 152 | 157 | 96.82% |
| 2008-05-31 | 5 | 152 | 157 | 96.82% |
| 2008-04-30 | 5 | 151 | 156 | 96.79% |
| 2008-03-31 | 5 | 155 | 160 | 96.88% |
| 2008-02-29 | 5 | 152 | 157 | 96.82% |
| 2008-01-31 | 5 | 152 | 157 | 96.82% |
| 2007-12-31 | 5 | 135 | 140 | 96.43% |
| 2007-11-30 | 5 | 134 | 139 | 96.40% |
| 2007-10-31 | 5 | 131 | 136 | 96.32% |
| 2007-09-30 | 5 | 127 | 132 | 96.21% |
| 2007-08-31 | 5 | 127 | 132 | 96.21% |
| 2007-07-31 | 5 | 127 | 132 | 96.21% |
| 2007-06-30 | 5 | 128 | 133 | 96.24% |
| 2007-05-31 | 5 | 130 | 135 | 96.30% |
| 2007-04-30 | 5 | 128 | 133 | 96.24% |
| 2007-03-31 | 5 | 127 | 132 | 96.21% |
| 2007-02-28 | 5 | 124 | 129 | 96.12% |
| 2007-01-31 | 5 | 124 | 129 | 96.12% |
| 2006-12-31 | 5 | 120 | 125 | 96.00% |
| 2006-11-30 | 5 | 120 | 125 | 96.00% |
| 2006-10-31 | 5 | 120 | 125 | 96.00% |
| 2006-09-30 | 5 | 119 | 124 | 95.97% |
| 2006-08-31 | 5 | 120 | 125 | 96.00% |
| 2006-07-31 | 5 | 118 | 123 | 95.93% |
| 2006-06-30 | 5 | 115 | 120 | 95.83% |
| 2006-05-31 | 5 | 116 | 121 | 95.87% |
| 2006-04-30 | 5 | 116 | 121 | 95.87% |
| 2006-03-31 | 5 | 118 | 123 | 95.93% |
| 2006-02-28 | 5 | 119 | 124 | 95.97% |
| 2006-01-31 | 5 | 120 | 125 | 96.00% |
| 2005-12-31 | 5 | 121 | 126 | 96.03% |
| 2005-11-30 | 5 | 121 | 126 | 96.03% |
| 2005-10-31 | 5 | 121 | 126 | 96.03% |
| 2005-09-30 | 5 | 119 | 124 | 95.97% |
| 2005-08-31 | 5 | 116 | 121 | 95.87% |
| 2005-07-31 | 5 | 112 | 117 | 95.73% |
| 2005-06-30 | 5 | 114 | 119 | 95.80% |
| 2005-05-31 | 5 | 116 | 121 | 95.87% |
| 2005-04-30 | 5 | 119 | 124 | 95.97% |
| 2005-03-31 | 5 | 115 | 120 | 95.83% |
| 2005-02-28 | 5 | 115 | 120 | 95.83% |
| 2005-01-31 | 5 | 115 | 120 | 95.83% |
| 2004-12-31 | 5 | 114 | 119 | 95.80% |
| 2004-11-30 | 5 | 113 | 118 | 95.76% |
| 2004-10-31 | 5 | 109 | 114 | 95.61% |
| 2004-09-30 | 5 | 109 | 114 | 95.61% |
| 2004-08-31 | 5 | 108 | 113 | 95.58% |
| 2004-07-31 | 5 | 110 | 115 | 95.65% |
| 2004-06-30 | 5 | 112 | 117 | 95.73% |
| 2004-05-31 | 5 | 112 | 117 | 95.73% |
| 2004-04-30 | 6 | 114 | 120 | 95.00% |
| 2004-03-31 | 6 | 115 | 121 | 95.04% |
| 2004-02-29 | 5 | 115 | 120 | 95.83% |
| 2004-01-31 | 5 | 111 | 116 | 95.69% |
| 2003-12-31 | 5 | 114 | 119 | 95.80% |
| 2003-11-30 | 5 | 115 | 120 | 95.83% |
| 2003-10-31 | 5 | 116 | 121 | 95.87% |
| 2003-09-30 | 4 | 116 | 120 | 96.67% |
| 2003-08-31 | 4 | 115 | 119 | 96.64% |
| 2003-07-31 | 4 | 113 | 117 | 96.58% |
| 2003-06-30 | 4 | 111 | 115 | 96.52% |
| 2003-05-31 | 4 | 111 | 115 | 96.52% |
| 2003-04-30 | 4 | 107 | 111 | 96.40% |
| 2003-03-31 | 4 | 106 | 110 | 96.36% |
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