VC BROKERAGE LIMITED 滙盈證券有限公司
This page shows the historic number of SFC licensees for a firm. Licensees are either Responsible Officers (ROs) or Representatives (Reps). When Activity is set to "All", we treat a person who holds both roles (in different activities) as an RO. The Reps v total is a measure of how bottom-heavy a firm is, because the ROs are supposed to supervise the Reps. For other firms, click here. For the total in all firms, click here. Note that due to a transitional period which ended on 31-Mar-2005, many licenses in some activities were surrendered or not extended beyond that date.
| Date | ROs | Reps | Total | Reps v total |
|---|---|---|---|---|
| 2024-04-27 | 5 | 20 | 25 | 80.00% |
| 2023-12-31 | 6 | 21 | 27 | 77.78% |
| 2022-12-31 | 5 | 16 | 21 | 76.19% |
| 2021-12-31 | 5 | 22 | 27 | 81.48% |
| 2020-12-31 | 4 | 22 | 26 | 84.62% |
| 2019-12-31 | 4 | 25 | 29 | 86.21% |
| 2018-12-31 | 3 | 29 | 32 | 90.63% |
| 2017-12-31 | 4 | 42 | 46 | 91.30% |
| 2016-12-31 | 4 | 44 | 48 | 91.67% |
| 2015-12-31 | 3 | 50 | 53 | 94.34% |
| 2014-12-31 | 3 | 53 | 56 | 94.64% |
| 2013-12-31 | 3 | 57 | 60 | 95.00% |
| 2012-12-31 | 3 | 59 | 62 | 95.16% |
| 2011-12-31 | 3 | 64 | 67 | 95.52% |
| 2010-12-31 | 3 | 68 | 71 | 95.77% |
| 2009-12-31 | 3 | 65 | 68 | 95.59% |
| 2008-12-31 | 4 | 71 | 75 | 94.67% |
| 2007-12-31 | 3 | 73 | 76 | 96.05% |
| 2006-12-31 | 3 | 69 | 72 | 95.83% |
| 2005-12-31 | 3 | 76 | 79 | 96.20% |
| 2004-12-31 | 4 | 75 | 79 | 94.94% |
| 2003-12-31 | 3 | 86 | 89 | 96.63% |
| 2003-03-31 | 2 | 72 | 74 | 97.30% |
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